Insider · CIK 0001386042

JOHE KARL

Reports to the SEC for 1 company · ROCKVILLE, MD

sec.gov

Transactions

Companies

Filings

CIK

0001386042

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-11-19	PALIPALISADE BIO, INC.M Exercise/Conversion	Director, Chief Scientific Officer	MExercise/Conversion	+143K sh	—	—	969,551
2015-11-19	PALIPALISADE BIO, INC.F Tax Payment	Director, Chief Scientific Officer	FTax Payment	−39.2K sh	$1.14	−$44.7K	930,373
2015-11-19	PALIPALISADE BIO, INC. · Restricted Stock UnitM Exercise/Conversion	Director, Chief Scientific Officer	MExercise/Conversion	−143K sh	—	—	0
2015-11-16	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.09	−$27.3K	826,304
2015-11-09	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.18	−$29.5K	851,304
2015-11-02	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.17	−$29.4K	876,304
2015-10-26	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.13	−$28.2K	901,304
2015-10-19	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.23	−$30.7K	926,304
2015-10-12	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.31	−$32.7K	951,304
2015-10-05	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.26	−$31.5K	976,304
2015-09-28	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.64	−$41K	1,001,304
2015-09-21	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−25K sh	$1.52	−$38.1K	1,026,304
2015-08-13	PALIPALISADE BIO, INC.J Other	Director, Chief Scientific Officer	JOther	−16.6K sh	—	—	1,051,304
2015-07-22	PALIPALISADE BIO, INC.M Exercise/Conversion	Director, Chief Scientific Officer	MExercise/Conversion	+1.2M sh	$0.50	+$600K	1,688,947
2015-07-22	PALIPALISADE BIO, INC.F Tax Payment	Director, Chief Scientific Officer	FTax Payment	−621K sh	$1.64	−$1.02M	1,067,931
2015-07-22	PALIPALISADE BIO, INC. · Common Stock purchase optionM Exercise/Conversion	Director, Chief Scientific Officer	MExercise/Conversion	−1.2M sh	—	—	0
2015-04-17	PALIPALISADE BIO, INC.G Gift	Director, Chief Scientific Officer	GGift	−6,800 sh	—	—	488,947
2015-02-20	PALIPALISADE BIO, INC. · Common Stock Purchase OptionA Award	Director, Chief Scientific Officer	AAward	+315K sh	—	—	315,126
2014-09-02	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−6,000 sh	$4.09	−$24.5K	495,747
2014-08-01	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−6,000 sh	$2.78	−$16.7K	484,247
2014-07-01	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−6,000 sh	$4.17	−$25K	490,247
2014-04-03	PALIPALISADE BIO, INC.G Gift	Director, Chief Scientific Officer	GGift	+17.5K sh	—	—	495,747
2014-03-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−6,000 sh	$4.04	−$24.2K	531,747
2014-01-28	PALIPALISADE BIO, INC. · Common Stock Purchase OptionA Award	Director, Chief Scientific Officer	AAward	+200K sh	—	—	200,324
2013-12-05	PALIPALISADE BIO, INC.G Gift	Director, Chief Scientific Officer	GGift	−4,000 sh	—	—	680,994
2013-10-21	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−10K sh	$2.35	−$23.5K	684,994
2013-10-18	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−10K sh	$2.44	−$24.4K	694,994
2013-09-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−10K sh	$2.62	−$26.2K	704,994
2013-09-19	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−10K sh	$2.61	−$26.1K	714,994
2013-08-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−20K sh	$1.55	−$31K	724,994
2013-07-22	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.62	−$20.8K	744,994
2013-06-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.40	−$17.9K	757,794
2013-05-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.51	−$19.3K	770,594
2013-04-22	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.13	−$14.5K	783,394
2013-03-28	PALIPALISADE BIO, INC. · Common Stock Purchase OptionA Award	Director, Chief Scientific Officer	AAward	+592K sh	—	—	592,219
2013-03-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.14	−$14.5K	796,194
2013-02-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.18	−$15.1K	808,994
2013-01-22	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.27	−$16.3K	821,794
2012-12-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.16	−$14.8K	834,594
2012-11-20	PALIPALISADE BIO, INC.S Sale	Director, Chief Scientific Officer	SSale	−12.8K sh	$1.00	−$12.8K	847,394
2012-07-25	PALIPALISADE BIO, INC. · Common Stock Purchase OptionA Award	Director, Chief Scientific Officer	AAward	+5M sh	—	—	5,000,000
2012-06-18	PALIPALISADE BIO, INC.J Other	Director, Chief Scientific Officer	JOther	−257K sh	—	—	860,194
2012-04-11	PALIPALISADE BIO, INC. · Common Stock Purchase OptionA Award	Director, Chief Scientific Officer	AAward	+738K sh	—	—	738,479
2011-11-14	PALIPALISADE BIO, INC.J Other	Director, Chief Scientific Officer	JOther	−745K sh	—	—	1,126,984
2010-11-11	PALIPALISADE BIO, INC.A Award	Director, Chief Scientific Officer	AAward	+143K sh	—	—	1,871,984
2010-11-11	PALIPALISADE BIO, INC. · Common Stock Purchase Option (Right to Buy)A Award	Director, Chief Scientific Officer	AAward	+273K sh	—	—	272,909
2010-07-08	PALIPALISADE BIO, INC.A Award	Director, Chief Scientific Officer	AAward	+33.3K sh	—	—	1,728,737
2009-09-22	PALIPALISADE BIO, INC.G Gift	Director, Chief Scientific Officer	GGift	−10K sh	—	—	1,695,484
2009-04-07	PALIPALISADE BIO, INC.G Gift	Director, Chief Scientific Officer	GGift	−3,000 sh	—	—	1,766,484
2009-04-07	PALIPALISADE BIO, INC.G Gift	Director, Chief Scientific Officer	GGift	−3,000 sh	—	—	1,763,484

