Insider · CIK 0001405505

TACOMA RAY B

Reports to the SEC for 1 company · MARLBOROUGH, MA

sec.gov

Transactions

Companies

Filings

CIK

0001405505

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-11-10	NETEZZA CORPD Disposition to Issuer	Sr. Vice President of WW Sales	DDisposition to Issuer	−40K sh	—	—	0
2010-11-10	NETEZZA CORPEmployee Stock Option (right to buy)D Disposition to Issuer	Sr. Vice President of WW Sales	DDisposition to Issuer	−101K sh	$24.50	−$2.47M	0
2010-11-10	NETEZZA CORPEmployee Stock Option (right to buy)D Disposition to Issuer	Sr. Vice President of WW Sales	DDisposition to Issuer	−150K sh	$20.30	−$3.05M	0
2010-11-10	NETEZZA CORPEmployee Stock Option (right to buy)D Disposition to Issuer	Sr. Vice President of WW Sales	DDisposition to Issuer	−150K sh	—	—	0
2010-11-10	NETEZZA CORPEmployee Stock Option (right to buy)D Disposition to Issuer	Sr. Vice President of WW Sales	DDisposition to Issuer	−165K sh	—	—	0
2010-03-08	NETEZZA CORPA Award	Sr. Vice President of WW Sales	AAward	+40K sh	—	—	40,000
2009-12-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$2.50	+$62.5K	25,000
2009-12-01	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$10.33	−$258K	0
2009-12-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	101,000
2009-11-02	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+1,000 sh	$1.00	+$1,000	1,000
2009-11-02	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+24K sh	$2.50	+$60K	25,000
2009-11-02	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$9.16	−$229K	0
2009-11-02	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−1,000 sh	—	—	0
2009-11-02	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−24K sh	—	—	126,000
2009-10-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$1.00	+$25K	25,000
2009-10-01	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$10.75	−$269K	0
2009-10-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	1,000
2009-09-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$1.00	+$25K	25,000
2009-09-01	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$9.36	−$234K	0
2009-09-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	26,000
2009-08-03	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$1.00	+$25K	25,000
2009-08-03	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$8.96	−$224K	0
2009-08-03	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	51,000
2009-07-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+1,000 sh	$0.20	+$200	1,000
2009-07-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+24K sh	$1.00	+$24K	25,000
2009-07-01	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$8.31	−$208K	0
2009-07-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−1,000 sh	—	—	0
2009-07-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−24K sh	—	—	76,000
2009-06-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$0.20	+$5,000	25,000
2009-06-01	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$7.00	−$175K	0
2009-06-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	1,000
2009-05-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$0.20	+$5,000	25,000
2009-05-01	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$8.05	−$201K	0
2009-05-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	26,000
2009-04-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$0.20	+$5,000	25,000
2009-04-01	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$6.86	−$172K	0
2009-04-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	51,000
2009-03-09	NETEZZA CORPEmployee Stock Option (right to buy)A Award	Sr. Vice President of WW Sales	AAward	+165K sh	—	—	165,000
2009-03-02	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$0.20	+$5,000	25,000
2009-03-02	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$5.52	−$138K	0
2009-03-02	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	76,000
2009-02-02	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$0.20	+$5,000	25,000
2009-02-02	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$5.99	−$150K	0
2009-02-02	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	101,000
2009-01-02	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$0.20	+$5,000	25,000
2009-01-02	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$6.86	−$171K	0
2009-01-02	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	126,000
2008-08-01	NETEZZA CORPM Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	+25K sh	$0.20	+$5,000	25,000
2008-08-01	NETEZZA CORPS Sale	Sr. Vice President of WW Sales	SSale	−25K sh	$12.25	−$306K	0
2008-08-01	NETEZZA CORPEmployee Stock Option (right to buy)M Exercise/Conversion	Sr. Vice President of WW Sales	MExercise/Conversion	−25K sh	—	—	100,000

Recent filings

Accepted (ET)
Nov 124
TACOMA RAY B0001209191-10-054843
SEC(opens sec.gov)
Mar 104
TACOMA RAY B0001209191-10-016001
SEC(opens sec.gov)
Dec 34
TACOMA RAY B0001209191-09-055368
SEC(opens sec.gov)
Nov 44
Tacoma Raymond0001209191-09-050956
SEC(opens sec.gov)
Oct 54
Tacoma Raymond0001209191-09-047553
SEC(opens sec.gov)
Sep 34
Tacoma Raymond0001209191-09-043272
SEC(opens sec.gov)

Companies

NETEZZA CORPSr. Vice President of WW Sales

Address

C/O NETEZZA CORPORATION 26 FOREST STREET

MARLBOROUGH, MA, 01752