Insider · CIK 0001398772

Cates Ron

Reports to the SEC for 1 company · NEWPORT BEACH, CA

sec.gov

Transactions

Companies

Filings

CIK

0001398772

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-06-04	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−11.1K sh	$8.84	−$98.2K	0
2010-06-04	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−11.1K sh	$8.85	−$98.1K	0
2010-06-03	MINDSPEED TECHNOLOGIES, INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,083 sh	$4.36	+$9,081.88	14,061
2010-06-03	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−1,978 sh	$9.50	−$18.8K	12,083
2010-06-03	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−2,083 sh	$9.50	−$19.8K	10,000
2010-06-03	MINDSPEED TECHNOLOGIES, INCStock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,083 sh	—	—	20,834
2010-05-20	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−1,147 sh	$7.80	−$8,946.6	11,978
2010-05-18	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−593 sh	$9.56	−$5,669.08	13,125
2010-05-17	MINDSPEED TECHNOLOGIES, INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+4,166 sh	$1.70	+$7,082.2	18,229
2010-05-17	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−345 sh	$9.55	−$3,294.75	17,884
2010-05-17	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−4,166 sh	$9.51	−$39.6K	13,718
2010-05-17	MINDSPEED TECHNOLOGIES, INCStock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−4,166 sh	—	—	8,334
2010-05-12	MINDSPEED TECHNOLOGIES, INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+11.7K sh	$2.12	+$24.7K	25,728
2010-05-12	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−11.7K sh	$9.61	−$112K	14,063
2010-05-12	MINDSPEED TECHNOLOGIES, INCStock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−11.7K sh	—	—	23,335
2010-02-23	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−1,750 sh	$8.00	−$14K	14,063
2010-02-22	MINDSPEED TECHNOLOGIES, INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+2,083 sh	$4.36	+$9,081.88	19,271
2010-02-22	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−1,375 sh	$8.47	−$11.6K	17,896
2010-02-22	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−2,083 sh	$8.47	−$17.6K	15,813
2010-02-22	MINDSPEED TECHNOLOGIES, INCStock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−2,083 sh	—	—	22,917
2010-02-18	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−524 sh	$8.26	−$4,328.24	17,188
2010-02-17	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−413 sh	$8.26	−$3,411.38	17,712
2010-02-16	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−700 sh	$8.00	−$5,600	18,125
2010-02-01	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−550 sh	$6.32	−$3,476	18,825
2009-12-01	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−12.6K sh	$4.40	−$55.3K	19,375
2009-11-20	MINDSPEED TECHNOLOGIES, INCA Award	Senior Vice President	AAward	+12.5K sh	—	—	31,933
2009-11-20	MINDSPEED TECHNOLOGIES, INCStock Option (Right to Buy)A Award	Senior Vice President	AAward	+25K sh	—	—	25,000
2009-11-17	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−345 sh	$4.79	−$1,652.55	19,433
2009-11-02	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−447 sh	$3.49	−$1,560.03	19,778
2009-08-17	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−335 sh	$2.11	−$706.85	20,225
2009-07-31	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−447 sh	$2.70	−$1,206.9	20,560
2009-05-18	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−394 sh	$1.70	−$669.8	21,007
2009-05-15	MINDSPEED TECHNOLOGIES, INCStock Option (Right to Buy)D Disposition to Issuer	Senior Vice President	DDisposition to Issuer	−25K sh	—	—	0
2009-05-15	MINDSPEED TECHNOLOGIES, INCStock Option (Right to Buy)A Award	Senior Vice President	AAward	+12.5K sh	—	—	12,500
2009-04-30	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−525 sh	$2.12	−$1,113	21,401
2009-04-30	MINDSPEED TECHNOLOGIES, INCStock Option (Right to Buy)A Award	Senior Vice President	AAward	+35K sh	—	—	35,000
2009-02-17	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−404 sh	$0.81	−$328.048	21,926
2009-02-02	MINDSPEED TECHNOLOGIES, INCF Tax Payment	Senior Vice President	FTax Payment	−539 sh	$0.90	−$485.1	22,330
2008-08-01	MINDSPEED TECHNOLOGIES, INCS Sale	Senior Vice President	SSale	−650 sh	$3.69	−$2,398.5	26,850

Recent filings

Accepted (ET)
Jun 174/A
Cates Ron0001225208-10-015449
SEC(opens sec.gov)
Jun 84
Cates Ron0001225208-10-014886
SEC(opens sec.gov)
Jun 44
Cates Ron0001225208-10-014788
SEC(opens sec.gov)
May 244
Cates Ron0001225208-10-013834
SEC(opens sec.gov)
May 194
Cates Ron0001225208-10-013525
SEC(opens sec.gov)
May 144
Cates Ron0001225208-10-013010
SEC(opens sec.gov)
Feb 244
Cates Ron0001225208-10-005479
SEC(opens sec.gov)
Feb 234
Cates Ron0001225208-10-005307
SEC(opens sec.gov)

Companies

MINDSPEED TECHNOLOGIES, INCSenior Vice President

Address

4000 MACARTHUR BLVD. EAST TOWER

NEWPORT BEACH, CA, 92660