Insider · CIK 0001332203

Fairman Francis E IV

Reports to the SEC for 1 company · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001332203

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-02-02	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−5,956 sh	$95.53	−$569K	51,513
2018-02-02	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−1,745 sh	$96.28	−$168K	49,768
2018-02-02	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−1,900 sh	$97.42	−$185K	47,868
2018-02-02	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−399 sh	$98.19	−$39.2K	47,469
2017-05-22	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	+8,540 sh	—	—	61,586
2017-05-22	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−4,117 sh	—	—	57,469
2017-05-22	PIPRPIPER SANDLER COMPANIES · Performance Share UnitM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	−8,540 sh	—	—	0
2017-05-02	PIPRPIPER SANDLER COMPANIESD Disposition to Issuer	Head, Public Finance Services	DDisposition to Issuer	−3,000 sh	$60.93	−$183K	53,046
2017-02-18	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−394 sh	$76.05	−$30K	56,046
2017-02-17	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−331 sh	$76.05	−$25.2K	56,440
2017-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−1,144 sh	$78.85	−$90.2K	56,771
2017-02-15	PIPRPIPER SANDLER COMPANIESA Award	Head, Public Finance Services	AAward	+5,745 sh	—	—	57,915
2017-02-03	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	+2,496 sh	$70.13	+$175K	64,666
2017-02-03	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−2,496 sh	$75.36	−$188K	62,170
2017-02-03	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−9,900 sh	$75.32	−$746K	52,270
2017-02-03	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−100 sh	$76.10	−$7,610	52,170
2017-02-03	PIPRPIPER SANDLER COMPANIES · Employee Stock Option (right to buy)M Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	−2,496 sh	—	—	0
2016-05-31	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	+9,381 sh	—	—	66,692
2016-05-31	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−4,522 sh	—	—	62,170
2016-05-31	PIPRPIPER SANDLER COMPANIES · Performance Share UnitM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	−9,381 sh	—	—	0
2016-05-16	PIPRPIPER SANDLER COMPANIES · Performance Share UnitA Award	Head, Public Finance Services	AAward	+10K sh	—	—	10,036
2016-02-18	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−393 sh	$41.87	−$16.5K	57,311
2016-02-17	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−324 sh	$41.95	−$13.6K	47,492
2016-02-17	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−324 sh	$41.95	−$13.6K	47,492
2016-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−997 sh	$41.58	−$41.5K	47,816
2016-02-16	PIPRPIPER SANDLER COMPANIESA Award	Head, Public Finance Services	AAward	+10.2K sh	—	—	57,704
2016-02-16	PIPRPIPER SANDLER COMPANIESA Award	Head, Public Finance Services	AAward	+10.2K sh	—	—	57,704
2016-02-15	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−997 sh	$41.58	−$41.5K	47,816
2015-12-01	PIPRPIPER SANDLER COMPANIESI Discretionary Transaction	Head, Public Finance Services	IDiscretionary Transaction	−1,005.82 sh	$35.32	−$35.5K	0
2015-06-01	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	+15.6K sh	—	—	55,650
2015-06-01	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−6,837 sh	—	—	48,813
2015-06-01	PIPRPIPER SANDLER COMPANIES · Performance Share UnitM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	−16.5K sh	—	—	0
2015-05-15	PIPRPIPER SANDLER COMPANIES · Performance Share UnitA Award	Head, Public Finance Services	AAward	+9,162 sh	—	—	9,162
2015-02-18	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−393 sh	$54.56	−$21.4K	37,136
2015-02-18	PIPRPIPER SANDLER COMPANIESA Award	Head, Public Finance Services	AAward	+2,952 sh	—	—	40,088
2015-02-17	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−975 sh	$55.26	−$53.9K	37,529
2014-11-05	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	+2,135 sh	$47.85	+$102K	40,639
2014-11-05	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−2,135 sh	$57.76	−$123K	38,504
2014-11-05	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	+6,759 sh	$41.09	+$278K	45,263
2014-11-05	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−6,759 sh	$57.71	−$390K	38,504
2014-11-05	PIPRPIPER SANDLER COMPANIES · Employee Stock Option (right to buy)M Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	−2,135 sh	—	—	0
2014-11-05	PIPRPIPER SANDLER COMPANIES · Employee Stock Option (right to buy)M Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	−6,759 sh	—	—	0
2014-10-31	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	+1,391 sh	$39.62	+$55.1K	39,895
2014-10-31	PIPRPIPER SANDLER COMPANIESS Sale	Head, Public Finance Services	SSale	−1,391 sh	$56.54	−$78.6K	38,504
2014-10-31	PIPRPIPER SANDLER COMPANIES · Employee Stock Option (right to buy)M Exercise/Conversion	Head, Public Finance Services	MExercise/Conversion	−1,391 sh	—	—	0
2014-02-18	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−1,007 sh	$40.12	−$40.4K	35,911
2014-02-18	PIPRPIPER SANDLER COMPANIESF Tax Payment	Head, Public Finance Services	FTax Payment	−913 sh	$40.12	−$36.6K	34,998
2014-02-18	PIPRPIPER SANDLER COMPANIESA Award	Head, Public Finance Services	AAward	+3,506 sh	—	—	38,504
2013-05-15	PIPRPIPER SANDLER COMPANIES · Performance Share UnitA Award	Head, Public Finance Services	AAward	+9,381 sh	—	—	9,381
2013-04-30	PIPRPIPER SANDLER COMPANIESD Disposition to Issuer	Head, Public Finance Services	DDisposition to Issuer	−24.1K sh	—	—	36,845

Recent filings

Accepted (ET)
Feb 54
Fairman Francis E IV0001230245-18-000016
SEC(opens sec.gov)
May 244
PIPER JAFFRAY COMPANIES0001230245-17-000089
SEC(opens sec.gov)
May 44
PIPER JAFFRAY COMPANIES0001230245-17-000070
SEC(opens sec.gov)
Feb 224
PIPER JAFFRAY COMPANIES0001230245-17-000045
SEC(opens sec.gov)
Feb 214
PIPER JAFFRAY COMPANIES0001230245-17-000034
SEC(opens sec.gov)
Feb 174
PIPER JAFFRAY COMPANIES0001230245-17-000021
SEC(opens sec.gov)
Feb 64
PIPER JAFFRAY COMPANIES0001230245-17-000008
SEC(opens sec.gov)
Jun 24
PIPER JAFFRAY COMPANIES0001230245-16-000269
SEC(opens sec.gov)

Companies

PIPER SANDLER COMPANIESHead, Public Finance ServicesPIPR

Address

800 NICOLLET MALL

MINNEAPOLIS, MN, 55402