JOHNSON THOMAS RICHARD

CIK 00012865022 companiesDALLAS, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001286502

Recent Transactions

45 trades

Award
PENSON WORLDWIDE INC
Common Stock
2011-04-28+11,291→ 44,132 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2011-03-31−771→ 0 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2011-03-31+771→ 32,841 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2010-12-31+772→ 32,070 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2010-12-31−772→ 771 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2010-09-30+771→ 31,298 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2010-09-30−771→ 1,543 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2010-06-30+772→ 30,527 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Units
2010-06-30−772→ 2,314 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2010-06-30+772→ 30,527 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2010-06-30−772→ 2,314 total
Award
PENSON WORLDWIDE INC
Common Stock
2010-05-27+10,190→ 29,755 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2010-04-29−840→ 0 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2010-04-29+840→ 19,565 total
Sale
PENSON WORLDWIDE INC
Common Stock
2010-03-31−406,797→ 500,922 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2010-03-31+772→ 18,725 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2010-03-31−772→ 3,086 total
Sale
PENSON WORLDWIDE INC
Common Stock
2010-03-02−93,203→ 907,719 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2010-01-29−840→ 839 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2010-01-29+840→ 17,953 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2009-12-31−771→ 3,858 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2009-12-31+771→ 17,113 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2009-10-29−840→ 1,679 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2009-10-29+840→ 16,342 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2009-09-30+772→ 15,502 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2009-09-30−772→ 4,629 total
Sale
PENSON WORLDWIDE INC
Common Stock
2009-08-04$11.52/sh−12,600→ 1,000,922 total
Sale
PENSON WORLDWIDE INC
Common Stock
2009-08-03$11.70/sh−27,000→ 1,013,522 total
Sale
PENSON WORLDWIDE INC
Common Stock
2009-07-31$11.75/sh−45,900→ 1,040,522 total
Sale
PENSON WORLDWIDE INC
Common Stock
2009-07-30$11.75/sh−14,500→ 1,086,422 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2009-07-29+839→ 14,730 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2009-07-29−839→ 2,519 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2009-06-30+772→ 13,891 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2009-06-30−772→ 5,401 total
Award
PENSON WORLDWIDE INC
Restricted Stock Unit
2009-05-21+6,173→ 6,173 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2009-04-29+840→ 13,119 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2009-04-29−840→ 3,358 total
Exercise/Conversion
PENSON WORLDWIDE INC
Restricted Stock Unit
2009-01-29−840→ 4,198 total
Exercise/Conversion
PENSON WORLDWIDE INC
Common Stock
2009-01-29+840→ 12,279 total
Award
PENSON WORLDWIDE INC
Restricted Stock Unit
2008-04-29+6,718→ 6,718 total
Award
PENSON WORLDWIDE INC
Stock Option (right to buy)
2007-05-08+5,000→ 5,000 total
Purchase
CALL NOW INC
Call Now, Inc.
2005-05-24$7.25/sh+3,500→ 27,307 total
Purchase
CALL NOW INC
Call Now, Inc.
2005-01-14$7.00/sh+1,800→ 23,807 total
Purchase
CALL NOW INC
Call Now, Inc.
2004-09-22$8.00/sh+3,200→ 20,007 total
Exercise of In-Money
CALL NOW INC
Call Now, Inc.
2004-03-30$3.88/sh+10,000→ 16,807 total

Companies

Recent Filings

Address

C/O PENSON WORLDWIDE, INC. 1700 PACIFIC AVENUE, SUITE 1400

DALLAS, TX, 75201

View on SEC.gov