Insider · CIK 0001249884

HATFIELD HARLAN M

Reports to the SEC for 1 company · SOUTH JORDAN, UT

sec.gov

Transactions

Companies

Filings

CIK

0001249884

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-05-08	HEADWATERS INCD Disposition to Issuer	General Counsel	DDisposition to Issuer	−111K sh	—	—	0
2017-05-08	HEADWATERS INCSTOCK APPRECIATION RIGHTSD Disposition to Issuer	General Counsel	DDisposition to Issuer	−10.4K sh	—	—	0
2017-05-08	HEADWATERS INCSTOCK APPRECIATION RIGHTSD Disposition to Issuer	General Counsel	DDisposition to Issuer	−14.8K sh	—	—	0
2017-05-08	HEADWATERS INCSTOCK APPRECIATION RIGHTSD Disposition to Issuer	General Counsel	DDisposition to Issuer	−23.2K sh	—	—	0
2017-05-08	HEADWATERS INCSTOCK APPRECIATION RIGHTSD Disposition to Issuer	General Counsel	DDisposition to Issuer	−21K sh	—	—	0
2017-05-08	HEADWATERS INCSTOCK APPRECIATION RIGHTSD Disposition to Issuer	General Counsel	DDisposition to Issuer	−14K sh	—	—	0
2017-05-08	HEADWATERS INCSTOCK APPRECIATION RIGHTSD Disposition to Issuer	General Counsel	DDisposition to Issuer	−23.2K sh	—	—	0
2017-05-08	HEADWATERS INCSTOCK APPRECIATION RIGHTSD Disposition to Issuer	General Counsel	DDisposition to Issuer	−22.1K sh	—	—	0
2017-05-08	HEADWATERS INCSTOCK APPRECIATION RIGHTSD Disposition to Issuer	General Counsel	DDisposition to Issuer	−70.6K sh	—	—	0
2016-12-19	HEADWATERS INCG Gift	General Counsel	GGift	−5,470 sh	—	—	38,716
2016-12-09	HEADWATERS INCS Sale	General Counsel	SSale	−9,889 sh	$23.57	−$233K	18,871
2016-12-07	HEADWATERS INCM Exercise/Conversion	General Counsel	MExercise/Conversion	+9,889 sh	$13.57	+$134K	28,760
2016-12-07	HEADWATERS INCStock Appreciation RightsM Exercise/Conversion	General Counsel	MExercise/Conversion	−23.2K sh	—	—	0
2016-11-28	HEADWATERS INCS Sale	General Counsel	SSale	−1,860 sh	$23.70	−$44.1K	53,868
2015-11-05	HEADWATERS INCS Sale	General Counsel	SSale	−2,788 sh	$17.79	−$49.6K	55,728
2015-11-04	HEADWATERS INCA Award	General Counsel	AAward	+5,482 sh	—	—	58,516
2015-11-04	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+10.4K sh	—	—	10,422
2015-05-07	HEADWATERS INCM Exercise/Conversion	General Counsel	MExercise/Conversion	+16K sh	$1.85	+$29.5K	34,837
2015-05-07	HEADWATERS INCD Disposition to Issuer	General Counsel	DDisposition to Issuer	−16K sh	$19.71	−$315K	18,871
2015-05-07	HEADWATERS INCCash Settled Stock Appreciation RightsM Exercise/Conversion	General Counsel	MExercise/Conversion	−16K sh	—	—	0
2014-11-06	HEADWATERS INCS Sale	General Counsel	SSale	−1,772 sh	$13.04	−$23.1K	45,751
2014-11-05	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+14.8K sh	—	—	14,804
2014-11-05	HEADWATERS INCA Award	General Counsel	AAward	+7,283 sh	—	—	54,806
2014-11-05	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+14K sh	—	—	14,005
2013-11-07	HEADWATERS INCA Award	General Counsel	AAward	+10.1K sh	—	—	47,523
2013-11-07	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+21K sh	—	—	20,990
2012-11-08	HEADWATERS INCS Sale	General Counsel	SSale	−1,580 sh	$6.83	−$10.8K	19,420
2012-11-08	HEADWATERS INCS Sale	General Counsel	SSale	−549 sh	$6.86	−$3,766.195	18,871
2012-11-08	HEADWATERS INCA Award	General Counsel	AAward	+7,021 sh	—	—	37,469
2012-11-08	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+14K sh	—	—	14,042
2011-11-05	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+70.6K sh	—	—	70,649
2011-11-03	HEADWATERS INCS Sale	General Counsel	SSale	−1,971 sh	$1.89	−$3,725.19	21,000
2010-11-09	HEADWATERS INCS Sale	General Counsel	SSale	−1,578 sh	$3.72	−$5,870.318	22,971
2010-11-06	HEADWATERS INCA Award	General Counsel	AAward	+13.5K sh	—	—	30,448
2010-11-06	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+22.1K sh	—	—	22,073
2009-11-13	HEADWATERS INCS Sale	General Counsel	SSale	−909 sh	$4.64	−$4,218.76	29,305
2009-11-07	HEADWATERS INCA Award	General Counsel	AAward	+4,756 sh	—	—	30,214
2009-11-07	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+23.2K sh	—	—	23,216
2009-04-30	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+46.4K sh	—	—	46,432
2007-11-01	HEADWATERS INCA Award	General Counsel	AAward	+4,756 sh	—	—	7,990
2007-11-01	HEADWATERS INCStock Appreciation RightsA Award	General Counsel	AAward	+28.7K sh	—	—	28,748
2004-09-23	HEADWATERS INCIncentive Stock OptionA Award	General Counsel	AAward	+5,383 sh	—	—	5,383
2004-09-23	HEADWATERS INCNon-Qualified Stock OptionA Award	General Counsel	AAward	+9,617 sh	—	—	9,617
2004-04-21	HEADWATERS INCA Award	General Counsel	AAward	+3,234 sh	—	—	3,234
2004-04-21	HEADWATERS INCIncentive Stock OptionA Award	General Counsel	AAward	+7,509 sh	—	—	7,509
2004-04-21	HEADWATERS INCNon-Qualified Stock OptionA Award	General Counsel	AAward	+2,829 sh	—	—	2,829
2003-11-12	HEADWATERS INCD Disposition to Issuer	General Counsel	DDisposition to Issuer	−1,000 sh	$2.20	−$2,200	6,212

Recent filings

Accepted (ET)
May 84
HEADWATERS INC0001104659-17-030834
SEC(opens sec.gov)
Dec 204
HEADWATERS INC0001003344-16-000132
SEC(opens sec.gov)
Dec 94
HEADWATERS INC0001003344-16-000125
SEC(opens sec.gov)
Dec 74
HEADWATERS INC0001003344-16-000118
SEC(opens sec.gov)
Nov 284
HEADWATERS INC0001003344-16-000110
SEC(opens sec.gov)
Nov 54
HEADWATERS INC0001003344-15-000061
SEC(opens sec.gov)
May 84
HEADWATERS INC0001003344-15-000027
SEC(opens sec.gov)

Companies

HEADWATERS INCGeneral Counsel

Address

10653 S. RIVERFRONT PARKWAY, SUITE 300

SOUTH JORDAN, UT, 84095