Insider · CIK 0001408888

Burkhardt Roger

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001408888

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-07-27	MKTXMARKETAXESS HOLDINGS INCA Award	Director	AAward	+2,553 sh	—	—	13,161
2011-12-01	MKTXMARKETAXESS HOLDINGS INCS Sale	Director	SSale	−1,655 sh	$28.95	−$47.9K	10,608
2011-11-30	MKTXMARKETAXESS HOLDINGS INCS Sale	Director	SSale	−4,433 sh	$28.73	−$127K	12,263
2011-11-15	MKTXMARKETAXESS HOLDINGS INCS Sale	Director	SSale	−4,000 sh	$29.00	−$116K	16,696
2011-11-08	MKTXMARKETAXESS HOLDINGS INC · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,725 sh	—	—	0
2011-11-08	MKTXMARKETAXESS HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,725 sh	$9.72	+$26.5K	23,421
2011-11-08	MKTXMARKETAXESS HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+3,187 sh	$10.77	+$34.3K	26,608
2011-11-08	MKTXMARKETAXESS HOLDINGS INCS Sale	Director	SSale	−5,912 sh	$29.56	−$175K	20,696
2011-11-08	MKTXMARKETAXESS HOLDINGS INC · Employee Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,187 sh	—	—	0
2011-11-07	MKTXMARKETAXESS HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+1,500 sh	$9.72	+$14.6K	24,696
2011-11-07	MKTXMARKETAXESS HOLDINGS INCS Sale	Director	SSale	−4,000 sh	$28.50	−$114K	20,696
2011-11-07	MKTXMARKETAXESS HOLDINGS INC · Employee Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,500 sh	—	—	0
2011-11-07	MKTXMARKETAXESS HOLDINGS INC · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,500 sh	—	—	2,725
2011-11-07	MKTXMARKETAXESS HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$16.99	+$42.5K	23,196
2011-07-29	MKTXMARKETAXESS HOLDINGS INCA Award	Director	AAward	+2,870 sh	—	—	20,696
2010-07-30	MKTXMARKETAXESS HOLDINGS INCA Award	Director	AAward	+4,923 sh	—	—	17,826
2010-05-24	MKTXMARKETAXESS HOLDINGS INCP Purchase	Director	PPurchase	+4,000 sh	$14.67	+$58.7K	4,000
2009-07-30	MKTXMARKETAXESS HOLDINGS INC · Employee Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+3,187 sh	—	—	3,187
2009-07-30	MKTXMARKETAXESS HOLDINGS INCA Award	Director	AAward	+4,178 sh	—	—	12,903
2008-11-21	MKTXMARKETAXESS HOLDINGS INCP Purchase	Director	PPurchase	+1,500 sh	$4.61	+$6,915	8,225
2008-11-21	MKTXMARKETAXESS HOLDINGS INCP Purchase	Director	PPurchase	+100 sh	$4.46	+$446	8,625
2008-11-21	MKTXMARKETAXESS HOLDINGS INCP Purchase	Director	PPurchase	+100 sh	$4.48	+$448	8,725
2008-11-21	MKTXMARKETAXESS HOLDINGS INCP Purchase	Director	PPurchase	+100 sh	$4.44	+$444	8,525
2008-11-21	MKTXMARKETAXESS HOLDINGS INCP Purchase	Director	PPurchase	+200 sh	$4.43	+$886	8,425
2008-08-01	MKTXMARKETAXESS HOLDINGS INCA Award	Director	AAward	+4,225 sh	—	—	6,725
2008-08-01	MKTXMARKETAXESS HOLDINGS INC · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+4,225 sh	—	—	4,225

Recent filings

Accepted (ET)
Jul 314
Burkhardt Roger0001181431-12-042862
SEC(opens sec.gov)
Dec 24
Burkhardt Roger0001209191-11-059265
SEC(opens sec.gov)
Nov 174
Burkhardt Roger0001209191-11-056915
SEC(opens sec.gov)
Nov 94
Burkhardt Roger0001209191-11-055366
SEC(opens sec.gov)
Aug 14
Burkhardt Roger0001209191-11-041800
SEC(opens sec.gov)
Aug 34
Burkhardt Roger0001209191-10-040913
SEC(opens sec.gov)
May 264
Burkhardt Roger0001209191-10-030651
SEC(opens sec.gov)
Jul 314
Burkhardt Roger0001209191-09-038451
SEC(opens sec.gov)
Mar 114
Burkhardt Roger0001209191-09-015560
SEC(opens sec.gov)

Companies

MARKETAXESS HOLDINGS INCDirectorMKTX

Address

C/O MARKETAXESS HOLDINGS INC. 140 BROADWAY, 42ND FLOOR

NEW YORK, NY, 10005