| 2018-08-17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−50K sh | $3.23 | ▼−$162K | 1,536,007 |
| 2018-05-30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | A | +30K sh | — | — | 1,586,007 |
| 2018-05-15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−6,400 sh | $3.73 | ▼−$23.9K | 1,556,007 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | −20K sh | — | — | 0 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | −20K sh | — | — | 0 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | −20K sh | — | — | 30,000 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | −20K sh | — | — | 0 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | F | −6,929 sh | $3.81 | −$26.4K | 1,562,407 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | −20K sh | — | — | 0 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−15.6K sh | $3.81 | ▼−$59.4K | 1,498,260 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | +20K sh | $1.88 | +$37.6K | 1,518,260 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | F | −9,869 sh | $3.81 | −$37.6K | 1,508,391 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | +20K sh | $0.73 | +$14.6K | 1,528,391 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | F | −3,832 sh | $3.81 | −$14.6K | 1,524,559 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | +20K sh | $1.11 | +$22.2K | 1,544,559 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | F | −5,827 sh | $3.81 | −$22.2K | 1,538,732 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | +20K sh | $1.79 | +$35.8K | 1,558,732 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | F | −9,396 sh | $3.81 | −$35.8K | 1,549,336 |
| 2018-05-14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | M | +20K sh | $1.32 | +$26.4K | 1,569,336 |
| 2018-05-11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−20K sh | $3.78 | ▼−$75.6K | 1,513,860 |
| 2017-05-24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | A | +30K sh | — | — | 1,533,860 |
| 2016-05-18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | A | +50K sh | — | — | 50,000 |
| 2015-09-11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−1,700 sh | $23.84 | ▼−$40.5K | 26,000 |
| 2015-09-10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−3,700 sh | $23.65 | ▼−$87.5K | 27,700 |
| 2015-09-09 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−7,008 sh | $23.67 | ▼−$166K | 31,400 |
| 2015-05-18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | A | +50K sh | — | — | 50,000 |
| 2014-12-23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+10K sh | $4.00 | ▲+$40K | 1,503,860 |
| 2014-12-23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−100 sh | $24.05 | ▼−$2,405 | 38,408 |
| 2014-12-22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | S | ▼−1,492 sh | $23.90 | ▼−$35.7K | 38,508 |
| 2014-12-19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+50K sh | $4.19 | ▲+$209K | 1,493,860 |
| 2014-12-18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+5,000 sh | $4.13 | ▲+$20.7K | 1,443,860 |
| 2014-12-17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+17.1K sh | $3.97 | ▲+$67.9K | 1,438,860 |
| 2014-12-15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+30K sh | $3.84 | ▲+$115K | 1,421,760 |
| 2014-12-11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+16.7K sh | $3.72 | ▲+$62.1K | 1,391,760 |
| 2014-11-24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+5,000 sh | $3.45 | ▲+$17.3K | 1,375,074 |
| 2014-07-15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+10K sh | $3.55 | ▲+$35.5K | 1,370,074 |
| 2014-07-09 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+5,000 sh | $3.69 | ▲+$18.5K | 1,335,074 |
| 2014-07-09 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+25K sh | $3.88 | ▲+$97K | 1,360,074 |
| 2014-07-08 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+10K sh | $3.77 | ▲+$37.7K | 1,330,074 |
| 2014-07-07 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+20K sh | $3.53 | ▲+$70.6K | 1,310,074 |
| 2014-07-07 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+10K sh | $3.56 | ▲+$35.6K | 1,320,074 |
| 2014-07-07 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+10K sh | $3.51 | ▲+$35.1K | 1,290,074 |
| 2014-07-03 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+5,000 sh | $3.48 | ▲+$17.4K | 1,275,074 |
| 2014-07-03 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+5,000 sh | $3.49 | ▲+$17.5K | 1,280,074 |
| 2014-07-02 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+6,000 sh | $3.48 | ▲+$20.9K | 1,266,074 |
| 2014-07-02 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+12 sh | $3.35 | ▲+$40.2 | 1,190,001 |
| 2014-07-02 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+73 sh | $3.37 | ▲+$246.01 | 1,190,074 |
| 2014-07-02 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+40K sh | $3.40 | ▲+$136K | 1,230,074 |
| 2014-07-02 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+30K sh | $3.45 | ▲+$104K | 1,260,074 |
| 2014-07-02 | LADENBURG THALMANN FINANCIAL SERVICES INC. | P | ▲+4,000 sh | $3.49 | ▲+$14K | 1,270,074 |