Insider · CIK 0001378549

Potter Stephen N

Reports to the SEC for 6 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001378549

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-01-05	NCDLNuveen Churchill Direct Lending Corp.P Purchase	Director	PPurchase	+4,351 sh	$18.05	+$78.5K	26,824
2023-11-03	NCDLNuveen Churchill Direct Lending Corp.P Purchase	Director	PPurchase	+3,033 sh	$18.19	+$55.2K	22,473
2023-08-28	Nuveen Churchill Private Capital Income FundP Purchase	Trustee	PPurchase	+10.2K sh	$24.60	+$250K	10,162.6
2022-01-21	NCDLNuveen Churchill Direct Lending Corp.P Purchase	Director	PPurchase	+321 sh	$19.46	+$6,246.66	19,440
2021-12-09	NCDLNuveen Churchill Direct Lending Corp.P Purchase	Director	PPurchase	+1,091 sh	$19.58	+$21.4K	19,119
2021-11-01	NCDLNuveen Churchill Direct Lending Corp.P Purchase	Director	PPurchase	+763 sh	$19.40	+$14.8K	18,028
2021-08-24	NCDLNuveen Churchill Direct Lending Corp.P Purchase	Director	PPurchase	+1,530 sh	$19.28	+$29.5K	17,265
2020-11-06	NCDLNuveen Churchill Direct Lending Corp.P Purchase	Director	PPurchase	+15.7K sh	$18.71	+$294K	15,735
2018-12-13	NTRSNORTHERN TRUST CORPG Gift	Vice Chairman	GGift	−11.4K sh	—	—	46,072
2018-12-13	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−141.33 sh	$86.90	−$12.3K	8,181.4
2018-12-07	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−224 sh	$90.36	−$20.2K	24,014
2018-10-19	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−6,831 sh	$93.16	−$636K	24,238
2018-07-23	NTRSNORTHERN TRUST CORPG Gift	Vice Chairman	GGift	−875 sh	—	—	32,070
2018-02-20	NTRSNORTHERN TRUST CORPA Award	Vice Chairman	AAward	+5,515 sh	—	—	40,515
2018-02-20	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−1,578 sh	$105.15	−$166K	35,000
2018-02-12	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−1,820 sh	$98.88	−$180K	38,561
2018-01-31	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−3,551 sh	$105.55	−$375K	0
2018-01-31	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−3,552 sh	$105.55	−$375K	0
2018-01-26	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−10K sh	$106.14	−$1.06M	28,674
2018-01-23	NTRSNORTHERN TRUST CORPA Award	Vice Chairman	AAward	+15.9K sh	$106.71	+$1.7M	58,578
2018-01-23	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−5,968 sh	$106.71	−$637K	42,669
2017-12-15	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−244 sh	$97.29	−$23.7K	42,669
2017-12-06	NTRSNORTHERN TRUST CORPG Gift	Vice Chairman	GGift	−1,000 sh	—	—	47,451
2017-11-02	NTRSNORTHERN TRUST CORPG Gift	Vice Chairman	GGift	−4,563 sh	—	—	0
2017-10-26	NTRSNORTHERN TRUST CORPG Gift	Vice Chairman	GGift	−160 sh	—	—	48,451
2017-10-25	NTRSNORTHERN TRUST CORPG Gift	Vice Chairman	GGift	−2,060 sh	—	—	48,611
2017-07-05	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	Vice Chairman	MExercise/Conversion	−11.6K sh	—	—	0
2017-07-05	NTRSNORTHERN TRUST CORPM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+11.6K sh	$52.69	+$610K	54,487
2017-07-05	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−11.6K sh	$99.07	−$1.15M	42,913
2017-07-03	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	Vice Chairman	MExercise/Conversion	−16.9K sh	—	—	11,574
2017-07-03	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−16.9K sh	$99.09	−$1.67M	42,913
2017-07-03	NTRSNORTHERN TRUST CORPM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+16.9K sh	$52.69	+$890K	59,808
2017-06-19	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	Vice Chairman	MExercise/Conversion	−48.1K sh	—	—	0
2017-06-19	NTRSNORTHERN TRUST CORPM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+48.1K sh	$43.65	+$2.1M	91,023
2017-06-19	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−48.1K sh	$95.20	−$4.58M	42,913
2017-02-21	NTRSNORTHERN TRUST CORPA Award	Vice Chairman	AAward	+5,749 sh	—	—	42,913
2017-02-21	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)A Award	Vice Chairman	AAward	+26.1K sh	—	—	26,132
2017-02-11	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−2,169 sh	$86.31	−$187K	37,164
2017-02-10	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−1,878 sh	$85.66	−$161K	41,909
2017-01-17	NTRSNORTHERN TRUST CORPF Tax Payment	Vice Chairman	FTax Payment	−6,418 sh	$88.92	−$571K	46,018
2017-01-17	NTRSNORTHERN TRUST CORPA Award	Vice Chairman	AAward	+17.5K sh	—	—	63,537
2016-12-02	NTRSNORTHERN TRUST CORPG Gift	Vice Chairman	GGift	−2,360 sh	—	—	20,608
2016-11-14	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−29.1K sh	$80.64	−$2.35M	81,993
2016-11-14	NTRSNORTHERN TRUST CORPM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+65.1K sh	$52.64	+$3.43M	111,097
2016-11-14	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	Vice Chairman	MExercise/Conversion	−65.1K sh	—	—	0
2016-11-14	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−36K sh	$81.54	−$2.93M	46,018
2016-11-11	NTRSNORTHERN TRUST CORPS Sale	Vice Chairman	SSale	−6,160 sh	$80.00	−$493K	46,018
2016-11-11	NTRSNORTHERN TRUST CORPM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+6,160 sh	$52.64	+$324K	52,178
2016-11-11	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	Vice Chairman	MExercise/Conversion	−6,160 sh	—	—	65,079
2016-11-09	NTRSNORTHERN TRUST CORPM Exercise/Conversion	Vice Chairman	MExercise/Conversion	+35.8K sh	$71.23	+$2.55M	81,818

