Insider · CIK 0001312750

Alexander Susan

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001312750

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-03-05	SOTHEBYSA Award	EVP & WW Head of HR	AAward	+1,069 sh	—	—	28,589
2015-03-05	SOTHEBYSA Award	EVP & WW Head of HR	AAward	+5,924 sh	—	—	29,711
2015-03-05	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−2,191 sh	—	—	27,520
2015-03-05	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−396 sh	—	—	28,193
2015-02-26	SOTHEBYSRestricted Stock UnitsA Award	EVP & WW Head of HR	AAward	+3,511 sh	—	—	6,719
2014-03-05	SOTHEBYSA Award	EVP & WW Head of HR	AAward	+9,603 sh	—	—	39,904
2014-03-05	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−3,553 sh	—	—	36,351
2014-02-11	SOTHEBYSRestricted Stock UnitsA Award	EVP & WW Head of HR	AAward	+3,208 sh	—	—	3,208
2013-08-14	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−16.1K sh	$45.63	−$736K	14,174
2013-03-05	SOTHEBYSA Award	EVP & WW Head of HR	AAward	+8,218 sh	—	—	33,341
2013-03-05	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−3,040 sh	—	—	30,301
2013-02-11	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−1,441 sh	—	—	25,123
2013-02-11	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	−3,619 sh	—	—	0
2013-02-11	SOTHEBYSM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	+3,619 sh	—	—	26,564
2012-03-16	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−6,426 sh	$39.00	−$251K	22,945
2012-03-05	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−2,361 sh	—	—	29,371
2012-03-05	SOTHEBYSA Award	EVP & WW Head of HR	AAward	+6,541 sh	—	—	31,732
2012-02-11	SOTHEBYSM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	+3,619 sh	—	—	26,564
2012-02-11	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	−3,619 sh	—	—	3,619
2012-02-11	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−1,373 sh	—	—	25,191
2011-03-05	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−2,613 sh	—	—	22,945
2011-03-05	SOTHEBYSA Award	EVP & WW Head of HR	AAward	+5,653 sh	—	—	25,558
2011-02-26	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−1,734 sh	—	—	19,905
2011-02-11	SOTHEBYSM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	+3,619 sh	—	—	22,950
2011-02-11	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	−3,619 sh	—	—	7,238
2011-02-11	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−1,311 sh	—	—	21,639
2011-02-10	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−881 sh	—	—	19,331
2011-02-09	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−977 sh	—	—	20,212
2010-09-15	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−5,000 sh	$32.38	−$162K	21,189
2010-06-16	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−725 sh	—	—	26,189
2010-03-08	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−2,500 sh	$31.00	−$77.5K	26,914
2010-03-02	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−5,000 sh	$28.00	−$140K	29,414
2010-03-02	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−5,000 sh	$27.00	−$135K	34,414
2010-03-01	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−5,000 sh	$26.00	−$130K	39,414
2010-02-26	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−1,359 sh	—	—	44,414
2010-02-11	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−1,311 sh	—	—	46,673
2010-02-11	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	−3,618 sh	—	—	10,857
2010-02-11	SOTHEBYSM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	+3,618 sh	—	—	47,084
2010-02-10	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−881 sh	—	—	43,466
2010-02-09	SOTHEBYSF Tax Payment	EVP & WW Head of HR	FTax Payment	−1,621 sh	—	—	44,347
2010-01-15	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−5,000 sh	$25.73	−$129K	45,968
2009-12-15	SOTHEBYSM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	+39.5K sh	—	—	90,468
2009-12-15	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−39.5K sh	$21.29	−$841K	50,968
2009-12-15	SOTHEBYSEmployee Stock Option-Right to BuyM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	−39.5K sh	—	—	0
2009-11-17	SOTHEBYSM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	+18K sh	—	—	68,968
2009-11-17	SOTHEBYSEmployee Stock Option-Right to BuyM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	−10K sh	—	—	39,500
2009-11-17	SOTHEBYSEmployee Stock Option-Right to BuyM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	−8,000 sh	—	—	0
2009-11-17	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−18K sh	$20.84	−$375K	50,968
2009-11-16	SOTHEBYSEmployee Stock Option-Right to BuyM Exercise/Conversion	EVP & WW Head of HR	MExercise/Conversion	−10K sh	—	—	49,500
2009-11-16	SOTHEBYSS Sale	EVP & WW Head of HR	SSale	−10K sh	$19.89	−$199K	50,968

Recent filings

Accepted (ET)
Mar 244
SOTHEBYS0001140361-15-013083
SEC(opens sec.gov)
Mar 64
SOTHEBYS0001140361-15-010785
SEC(opens sec.gov)
Mar 74
SOTHEBYS0001140361-14-011772
SEC(opens sec.gov)
Aug 154
SOTHEBYS0001140361-13-033236
SEC(opens sec.gov)
Mar 64
Alexander Susan0001140361-13-011067
SEC(opens sec.gov)
Feb 134
Alexander Susan0001140361-13-006494
SEC(opens sec.gov)
Mar 204
Alexander Susan0001140361-12-016786
SEC(opens sec.gov)
Mar 74
Alexander Susan0001140361-12-013691
SEC(opens sec.gov)
Feb 144
Alexander Susan0001140361-12-008515
SEC(opens sec.gov)

Companies

SOTHEBYSEVP & WW Head of HR

Address

1334 YORK AVENUE

NEW YORK, NY, 10021