Insider · CIK 0001258805

SMITH ALISON

Reports to the SEC for 3 companies · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001258805

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-10-01	ASB Bancorp IncD Disposition to Issuer	Director	DDisposition to Issuer	−21.8K sh	—	—	0
2017-10-01	ASB Bancorp IncStock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−8,100 sh	—	—	0
2017-09-07	ASB Bancorp IncM Exercise/Conversion	Director	MExercise/Conversion	+5,400 sh	$18.84	+$102K	21,842
2016-03-04	ASB Bancorp IncP Purchase	Director	PPurchase	+1,000 sh	$24.99	+$25K	16,442
2015-05-28	ASB Bancorp IncP Purchase	Director	PPurchase	+4,442 sh	$21.30	+$94.6K	15,442
2015-02-06	ASB Bancorp IncP Purchase	Director	PPurchase	+5,000 sh	$19.91	+$99.6K	11,000
2012-12-26	YADKIN FINANCIAL CorpM Exercise/Conversion	Director	MExercise/Conversion	+17.9K sh	$2.80	+$50K	110,441
2012-12-26	YADKIN FINANCIAL CorpG Gift	Director	GGift	−1,000 sh	$2.90	−$2,900	109,441
2012-12-26	YADKIN FINANCIAL CorpG Gift	Director	GGift	+1,000 sh	$2.90	+$2,900	1,000
2012-12-26	YADKIN FINANCIAL CorpMandatorily Convertible Cumulative NonVoting Preferred StockM Exercise/Conversion	Director	MExercise/Conversion	−50 sh	$1000.00	−$50K	0
2012-10-24	YADKIN FINANCIAL CorpMandatorily Convertible Cumulative NonVoting Preferred StockP Purchase	Director	PPurchase	+50 sh	$1000.00	+$50K	4,308
2011-06-23	YADKIN FINANCIAL CorpP Purchase	Director	PPurchase	+4,666 sh	$1.98	+$9,238.68	92,584
2011-05-06	YADKIN FINANCIAL CorpP Purchase	Director	PPurchase	+34.2K sh	$2.25	+$77K	87,918
2010-05-06	YADKIN FINANCIAL CorpP Purchase	Director	PPurchase	+5,000 sh	$4.05	+$20.3K	53,696
2009-05-28	YADKIN FINANCIAL CorpA Award	Director	AAward	+40.4K sh	—	—	46,696
2009-04-28	YADKIN FINANCIAL CorpA Award	Director	AAward	+40.4K sh	—	—	46,696
2008-07-23	AMERICAN COMMUNITY BANCSHARES INCX Exercise of In-Money	Director	XExercise of In-Money	+4,000 sh	$5.60	+$22.4K	58,521
2008-07-23	AMERICAN COMMUNITY BANCSHARES INCCommon Stock OptionsX Exercise of In-Money	Director	XExercise of In-Money	−4,000 sh	$5.60	−$22.4K	5,000
2005-02-03	AMERICAN COMMUNITY BANCSHARES INCC Conversion	Director	CConversion	+10K sh	$10.50	+$105K	36,347
2005-02-03	AMERICAN COMMUNITY BANCSHARES INCWarrantsC Conversion	Director	CConversion	−10K sh	$10.50	−$105K	0

Recent filings

Accepted (ET)
Oct 34
SMITH ALISON0001520300-17-000014
SEC(opens sec.gov)
Sep 74
SMITH ALISON0001520300-17-000009
SEC(opens sec.gov)
Mar 44
ASB Bancorp Inc0001520300-16-000009
SEC(opens sec.gov)
Jun 14
ASB Bancorp Inc0001503249-15-000021
SEC(opens sec.gov)
Feb 94
ASB Bancorp Inc0001503249-15-000012
SEC(opens sec.gov)
Dec 284
SMITH ALISON0001366633-12-000053
SEC(opens sec.gov)
Oct 264
SMITH ALISON0001366633-12-000037
SEC(opens sec.gov)
Jun 244
SMITH ALISON0001500624-11-000061
SEC(opens sec.gov)
May 104
SMITH ALISON0001500624-11-000023
SEC(opens sec.gov)
May 64
SMITH ALISON0001366633-10-000016
SEC(opens sec.gov)
May 294
SMITH ALISON0001366633-09-000021
SEC(opens sec.gov)
May 294/A
SMITH ALISON0001366633-09-000023
SEC(opens sec.gov)
Jul 244
SMITH ALISON0001181431-08-044292
SEC(opens sec.gov)
Feb 44
SMITH ALISON0001181431-05-007276
SEC(opens sec.gov)

Companies

Address

200 HARGETT CT.

CHARLOTTE, NC, 28211