Insider · CIK 0001347872

DePalma James

Reports to the SEC for 2 companies · STAMFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001347872

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-08-03	Revolution Lighting Technologies, Inc.J Other	Director, Chief Financial Officer, 10% Owner	JOther	+1.1M sh	$3.04	+$3.34M	9,675,386
2018-08-03	Revolution Lighting Technologies, Inc.J Other	Director, Chief Financial Officer, 10% Owner	JOther	+100K sh	$3.04	+$304K	315,000
2018-08-03	Revolution Lighting Technologies, Inc.J Other	Director, Chief Financial Officer, 10% Owner	JOther	−1.1M sh	$3.04	−$3.34M	8,575,386
2018-03-01	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+20K sh	$3.36	+$67.2K	215,000
2018-01-29	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+150K sh	$3.60	+$540K	195,000
2016-05-12	Revolution Lighting Technologies, Inc.A Award	Director, Chief Financial Officer, 10% Owner	AAward	+250K sh	—	—	8,575,386
2015-12-31	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+50K sh	$0.69	+$34.5K	400,000
2015-12-31	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+50K sh	$0.70	+$35K	450,000
2015-11-06	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+50K sh	$1.00	+$50K	350,000
2015-03-17	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+25K sh	$1.03	+$25.8K	300,000
2014-12-01	Revolution Lighting Technologies, Inc.Series G Convertible Redeemable Preferred Stock, par $0.001C Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	−18K sh	—	—	0
2014-12-01	Revolution Lighting Technologies, Inc.C Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	+28.1M sh	—	—	75,045,868
2014-12-01	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+8.21M sh	—	—	83,253,863
2014-12-01	Revolution Lighting Technologies, Inc.Series B Convertible Preferred Stock, par value $0.001C Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	−2 sh	—	—	0
2014-12-01	Revolution Lighting Technologies, Inc.Series C Convertible Preferred Stock, par value $0.001C Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	−10.2K sh	—	—	0
2014-12-01	Revolution Lighting Technologies, Inc.Series E Convertible Redeemable Preferred Stock, par $0.001C Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	−5,000 sh	—	—	0
2014-08-28	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+25K sh	$2.10	+$52.5K	275,000
2014-06-30	Revolution Lighting Technologies, Inc.Series F Convertible Redeemable Preferred Stock, par $0.001J Other	Director, Chief Financial Officer, 10% Owner	JOther	−5,000 sh	—	—	0
2014-06-30	Revolution Lighting Technologies, Inc.Series G Convertible Redeemable Preferred Stock, par $0.001J Other	Director, Chief Financial Officer, 10% Owner	JOther	+5,404.31 sh	—	—	5,404.31
2014-06-30	Revolution Lighting Technologies, Inc.Series G Convertible Redeemable Preferred Stock, par $0.001J Other	Director, Chief Financial Officer, 10% Owner	JOther	+1,640.08 sh	—	—	7,044.39
2014-06-30	Revolution Lighting Technologies, Inc.Series G Convertible Redeemable Preferred Stock, par $0.001J Other	Director, Chief Financial Officer, 10% Owner	JOther	+11K sh	—	—	18,000
2013-09-11	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+75K sh	$2.57	+$193K	225,000
2013-08-22	Revolution Lighting Technologies, Inc.Series F Convertible Redeemable Preferred Stock, par $0.001P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+5,000 sh	$1000.00	+$5M	5,000
2013-06-21	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+15K sh	$3.59	+$53.9K	150,000
2013-05-24	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+10K sh	$3.48	+$34.8K	135,000
2013-05-20	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+10K sh	$3.74	+$37.4K	125,000
2013-05-15	Revolution Lighting Technologies, Inc.A Award	Director, Chief Financial Officer, 10% Owner	AAward	+500K sh	—	—	46,653,692
2013-02-21	Revolution Lighting Technologies, Inc.Series E Convertible Redeemable Preferred Stock, par $0.001P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+5,000 sh	$1000.00	+$5M	5,000
