Insider · CIK 0001252217

HIRSCHMANN JAMES W III

Reports to the SEC for 15 companies · PASADENA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001252217

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-12-06	Western Asset Mortgage Capital CorpD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−7,291 sh	—	—	0
2020-05-14	Western Asset Mortgage Capital CorpJ Other	Director, Chairman of the Board	JOther	+10K sh	$2.20	+$22K	72,910
2019-05-15	Western Asset Mortgage Capital CorpJ Other	Director, Chairman of the Board	JOther	+10K sh	$10.07	+$101K	62,910
2018-05-15	Western Asset Mortgage Capital CorpJ Other	Director, Chairman of the Board	JOther	+10K sh	$10.16	+$102K	52,910
2017-05-15	Western Asset Mortgage Capital CorpJ Other	Director, Chairman of the Board	JOther	+10K sh	$9.99	+$99.9K	42,910
2013-07-18	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	CEO & President of Subadviser	PPurchase	+7,478 sh	$22.00	+$165K	10,000
2013-07-18	PAIWestern Asset Investment Grade Income Fund Inc.P Purchase	CEO & President of Subadviser	PPurchase	+900 sh	$12.88	+$11.6K	15,000
2013-07-18	PAIWestern Asset Investment Grade Income Fund Inc.P Purchase	CEO & President of Subadviser	PPurchase	+4,100 sh	$12.92	+$53K	14,100
2013-07-18	PAIWestern Asset Investment Grade Income Fund Inc.P Purchase	CEO & President of Subadviser	PPurchase	+4,100 sh	$12.92	+$53K	4,100
2013-07-18	PAIWestern Asset Investment Grade Income Fund Inc.P Purchase	CEO & President of Subadviser	PPurchase	+900 sh	$12.88	+$11.6K	5,000
2013-07-18	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	CEO & President of Subadviser	PPurchase	+22 sh	$21.97	+$483.34	22
2013-07-18	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	CEO & President of Subadviser	PPurchase	+2,500 sh	$21.98	+$55K	2,522
2012-11-23	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+2,500 sh	$19.87	+$49.7K	30,000
2012-11-21	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+5,000 sh	$19.51	+$97.6K	6,015
2012-11-21	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+300 sh	$19.56	+$5,868	11,315
2012-11-21	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+7,200 sh	$19.57	+$141K	18,515
2012-11-21	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+5,000 sh	$19.65	+$98.3K	11,015
2012-09-18	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+1,500 sh	$21.82	+$32.7K	10,000
2012-09-18	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+15 sh	$21.82	+$327.3	1,015
2012-09-17	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+1,000 sh	$21.84	+$21.8K	1,000
2012-09-14	Western Asset Mortgage Capital CorpP Purchase	Director, Chairman of the Board	PPurchase	+7,500 sh	$21.90	+$164K	7,500
2010-12-14	WIWWESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDS Sale	Dir, Pres & CEO of Invstmt Adv	SSale	−20K sh	$12.13	−$243K	0
2010-12-13	WIWWESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDS Sale	Dir, Pres & CEO of Invstmt Adv	SSale	−20K sh	$12.08	−$242K	0
2010-12-10	WIWWESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDS Sale	Dir, Pres & CEO of Invstmt Adv	SSale	−20K sh	$12.08	−$242K	40,000
2010-12-09	WIWWESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDS Sale	Dir, Pres & CEO of Invstmt Adv	SSale	−20K sh	$12.13	−$243K	60,000
2006-07-28	LEGG MASON, INC.Stock Options (Right to buy)M Exercise/Conversion	President and COO	MExercise/Conversion	−2,400 sh	—	—	3,600
2006-07-28	LEGG MASON, INC.M Exercise/Conversion	President and COO	MExercise/Conversion	+6,600 sh	$26.31	+$174K	15,631
2006-07-28	LEGG MASON, INC.M Exercise/Conversion	President and COO	MExercise/Conversion	+2,400 sh	$52.07	+$125K	18,031
2006-07-28	LEGG MASON, INC.Stock Options (Right to buy)M Exercise/Conversion	President and COO	MExercise/Conversion	−6,600 sh	—	—	6,600
2006-07-20	LEGG MASON, INC.Stock Option (Right to buy)M Exercise/Conversion	President and COO	MExercise/Conversion	−4,879 sh	—	—	0
2006-07-20	LEGG MASON, INC.M Exercise/Conversion	President and COO	MExercise/Conversion	+4,879 sh	$20.49	+$100K	34,910
2006-07-12	LEGG MASON, INC.Phantom StockA Award	President and COO	AAward	+685.72 sh	$87.50	+$60K	7,809.67
2006-07-10	LEGG MASON, INC.Phantom StockA Award	President and COO	AAward	+13.64 sh	$93.85	+$1,280.114	7,123.95

Recent filings

Accepted (ET)
Dec 84
HIRSCHMANN JAMES W III0001209191-23-057954
SEC(opens sec.gov)
May 144
HIRSCHMANN JAMES W III0001179110-20-006055
SEC(opens sec.gov)
May 164
HIRSCHMANN JAMES W III0001179110-19-006154
SEC(opens sec.gov)
May 174
HIRSCHMANN JAMES W III0001179110-18-006973
SEC(opens sec.gov)
May 164
Western Asset Mortgage Capital Corp0001179110-17-007270
SEC(opens sec.gov)
Jul 234/A
Western Asset Income Fund0001140361-13-028641
SEC(opens sec.gov)
Jul 224
Western Asset Mortgage Defined Opportunity Fund Inc.0001140361-13-028601
SEC(opens sec.gov)
Jul 224
Western Asset Income Fund0001140361-13-028599
SEC(opens sec.gov)
Nov 274/A
HIRSCHMANN JAMES W III0001179110-12-016523
SEC(opens sec.gov)
Nov 274
HIRSCHMANN JAMES W III0001179110-12-016524
SEC(opens sec.gov)
Nov 274
HIRSCHMANN JAMES W III0001179110-12-016525
SEC(opens sec.gov)
Nov 214
HIRSCHMANN JAMES W III0001179110-12-016392
SEC(opens sec.gov)
Nov 214
HIRSCHMANN JAMES W III0001179110-12-016394
SEC(opens sec.gov)
Nov 214
HIRSCHMANN JAMES W III0001179110-12-016395
SEC(opens sec.gov)
Nov 214
HIRSCHMANN JAMES W III0001179110-12-016393
SEC(opens sec.gov)
Sep 184
HIRSCHMANN JAMES W III0001179110-12-014228
SEC(opens sec.gov)

Companies

Address

385 E. COLORADO BLVD.

PASADENA, CA, 91101