Insider · CIK 0001335636

BORAK ADAM

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001335636

Forms 4 and 5

Insider transactions

35 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-03-27	EPOCH HOLDING CORPD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−98.8K sh	—	—	0
2013-02-21	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−7,024 sh	$28.00	−$197K	98,796
2012-12-20	EPOCH HOLDING CORPEmployee Stock Options (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−38.9K sh	—	—	0
2012-12-20	EPOCH HOLDING CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+38.9K sh	$6.17	+$240K	105,820
2012-09-25	EPOCH HOLDING CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+2,300 sh	$6.17	+$14.2K	69,182
2012-09-25	EPOCH HOLDING CORPEmployee Stock Options (Right to Buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−2,300 sh	—	—	38,938
2012-09-25	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−2,300 sh	$23.41	−$53.8K	66,882
2012-02-21	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−3,706 sh	$24.67	−$91.4K	66,882
2012-02-15	EPOCH HOLDING CORPA Award	Chief Financial Officer	AAward	+10.7K sh	$25.17	+$270K	70,588
2012-02-03	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−4,021 sh	$23.81	−$95.7K	59,862
2011-07-01	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−5,000 sh	$17.77	−$88.9K	63,883
2011-04-01	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−7,500 sh	$15.83	−$119K	68,883
2011-02-23	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−770 sh	$15.42	−$11.9K	76,383
2011-02-23	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−1,204 sh	$15.42	−$18.6K	61,942
2011-02-15	EPOCH HOLDING CORPA Award	Chief Financial Officer	AAward	+15.2K sh	$15.45	+$235K	77,153
2011-02-03	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−6,168 sh	$14.86	−$91.7K	63,146
2011-01-06	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−5,500 sh	$15.34	−$84.4K	69,314
2011-01-05	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−1,700 sh	$15.02	−$25.5K	74,814
2011-01-04	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−300 sh	$15.31	−$4,593	76,514
2011-01-03	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−2,500 sh	$15.71	−$39.3K	76,814
2010-06-28	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−7,500 sh	$12.76	−$95.7K	79,314
2010-06-25	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−2,500 sh	$12.78	−$31.9K	86,814
2010-06-16	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−4,800 sh	$12.25	−$58.8K	89,314
2010-06-15	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−5,200 sh	$12.25	−$63.7K	94,114
2010-05-21	EPOCH HOLDING CORPS Sale	Chief Financial Officer	SSale	−20K sh	$12.08	−$242K	99,314
2010-03-02	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−1,197 sh	$10.16	−$12.2K	119,314
2010-02-15	EPOCH HOLDING CORPA Award	Chief Financial Officer	AAward	+23.8K sh	$9.46	+$225K	120,511
2010-02-04	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−9,139 sh	$8.96	−$81.9K	96,722
2009-02-17	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−132 sh	$6.48	−$855.36	105,861
2009-02-10	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−6,227 sh	$6.13	−$38.2K	105,993
2009-01-30	EPOCH HOLDING CORPEmployee Stock Options (Right to Buy)A Award	Chief Financial Officer	AAward	+41.2K sh	—	—	41,238
2009-01-30	EPOCH HOLDING CORPA Award	Chief Financial Officer	AAward	+19.5K sh	$6.17	+$120K	112,220
2008-02-05	EPOCH HOLDING CORPF Tax Payment	Chief Financial Officer	FTax Payment	−3,118 sh	$11.50	−$35.9K	102,917
2008-01-31	EPOCH HOLDING CORPA Award	Chief Financial Officer	AAward	+19.6K sh	$10.74	+$210K	106,035
2007-01-31	EPOCH HOLDING CORPA Award	Chief Financial Officer	AAward	+27.8K sh	$9.06	+$252K	91,556

Recent filings

Accepted (ET)
Mar 284
BORAK ADAM0001144204-13-018426
SEC(opens sec.gov)
Feb 214
BORAK ADAM0001144204-13-010587
SEC(opens sec.gov)
Dec 214
BORAK ADAM0001144204-12-069314
SEC(opens sec.gov)
Sep 274
BORAK ADAM0001144204-12-053380
SEC(opens sec.gov)
Feb 214
BORAK ADAM0001144204-12-010261
SEC(opens sec.gov)
Feb 174
BORAK ADAM0001144204-12-009921
SEC(opens sec.gov)
Feb 34
BORAK ADAM0001144204-12-005857
SEC(opens sec.gov)
Jul 54
BORAK ADAM0001144204-11-039108
SEC(opens sec.gov)
Apr 14
BORAK ADAM0001144204-11-019780
SEC(opens sec.gov)
Feb 254
BORAK ADAM0001144204-11-011094
SEC(opens sec.gov)
Feb 244
BORAK ADAM0001144204-11-010733
SEC(opens sec.gov)
Feb 34
BORAK ADAM0001144204-11-005877
SEC(opens sec.gov)
Jan 74
BORAK ADAM0001144204-11-001362
SEC(opens sec.gov)
Jan 54
Borak Adam0001144204-11-000873
SEC(opens sec.gov)

Companies

EPOCH HOLDING CORPChief Financial Officer

Address

640 FIFTH AVENUE 18TH FLOOR

NEW YORK, NY, 10019