2012-12-20	Revolution Lighting Technologies, Inc.C Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	+28.6M sh	$0.13	+$3.72M	46,153,692
2012-12-20	Revolution Lighting Technologies, Inc.Series B Convertible Preferred Stock, par value $0.001 per sC Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	−372K sh	—	—	2
2012-12-20	Revolution Lighting Technologies, Inc.Series C Convertible Preferred Stock, par value $0.001 per sP Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+10K sh	$1000.00	+$10M	10,000
2012-12-13	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+20K sh	$0.77	+$15.5K	115,000
2012-12-12	Revolution Lighting Technologies, Inc.P Purchase	Director, Chief Financial Officer, 10% Owner	PPurchase	+55K sh	$0.74	+$40.7K	95,000
2012-10-03	Revolution Lighting Technologies, Inc.C Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	+17.6M sh	$0.13	+$2.28M	17,552,769
2012-10-03	Revolution Lighting Technologies, Inc.Series B Convertible Preferred Stock, par value $0.001 per sC Conversion	Director, Chief Financial Officer, 10% Owner	CConversion	−228K sh	—	—	371,814
2011-07-25	L-1 IDENTITY SOLUTIONS, INC.D Disposition to Issuer	EVP, CFO & Treasurer, 10% Owner	DDisposition to Issuer	−3,284 sh	$12.00	−$39.4K	0
2011-07-25	L-1 IDENTITY SOLUTIONS, INC.D Disposition to Issuer	EVP, CFO & Treasurer, 10% Owner	DDisposition to Issuer	−194K sh	$12.00	−$2.33M	0
2011-07-25	L-1 IDENTITY SOLUTIONS, INC.D Disposition to Issuer	EVP, CFO & Treasurer, 10% Owner	DDisposition to Issuer	−7.62M sh	$12.00	−$91.4M	0
2011-07-25	L-1 IDENTITY SOLUTIONS, INC.Deferred Stock Units (Phantom Stock)D Disposition to Issuer	EVP, CFO & Treasurer, 10% Owner	DDisposition to Issuer	−37K sh	$12.00	−$444K	0
2011-07-25	L-1 IDENTITY SOLUTIONS, INC.Employee Stock Options (right to buy)D Disposition to Issuer	EVP, CFO & Treasurer, 10% Owner	DDisposition to Issuer	−150K sh	$4.77	−$715K	0
2011-07-25	L-1 IDENTITY SOLUTIONS, INC.Employee Stock Options (right to buy)D Disposition to Issuer	EVP, CFO & Treasurer, 10% Owner	DDisposition to Issuer	−35K sh	$4.67	−$163K	0
2011-02-10	L-1 IDENTITY SOLUTIONS, INC.F Tax Payment	EVP, CFO & Treasurer, 10% Owner	FTax Payment	−1,383 sh	$11.95	−$16.5K	193,984
2010-12-30	L-1 IDENTITY SOLUTIONS, INC.F Tax Payment	EVP, CFO & Treasurer, 10% Owner	FTax Payment	−1,623 sh	$11.90	−$19.3K	195,375
2010-02-09	L-1 IDENTITY SOLUTIONS, INC.Deferred Stock Units (Phantom Stock)A Award	EVP, CFO & Treasurer, 10% Owner	AAward	+7,463 sh	—	—	36,995
2009-09-08	L-1 IDENTITY SOLUTIONS, INC.Stock Option (Right to Buy)A Award	EVP, CFO & Treasurer, 10% Owner	AAward	+150K sh	—	—	150,000
2009-09-08	L-1 IDENTITY SOLUTIONS, INC.A Award	EVP, CFO & Treasurer, 10% Owner	AAward	+150K sh	—	—	196,998
2009-09-08	L-1 IDENTITY SOLUTIONS, INC.Stock Option (Right to Buy)A Award	EVP, CFO & Treasurer, 10% Owner	AAward	+150K sh	—	—	150,000
2009-09-08	L-1 IDENTITY SOLUTIONS, INC.A Award	EVP, CFO & Treasurer, 10% Owner	AAward	+150K sh	—	—	196,998
2009-02-10	L-1 IDENTITY SOLUTIONS, INC.Stock Option (right to buy)A Award	EVP, CFO & Treasurer, 10% Owner	AAward	+35K sh	—	—	35,000
2009-02-10	L-1 IDENTITY SOLUTIONS, INC.A Award	EVP, CFO & Treasurer, 10% Owner	AAward	+35K sh	$7.33	+$257K	46,998

Recent filings

Accepted (ET)
Aug 64
DePalma James0000905718-18-000712
SEC(opens sec.gov)
Mar 54
DePalma James0000905718-18-000303
SEC(opens sec.gov)
Jan 314
DePalma James0000905718-18-000094
SEC(opens sec.gov)
May 134
Revolution Lighting Technologies, Inc.0000905718-16-001403
SEC(opens sec.gov)
Dec 314
Revolution Lighting Technologies, Inc.0000905718-15-001020
SEC(opens sec.gov)
Nov 94
Revolution Lighting Technologies, Inc.0000905718-15-000870
SEC(opens sec.gov)
Mar 174
Revolution Lighting Technologies, Inc.0000905718-15-000305
SEC(opens sec.gov)
Dec 34
Revolution Lighting Technologies, Inc.0000905718-14-000788
SEC(opens sec.gov)
Aug 294
Revolution Lighting Technologies, Inc.0000905718-14-000586
SEC(opens sec.gov)
Jul 24
Revolution Lighting Technologies, Inc.0000905718-14-000374
SEC(opens sec.gov)

Companies

Address

C/O L-1 IDENTITY SOLUTIONS, INC. 177 BROAD STREET, 12TH FLOOR

STAMFORD, CT, 06901