Insider · CIK 0001298628

Hodges William L

Reports to the SEC for 2 companies · CHAPEL HILL, NC

sec.gov

Transactions

Companies

Filings

CIK

0001298628

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-09-15	NVN Liquidation, Inc.Employee Stock Option (right to buy)M Exercise/Conversion	Interim Chief Financial Office	MExercise/Conversion	−5,000 sh	—	—	28,000
2017-09-15	NVN Liquidation, Inc.M Exercise/Conversion	Interim Chief Financial Office	MExercise/Conversion	+5,000 sh	$6.03	+$30.2K	5,000
2017-06-28	NVN Liquidation, Inc.Employee Stock Option (Right to Buy)A Award	Interim Chief Financial Office	AAward	+8,000 sh	—	—	8,000
2017-03-24	NVN Liquidation, Inc.Employee Stock Option (right to buy)A Award	Interim Chief Financial Office	AAward	+33K sh	—	—	33,000
2015-12-31	POZEN INC /NCF Tax Payment	Chief Financial Officer	FTax Payment	−2,948 sh	$6.83	−$20.1K	113,922
2015-07-27	POZEN INC /NCG Gift	Chief Financial Officer	GGift	−20K sh	—	—	109,370
2015-06-17	POZEN INC /NCStock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−40.3K sh	—	—	611
2015-06-17	POZEN INC /NCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+40.3K sh	$5.33	+$215K	157,533
2015-06-17	POZEN INC /NCF Tax Payment	Chief Financial Officer	FTax Payment	−28.2K sh	$10.57	−$298K	129,353
2015-06-16	POZEN INC /NCStock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−45.8K sh	—	—	0
2015-06-16	POZEN INC /NCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+45.8K sh	$4.64	+$213K	88,570
2015-06-16	POZEN INC /NCF Tax Payment	Chief Financial Officer	FTax Payment	−30.9K sh	$10.02	−$309K	103,499
2015-06-16	POZEN INC /NCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+36.2K sh	$3.77	+$137K	139,746
2015-06-16	POZEN INC /NCF Tax Payment	Chief Financial Officer	FTax Payment	−22.5K sh	$10.02	−$226K	117,223
2015-06-16	POZEN INC /NCStock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−36.2K sh	—	—	13,743
2014-12-31	POZEN INC /NCA Award	Chief Financial Officer	AAward	+30K sh	—	—	30,000
2014-11-10	POZEN INC /NCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+4,978 sh	$3.77	+$18.8K	106,861
2014-11-10	POZEN INC /NCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+15.3K sh	$4.64	+$70.8K	81,729
2014-11-10	POZEN INC /NCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+20.2K sh	$5.33	+$107K	101,883
2014-11-10	POZEN INC /NCF Tax Payment	Chief Financial Officer	FTax Payment	−20.8K sh	$9.49	−$197K	86,099
2014-11-10	POZEN INC /NCStock OptionM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−15.3K sh	—	—	45,807
2014-11-10	POZEN INC /NCStock OptionM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−20.2K sh	—	—	40,921
2014-11-10	POZEN INC /NCStock OptionM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−4,978 sh	—	—	36,248
2014-07-02	POZEN INC /NCStock OptionM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−11.4K sh	—	—	50
2014-07-02	POZEN INC /NCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+11.4K sh	$8.62	+$98.4K	77,875
2014-07-02	POZEN INC /NCS Sale	Chief Financial Officer	SSale	−11.4K sh	$9.05	−$103K	66,461
2014-03-14	POZEN INC /NCA Award	Chief Financial Officer	AAward	+20K sh	—	—	20,000
2013-12-17	POZEN INC /NCG Gift	Chief Financial Officer	GGift	−1,000 sh	—	—	35,937
2013-03-15	POZEN INC /NCA Award	Chief Financial Officer	AAward	+20K sh	—	—	20,000
2013-03-01	POZEN INC /NCG Gift	Chief Financial Officer	GGift	−2,000 sh	—	—	18,057
2012-10-25	POZEN INC /NCA Award	Chief Financial Officer	AAward	+21K sh	—	—	21,000
2012-03-15	POZEN INC /NCA Award	Chief Financial Officer	AAward	+10K sh	—	—	10,000
2012-03-15	POZEN INC /NCStock Option (right to buy)A Award	Chief Financial Officer	AAward	+25K sh	—	—	25,000
2011-10-01	POZEN INC /NCA Award	Chief Financial Officer	AAward	+28K sh	$2.41	+$67.5K	28,000
2011-10-01	POZEN INC /NCF Tax Payment	Chief Financial Officer	FTax Payment	−3,030 sh	$2.41	−$7,302.3	24,970
2011-08-05	POZEN INC /NCP Purchase	Chief Financial Officer	PPurchase	+1,000 sh	$3.35	+$3,350	7,450
2011-03-15	POZEN INC /NCStock Option (right to buy)A Award	Chief Financial Officer	AAward	+45K sh	—	—	45,000
2010-03-15	POZEN INC /NCStock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2009-03-13	POZEN INC /NCStock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+50K sh	—	—	50,000
2006-01-03	POZEN INC /NCStock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+75K sh	—	—	75,000
2005-08-08	POZEN INC /NCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+4,500 sh	$6.24	+$28.1K	6,500
2005-08-08	POZEN INC /NCStock Option (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−4,500 sh	—	—	75,500
2005-01-03	POZEN INC /NCStock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+31.3K sh	—	—	31,250

Recent filings

Accepted (ET)
Sep 184
Hodges William L0001209191-17-053159
SEC(opens sec.gov)
Jun 294
Novan, Inc.0001209191-17-042407
SEC(opens sec.gov)
Mar 284
Novan, Inc.0001209191-17-023151
SEC(opens sec.gov)
Jan 54
POZEN INC /NC0001104659-16-088229
SEC(opens sec.gov)
Jul 294
POZEN INC /NC0001104659-15-054444
SEC(opens sec.gov)
Jun 184
POZEN INC /NC0001140361-15-024852
SEC(opens sec.gov)
Jan 54
POZEN INC /NC0001209191-15-001745
SEC(opens sec.gov)
Nov 134
POZEN INC /NC0001209191-14-068421
SEC(opens sec.gov)

Companies

Address

C/O POZEN INC. 1414 RALEIGH RD, SUITE 400

CHAPEL HILL, NC, 27517