Insider · CIK 0001252911
CHADWICK ROBERT E
Reports to the SEC for 5 companies · PASADENA, CA
Transactions
17
Companies
5
Filings
15
CIK
0001252911
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2018-12-18 | DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase | +$100K |
| 2016-11-14 | DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase | +$110K |
| 2015-11-30 | FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCJ Other | — |
| 2015-11-30 | FLCFLAHERTY & CRUMRINE TOTAL RETURN FUND INCJ Other | — |
| 2015-11-30 | DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncJ Other | — |
| 2015-11-30 | PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCJ Other | — |
| 2015-11-30 | PFDFLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCJ Other | — |
| 2015-06-08 | DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase | +$2,250.5 |
| 2015-06-08 | DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase | +$36.1K |
| 2015-06-08 | DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase | +$74.2K |
| 2013-08-16 | DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase | +$104K |
| 2006-12-26 | FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCJ Other | +$93.7K |
| 2006-12-26 | FLCFLAHERTY & CRUMRINE TOTAL RETURN FUND INCJ Other | +$90.7K |
| 2006-12-26 | PFDFLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCJ Other | +$122K |
| 2006-12-26 | PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCJ Other | +$106K |
| 2004-04-06 | PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCP Purchase | +$19.4K |
| 2004-01-05 | FLCFLAHERTY & CRUMRINE TOTAL RETURN FUND INCP Purchase | +$12.7K |
Recent filings
- 4CHADWICK ROBERT E0001252911-18-000001SEC(opens sec.gov)
- 4Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252911-16-000007SEC(opens sec.gov)
- 5Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC0001252911-16-000003SEC(opens sec.gov)
- 5Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252911-16-000006SEC(opens sec.gov)
- 5Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND INC0001252911-16-000004SEC(opens sec.gov)
- 5FLAHERTY & CRUMRINE TOTAL RETURN FUND INC0001252911-16-000005SEC(opens sec.gov)
- 5FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC0001252911-16-000002SEC(opens sec.gov)
- 4Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252911-15-000001SEC(opens sec.gov)
- 4Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252911-13-000001SEC(opens sec.gov)
- 4CHADWICK ROBERT E0001252911-06-000003SEC(opens sec.gov)
- 4CHADWICK ROBERT E0001252911-06-000002SEC(opens sec.gov)
- 4CHADWICK ROBERT E0001252911-06-000005SEC(opens sec.gov)
- 4CHADWICK ROBERT E0001252911-06-000004SEC(opens sec.gov)
- 4PREFERRED INCOME OPPORTUNITY FUND INC0001252911-04-000002SEC(opens sec.gov)
- 4FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC0001252911-04-000001SEC(opens sec.gov)
Companies
- Flaherty & Crumrine Dynamic Preferred & Income Fund IncDirector, CEO, President, AFFILIATED PERSON OF INV. ADV.DFP
- FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCDirector, CEO and President, Affilated Person of AdvisorPFD
- Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCDirector, CEO and President, Affiliated Person of AdviserPFO
- Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCDirector, CEO and President, Affiliated Person of AdviserFFC
- FLAHERTY & CRUMRINE TOTAL RETURN FUND INCDirector, CEO and President, Affiliated Person of AdviserFLC
Address
301 E COLORADO BLVD STE 720
PASADENA, CA, 91101