Insider · CIK 0001350454

Lauer Thomas Charles

Reports to the SEC for 2 companies · EVANSTON, IL

sec.gov

Transactions

Companies

Filings

CIK

0001350454

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-03-11	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+2,000 sh	$11.45	+$22.9K	81,599.936
2020-03-09	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+5,000 sh	$12.40	+$62K	79,599.936
2018-03-08	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+4,000 sh	$12.80	+$51.2K	74,599.936
2015-08-24	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+100 sh	$7.49	+$749	70,599.936
2014-12-01	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+1,500 sh	$16.11	+$24.2K	70,499.936
2012-11-09	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+1,202 sh	$15.30	+$18.4K	68,999.936
2012-03-15	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+1,500 sh	$13.50	+$20.3K	67,797.936
2011-11-22	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+500 sh	$12.00	+$6,000	66,297.936
2011-11-22	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+500 sh	$12.00	+$6,000	66,297.936
2011-11-21	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+632 sh	$11.92	+$7,533.44	65,797.936
2011-11-21	FDUSFIDUS INVESTMENT CorpP Purchase	Director, President	PPurchase	+632 sh	$11.92	+$7,533.44	65,797.936
2008-02-01	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)A Award	Managing Director	AAward	+8,710 sh	—	—	8,710
2008-02-01	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Managing Director	AAward	+241K sh	—	—	241,290
2007-12-17	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Managing Director	AAward	+2,208 sh	$22.29	+$49.2K	15,207
2007-09-17	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Managing Director	AAward	+1,718 sh	$28.67	+$49.2K	12,758
2007-06-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Managing Director	AAward	+1,537 sh	$32.00	+$49.2K	10,850
2006-06-23	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Managing Director	AAward	+1,242 sh	$29.70	+$36.9K	4,800

Recent filings

Accepted (ET)
Mar 124
Lauer Thomas Charles0000899243-20-008142
SEC(opens sec.gov)
Mar 104
Lauer Thomas Charles0000899243-20-007714
SEC(opens sec.gov)
Mar 124
Lauer Thomas Charles0000899243-18-007179
SEC(opens sec.gov)
Aug 244
FIDUS INVESTMENT Corp0001209191-15-067596
SEC(opens sec.gov)
Dec 24
FIDUS INVESTMENT Corp0001209191-14-072191
SEC(opens sec.gov)
Nov 94
Lauer Thomas Charles0001209191-12-052495
SEC(opens sec.gov)
Mar 164
Lauer Thomas Charles0001209191-12-018816
SEC(opens sec.gov)
Dec 14/A
Lauer Thomas Charles0001209191-11-058634
SEC(opens sec.gov)
Nov 234
Lauer Thomas Charles0001209191-11-057815
SEC(opens sec.gov)
Feb 54
Lauer Thomas Charles0001420827-08-000036
SEC(opens sec.gov)
Dec 194
Lauer Thomas Charles0001420827-07-000043
SEC(opens sec.gov)
Sep 194
ALLIED CAPITAL CORP0001252853-07-000225
SEC(opens sec.gov)
Jun 254
ALLIED CAPITAL CORP0001252853-07-000136
SEC(opens sec.gov)
Jun 234
Lauer Thomas Charles0001300320-06-000089
SEC(opens sec.gov)

Companies

Address

C/O FIDUS INVESTMENT CORPORATION 1603 ORRINGTON AVENUE, SUITE 820

EVANSTON, IL, 60201