Recent filings

Accepted (ET)
Nov 204
Neuralstem, Inc.0001144204-15-067236
SEC(opens sec.gov)
Nov 164
Neuralstem, Inc.0001144204-15-066218
SEC(opens sec.gov)
Nov 94
Neuralstem, Inc.0001144204-15-063935
SEC(opens sec.gov)
Nov 34
Neuralstem, Inc.0001144204-15-062575
SEC(opens sec.gov)
Oct 274
Neuralstem, Inc.0001144204-15-061033
SEC(opens sec.gov)
Oct 194
Neuralstem, Inc.0001144204-15-059982
SEC(opens sec.gov)
Oct 134
Neuralstem, Inc.0001144204-15-059286
SEC(opens sec.gov)
Oct 54
Neuralstem, Inc.0001144204-15-058142
SEC(opens sec.gov)
Sep 284
Neuralstem, Inc.0001144204-15-056908
SEC(opens sec.gov)
Sep 214
Neuralstem, Inc.0001144204-15-055819
SEC(opens sec.gov)
Aug 184
Neuralstem, Inc.0001144204-15-050502
SEC(opens sec.gov)
Jul 244
Neuralstem, Inc.0001144204-15-044127
SEC(opens sec.gov)
Apr 204
Neuralstem, Inc.0001144204-15-023766
SEC(opens sec.gov)
Apr 24
Neuralstem, Inc.0001144204-15-021069
SEC(opens sec.gov)
Sep 54/A
Neuralstem, Inc.0001144204-14-054553
SEC(opens sec.gov)
Sep 34
Neuralstem, Inc.0001144204-14-054117
SEC(opens sec.gov)

Companies

PALISADE BIO, INC.Director, Chief Scientific OfficerPALI

Address

9700 GREAT SENECA HIGHWAY STE 240

ROCKVILLE, MD, 20850