Recent filings

Accepted (ET)
Jan 84
Potter Stephen N0001225208-24-000527
SEC(opens sec.gov)
Nov 64
Potter Stephen N0001225208-23-010000
SEC(opens sec.gov)
Aug 294
Potter Stephen N0001225208-23-008534
SEC(opens sec.gov)
Jan 214
Potter Stephen N0001225208-22-000948
SEC(opens sec.gov)
Dec 104
Potter Stephen N0001225208-21-014817
SEC(opens sec.gov)
Nov 24
Potter Stephen N0001225208-21-013398
SEC(opens sec.gov)
Aug 244
Potter Stephen N0001225208-21-011692
SEC(opens sec.gov)
Nov 94
Potter Stephen N0001225208-20-013263
SEC(opens sec.gov)
Dec 174
Potter Stephen N0000073124-18-000321
SEC(opens sec.gov)
Dec 114
Potter Stephen N0000073124-18-000315
SEC(opens sec.gov)
Oct 234
Potter Stephen N0000073124-18-000293
SEC(opens sec.gov)
Jul 244
Potter Stephen N0000073124-18-000252
SEC(opens sec.gov)
Feb 224
Potter Stephen N0000073124-18-000132
SEC(opens sec.gov)
Feb 144
Potter Stephen N0000073124-18-000094
SEC(opens sec.gov)
Feb 14
Potter Stephen N0000073124-18-000063
SEC(opens sec.gov)
Jan 304
Potter Stephen N0000073124-18-000057
SEC(opens sec.gov)
Jan 254
Potter Stephen N0000073124-18-000044
SEC(opens sec.gov)

Companies

Address

C/O CHURCHILL DIRECT LENDING FUND 375 PARK AVENUE, 9TH FLOOR

NEW YORK, NY, 10152