Insider · CIK 0001404735

Wade Denis Newell

Reports to the SEC for 2 companies · FRAMINGHAM, MA

sec.gov

Transactions

Companies

Filings

CIK

0001404735

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-08-23	HeartWare International, Inc.U Disposition from Tender	Director	UDisposition from Tender	−5,750 sh	$58.00	−$334K	0
2016-08-23	HeartWare International, Inc.U Disposition from Tender	Director	UDisposition from Tender	−4,966 sh	$58.00	−$288K	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−250 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-06-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	—	—	5,750
2016-06-01	HeartWare International, Inc.Stock Option (right to buy)A Award	Director	AAward	+1,000 sh	—	—	7,000
2016-06-01	HeartWare International, Inc.Restricted Stock UnitA Award	Director	AAward	+1,000 sh	—	—	2,250
2016-06-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	1,250
2016-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	4,500
2016-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	4,750
2016-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	1,500
2016-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	1,250
2015-06-03	HeartWare International, Inc.Stock Option (right to buy)A Award	Director	AAward	+1,000 sh	—	—	6,000
2015-06-03	HeartWare International, Inc.Restricted Stock UnitA Award	Director	AAward	+1,000 sh	—	—	1,750
2015-05-12	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	4,250
2015-05-12	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	750
2015-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	2,750
2015-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	3,000
2015-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	—	—	4,000
2015-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	2,250
2015-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	2,000
2015-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	1,000
2013-05-21	HeartWare International, Inc.Stock Option (right to buy)A Award	Director	AAward	+1,000 sh	—	—	4,000
2013-05-21	HeartWare International, Inc.Restricted Stock UnitA Award	Director	AAward	+1,000 sh	—	—	2,250
2013-05-20	HeartWare International, Inc.S Sale	Director	SSale	−4,000 sh	$99.00	−$396K	4,966
2013-05-12	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	1,750
2013-05-12	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	1,250
2013-05-04	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+333 sh	—	—	1,500
2013-05-04	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−333 sh	—	—	1,500
2013-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	1,167
2013-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	1,833
2012-12-13	HeartWare International, Inc.S Sale	Director	SSale	−2,163 sh	$81.00	−$175K	8,966
2012-12-12	HeartWare International, Inc.S Sale	Director	SSale	−337 sh	$82.50	−$27.8K	11,129
2012-05-31	HeartWare International, Inc.Stock Option (right to buy)A Award	Director	AAward	+1,000 sh	—	—	3,000
2012-05-31	HeartWare International, Inc.Restricted Stock UnitA Award	Director	AAward	+1,000 sh	—	—	2,083
2012-05-12	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	917
2012-05-12	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	1,083
2012-05-04	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+333 sh	—	—	667
2012-05-04	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−333 sh	—	—	1,333
2012-02-28	HeartWare International, Inc.S Sale	Director	SSale	−6,000 sh	$74.50	−$447K	17,466
2012-02-28	HeartWare International, Inc.S Sale	Director	SSale	−6,000 sh	$74.50	−$447K	11,466
2012-02-27	HeartWare International, Inc.S Sale	Director	SSale	−6,000 sh	$73.50	−$441K	29,466
2012-02-27	HeartWare International, Inc.S Sale	Director	SSale	−6,000 sh	$74.00	−$444K	23,466

Recent filings

Accepted (ET)
Aug 244
HeartWare International, Inc.0000947871-16-001450
SEC(opens sec.gov)
Jun 34
HeartWare International, Inc.0001209191-16-125741
SEC(opens sec.gov)
May 24
HeartWare International, Inc.0001209191-16-116855
SEC(opens sec.gov)
Jun 54
HeartWare International, Inc.0001209191-15-050673
SEC(opens sec.gov)

Companies

Address

C/O HEARTWARE INTERNATIONAL, INC. 205 NEWBURY STREET, SUITE 101

FRAMINGHAM, MA, 01701