Insider · CIK 0001245197

SCHMITZ WILLIAM A

Reports to the SEC for 2 companies · NEWARK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001245197

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-07-31	Arista Power, Inc.OptionA Award	Director, Chief Executive Officer	AAward	+75K sh	$0.75	+$56.3K	75,000
2013-07-31	Arista Power, Inc.OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−75K sh	$1.67	−$125K	0
2013-07-31	Arista Power, Inc.OptionA Award	Director, Chief Executive Officer	AAward	+200K sh	$0.38	+$76K	200,000
2012-11-08	Arista Power, Inc.OptionA Award	Director, Chief Executive Officer	AAward	+25K sh	$1.67	+$41.8K	25,000
2012-11-08	Arista Power, Inc.OptionA Award	Director, Chief Executive Officer	AAward	+50K sh	$1.67	+$83.5K	50,000
2012-11-08	Arista Power, Inc.WarrantA Award	Director, Chief Executive Officer	AAward	+115K sh	$1.67	+$192K	115,000
2012-11-08	Arista Power, Inc.OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−25K sh	$5.80	−$145K	0
2012-11-08	Arista Power, Inc.OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−50K sh	$5.80	−$290K	0
2012-11-08	Arista Power, Inc.WarrantD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−115K sh	$5.00	−$575K	0
2012-11-08	Arista Power, Inc.OptionA Award	Director, Chief Executive Officer	AAward	+25K sh	$1.67	+$41.8K	25,000
2012-11-08	Arista Power, Inc.WarrantA Award	Director, Chief Executive Officer	AAward	+9,625 sh	$1.67	+$16.1K	9,625
2012-11-08	Arista Power, Inc.OptionA Award	Director, Chief Executive Officer	AAward	+50K sh	$1.67	+$83.5K	50,000
2012-11-08	Arista Power, Inc.WarrantA Award	Director, Chief Executive Officer	AAward	+21.9K sh	$1.67	+$36.5K	21,875
2012-11-08	Arista Power, Inc.WarrantA Award	Director, Chief Executive Officer	AAward	+115K sh	$1.67	+$192K	115,000
2012-11-08	Arista Power, Inc.OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−25K sh	$5.80	−$145K	0
2012-11-08	Arista Power, Inc.WarrantD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−9,625 sh	$10.00	−$96.3K	0
2012-11-08	Arista Power, Inc.OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−50K sh	$5.80	−$290K	0
2012-11-08	Arista Power, Inc.WarrantD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−21.9K sh	$10.00	−$219K	0
2012-11-08	Arista Power, Inc.WarrantD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−115K sh	$5.00	−$575K	0
2011-07-27	Arista Power, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+12.5M sh	$0.04	+$438K	12,500,000
2011-07-27	Arista Power, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+5.5M sh	$0.04	+$193K	6,476,648
2011-07-27	Arista Power, Inc.WarrantP Purchase	Director, Chief Executive Officer	PPurchase	+438K sh	—	—	437,500
2011-07-27	Arista Power, Inc.WarrantP Purchase	Director, Chief Executive Officer	PPurchase	+193K sh	—	—	192,500
2010-12-13	Arista Power, Inc.A Award	Director, Chief Executive Officer	AAward	+852K sh	$0.14	+$115K	976,648
2010-05-17	Arista Power, Inc.OptionsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−1.5M sh	—	—	0
2010-05-17	Arista Power, Inc.OptionsA Award	Director, Chief Executive Officer	AAward	+1.5M sh	—	—	1,500,000
2010-04-26	Arista Power, Inc.WarrantA Award	Director, Chief Executive Officer	AAward	+2.3M sh	—	—	3,800,000
2009-11-15	Arista Power, Inc.OptionsA Award	Director, Chief Executive Officer	AAward	+1.5M sh	—	—	1,500,000
2009-04-16	ULBIULTRALIFE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+6,250 sh	$4.96	+$31K	36,316
2009-04-16	ULBIULTRALIFE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−4,657 sh	$8.06	−$37.5K	31,659
2009-04-16	ULBIULTRALIFE CORP · Stock Option (Right to Buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−4,657 sh	—	—	0
2009-03-02	ULBIULTRALIFE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−1,240 sh	$7.00	−$8,680	30,066
2009-01-14	ULBIULTRALIFE CORPA Award	Chief Operating Officer	AAward	+3,575 sh	—	—	31,306
2009-01-14	ULBIULTRALIFE CORP · Stock Option (Right to Buy)A Award	Chief Operating Officer	AAward	+12K sh	—	—	11,964
2008-12-22	ULBIULTRALIFE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−333 sh	$10.78	−$3,589.74	33,929
2008-12-22	ULBIULTRALIFE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−281 sh	$10.78	−$3,029.18	27,731
2008-06-23	ULBIULTRALIFE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+200 sh	$4.96	+$992	28,212
2008-06-23	ULBIULTRALIFE CORPS Sale	Chief Operating Officer	SSale	−200 sh	$11.68	−$2,336	28,012
2008-06-23	ULBIULTRALIFE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+100 sh	$4.96	+$496	28,112
2008-06-23	ULBIULTRALIFE CORPS Sale	Chief Operating Officer	SSale	−100 sh	$11.71	−$1,171	28,012
2008-06-23	ULBIULTRALIFE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+400 sh	$4.96	+$1,984	28,412
2008-06-23	ULBIULTRALIFE CORPS Sale	Chief Operating Officer	SSale	−400 sh	$11.76	−$4,704	28,012
2008-06-23	ULBIULTRALIFE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+200 sh	$4.96	+$992	28,212
2008-06-23	ULBIULTRALIFE CORPS Sale	Chief Operating Officer	SSale	−200 sh	$11.79	−$2,358	28,012
2008-06-23	ULBIULTRALIFE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+350 sh	$4.96	+$1,736	28,362
2008-06-23	ULBIULTRALIFE CORPS Sale	Chief Operating Officer	SSale	−350 sh	$11.39	−$3,986.5	28,012
2008-06-23	ULBIULTRALIFE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+159 sh	$4.96	+$788.64	28,171
2008-06-23	ULBIULTRALIFE CORPS Sale	Chief Operating Officer	SSale	−159 sh	$11.43	−$1,817.37	28,012
2008-06-23	ULBIULTRALIFE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+41 sh	$4.96	+$203.36	28,053
2008-06-23	ULBIULTRALIFE CORPS Sale	Chief Operating Officer	SSale	−41 sh	$11.44	−$469.04	28,012

Recent filings

Accepted (ET)
Aug 24
Arista Power, Inc.0001181431-13-042612
SEC(opens sec.gov)
Nov 134/A
SCHMITZ WILLIAM A0001181431-12-058127
SEC(opens sec.gov)
Nov 94
SCHMITZ WILLIAM A0001181431-12-058046
SEC(opens sec.gov)
Jul 284
SCHMITZ WILLIAM A0001181431-11-042818
SEC(opens sec.gov)

Companies

Address

2000 TECHNOLOGY PARKWAY

NEWARK, NY, 14513