Insider · CIK 0001344340

Day Stephen L

Reports to the SEC for 1 company · LITTLETON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001344340

Forms 4 and 5

Insider transactions

45 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-07-01	DOVER SADDLERY INCIncentive Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−15.7K sh	$8.50	−$134K	0
2015-07-01	DOVER SADDLERY INCNon-Qualified Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−2,940 sh	$8.50	−$25K	0
2015-07-01	DOVER SADDLERY INCIncentive Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−15.7K sh	$8.50	−$134K	0
2015-07-01	DOVER SADDLERY INCNon-Qualified Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−3,500 sh	$8.50	−$29.8K	0
2015-07-01	DOVER SADDLERY INCIncentive Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−15.7K sh	$8.50	−$134K	0
2015-07-01	DOVER SADDLERY INCNon-Qualified Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−3,500 sh	$8.50	−$29.8K	0
2015-07-01	DOVER SADDLERY INCNon-Qualified Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−3,500 sh	$8.50	−$29.8K	0
2015-07-01	DOVER SADDLERY INCU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−615K sh	$8.50	−$5.23M	0
2015-07-01	DOVER SADDLERY INCIncentive Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−15.7K sh	$8.50	−$134K	0
2015-07-01	DOVER SADDLERY INCNon-Qualified Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−3,500 sh	$8.50	−$29.8K	0
2015-07-01	DOVER SADDLERY INCNon-Qualified Stock OptionU Disposition from Tender	Director, CEO, President & Treasurer, 10% Owner	UDisposition from Tender	−3,500 sh	$8.50	−$29.8K	0
2013-11-20	DOVER SADDLERY INCIncentive Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	$5.39	+$84.8K	62,900
2013-11-20	DOVER SADDLERY INCNon-Qualified Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	$4.90	+$17.2K	20,440
2013-11-20	DOVER SADDLERY INCIncentive Stock Option (right to buy)C Conversion	Director, CEO, President & Treasurer, 10% Owner	CConversion	−2,644 sh	$1.36	−$3,595.84	62,900
2013-11-20	DOVER SADDLERY INCP Purchase	Director, CEO, President & Treasurer, 10% Owner	PPurchase	+2,644 sh	$1.36	+$3,595.84	614,744
2013-11-20	DOVER SADDLERY INCP Purchase	Director, CEO, President & Treasurer, 10% Owner	PPurchase	+2,644 sh	$1.36	+$3,595.84	614,744
2013-11-20	DOVER SADDLERY INCNon-Qualified Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	—	—	62,900
2013-11-20	DOVER SADDLERY INCIncentive Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	—	—	20,440
2013-11-20	DOVER SADDLERY INCIncentive Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	−2,644 sh	—	—	62,900
2013-08-05	DOVER SADDLERY INCIncentice Stock Option (right to buy)C Conversion	Director, CEO, President & Treasurer, 10% Owner	CConversion	−10.6K sh	$1.36	−$14.4K	49,819
2013-08-05	DOVER SADDLERY INCP Purchase	Director, CEO, President & Treasurer, 10% Owner	PPurchase	+10.6K sh	$1.36	+$14.4K	612,100
2013-08-05	DOVER SADDLERY INCIncentive Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	−10.6K sh	—	—	62,900
2013-08-05	DOVER SADDLERY INCP Purchase	Director, CEO, President & Treasurer, 10% Owner	PPurchase	+10.6K sh	$1.36	+$14.4K	614,744
2012-11-16	DOVER SADDLERY INCNon-Qualified Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	$3.59	+$12.6K	20,440
2012-11-16	DOVER SADDLERY INCIncentive Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	—	—	60,395
2012-11-16	DOVER SADDLERY INCNon-Qualified Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	—	—	20,440
2012-11-16	DOVER SADDLERY INCIncentive Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	$3.95	+$62.1K	60,395
2011-11-28	DOVER SADDLERY INCIncentive Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	—	—	60,395
2011-11-28	DOVER SADDLERY INCNon-Qualified Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	—	—	20,440
2011-11-28	DOVER SADDLERY INCNon-Qualified Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	$3.32	+$11.6K	20,440
2011-11-28	DOVER SADDLERY INCIncentive Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	$3.65	+$57.4K	60,395
2010-11-17	DOVER SADDLERY INCNon-Qualified Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	—	—	16,940
2010-11-17	DOVER SADDLERY INCIncentive Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	$3.41	+$53.6K	63,895
2010-11-17	DOVER SADDLERY INCNon-Qualified Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	$3.10	+$10.9K	13,440
2010-11-17	DOVER SADDLERY INCIncentive Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	—	—	60,395
2009-12-16	DOVER SADDLERY INCIncentive Stock OptionC Conversion	Director, CEO, President & Treasurer, 10% Owner	CConversion	−76.9K sh	$2.14	−$165K	48,170
2009-12-16	DOVER SADDLERY INCP Purchase	Director, CEO, President & Treasurer, 10% Owner	PPurchase	+76.9K sh	$2.14	+$165K	601,524
2009-12-16	DOVER SADDLERY INCIncentive Stock OptionC Conversion	Director, CEO, President & Treasurer, 10% Owner	CConversion	−76.9K sh	$2.14	−$165K	48,170
2009-12-16	DOVER SADDLERY INCP Purchase	Director, CEO, President & Treasurer, 10% Owner	PPurchase	+76.9K sh	$2.14	+$165K	601,524
2008-11-21	DOVER SADDLERY INCNon-Qualiifed Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+2,940 sh	—	—	9,940
2008-11-21	DOVER SADDLERY INCIncentive Stock OptionA Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+13.2K sh	—	—	125,107
2008-09-15	DOVER SADDLERY INCP Purchase	Director, CEO, President & Treasurer, 10% Owner	PPurchase	+5,000 sh	$2.95	+$14.7K	524,587
2006-10-26	DOVER SADDLERY INCNon-Qualified Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+3,500 sh	$7.50	+$26.3K	3,500
2006-10-26	DOVER SADDLERY INCIncentive Stock Option (right to buy)A Award	Director, CEO, President & Treasurer, 10% Owner	AAward	+15.7K sh	$8.25	+$130K	96,162
2005-11-17	DOVER SADDLERY INCS Sale	Director, CEO, President & Treasurer, 10% Owner	SSale	−370K sh	$9.50	−$3.51M	624,854

Recent filings

Accepted (ET)
Jul 24
DOVER SADDLERY INC0001209191-15-058551
SEC(opens sec.gov)
Feb 145
DOVER SADDLERY INC0001209191-14-010751
SEC(opens sec.gov)
Nov 224
DOVER SADDLERY INC0001209191-13-053739
SEC(opens sec.gov)

Companies

DOVER SADDLERY INCDirector, CEO, President & Treasurer, 10% Owner

Address

525 GREAT RD

LITTLETON, MA, 01460