Insider · CIK 0001391096

BARRA JOSEPH N

Reports to the SEC for 1 company · LAKE SUCCESS, NY

sec.gov

Transactions

Companies

Filings

CIK

0001391096

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-08-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−22K sh	—	—	0
2013-08-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+22K sh	$25.67	+$566K	83,254.423
2013-08-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Corporate Vice President	SSale	−22K sh	$31.72	−$699K	61,212.423
2013-08-01	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.A Award	Corporate Vice President	AAward	+7,847 sh	—	—	61,212.423
2013-05-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−18.1K sh	—	—	0
2013-05-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−8,171 sh	—	—	24,514
2013-05-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+18.1K sh	$23.53	+$427K	95,994.423
2013-05-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+8,171 sh	$24.25	+$198K	104,165.423
2013-05-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Corporate Vice President	SSale	−25K sh	$26.06	−$652K	79,165.423
2013-05-13	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Corporate Vice President	SSale	−25.8K sh	$26.02	−$671K	53,365.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−41.7K sh	—	—	0
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−22K sh	—	—	0
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+41.7K sh	$22.76	+$948K	108,049.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+41.7K sh	$20.87	+$870K	149,716.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+22K sh	$16.55	+$365K	171,758.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+22K sh	$15.17	+$334K	193,800.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+22K sh	$21.39	+$471K	215,841.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+22K sh	$13.79	+$304K	237,882.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+13.2K sh	$18.97	+$250K	251,048.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+3,900 sh	$23.53	+$91.8K	254,948.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Corporate Vice President	SSale	−177K sh	$25.97	−$4.6M	77,852.423
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−22K sh	—	—	0
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−22K sh	—	—	0
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−3,900 sh	—	—	18,142
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−22K sh	—	—	0
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−13.2K sh	—	—	0
2013-05-10	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−41.7K sh	—	—	0
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+28.5K sh	$18.97	+$541K	191,092.423
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+111K sh	$17.60	+$1.95M	162,592.423
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+24.6K sh	$19.19	+$471K	215,661.423
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+24.6K sh	$18.18	+$447K	240,230.423
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	+17.9K sh	$21.87	+$391K	258,130.423
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.S Sale	Corporate Vice President	SSale	−192K sh	$26.05	−$4.99M	66,382.423
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−24.6K sh	—	—	0
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−111K sh	—	—	0
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−24.6K sh	—	—	0
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−17.9K sh	—	—	0
2013-05-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Corporate Vice President	MExercise/Conversion	−28.5K sh	—	—	13,166
2013-04-02	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Corporate Vice President	FTax Payment	−5,292 sh	$24.43	−$129K	52,032.423
2013-02-11	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)A Award	Corporate Vice President	AAward	+42.2K sh	—	—	42,244
2012-08-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.A Award	Corporate Vice President	AAward	+11.2K sh	—	—	57,324.423
2012-04-02	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Corporate Vice President	FTax Payment	−6,248 sh	$23.91	−$149K	46,075.423
2012-04-02	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Corporate Vice President	FTax Payment	−6,248 sh	$18.47	−$115K	46,075.423
2012-02-09	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)A Award	Corporate Vice President	AAward	+32.7K sh	—	—	32,685
2011-08-11	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.A Award	Corporate Vice President	AAward	+13.5K sh	—	—	52,323.423
2011-04-06	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Corporate Vice President	FTax Payment	−7,740 sh	$22.95	−$178K	38,843.423
2010-08-12	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.A Award	Corporate Vice President	AAward	+16.5K sh	—	—	46,583.423
2010-04-05	BRBROADRIDGE FINANCIAL SOLUTIONS, INC.F Tax Payment	Corporate Vice President	FTax Payment	−5,808 sh	$21.32	−$124K	30,133.423
2010-02-08	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)A Award	Corporate Vice President	AAward	+22K sh	—	—	22,041
2010-02-08	BRBROADRIDGE FINANCIAL SOLUTIONS, INC. · Stock Option (Right to Buy)A Award	Corporate Vice President	AAward	+22K sh	—	—	22,042

Recent filings

Accepted (ET)
Aug 144
BROADRIDGE FINANCIAL SOLUTIONS, INC.0001225208-13-017780
SEC(opens sec.gov)
Aug 24
BROADRIDGE FINANCIAL SOLUTIONS, INC.0001225208-13-017154
SEC(opens sec.gov)
May 134
BARRA JOSEPH N0001225208-13-012141
SEC(opens sec.gov)

Companies

BROADRIDGE FINANCIAL SOLUTIONS, INC.Corporate Vice PresidentBR

Address

1981 MARCUS AVENUE

LAKE SUCCESS, NY, 11042