Carpenter George C IV

CIK 00014139891 companyALISO VIEJO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001413989

Recent Transactions

34 trades

Award
Emmaus Life Sciences, Inc.$EMMA
EMPLOYEE STOCK OPTION (right to purchase)
2018-12-12+50,000→ 50,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
EMPLOYEE STOCK OPTION (right to purchase)
2018-12-03+30,000→ 30,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
EMPLOYEE STOCK OPTION (right to purchase)
2018-10-08+48,000→ 48,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock Purchase Warrant
2018-09-28+13,513→ 13,513 total
Award
Emmaus Life Sciences, Inc.$EMMA
COMMON STOCK
2018-09-28$1.85/sh+13,513→ 98,806 total
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2018-05-25$2.27/sh+11,205→ 50,913 total
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2018-04-19+34,380→ 39,708 total
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2017-11-13+7,500→ 39,708 total
Award
Emmaus Life Sciences, Inc.$EMMA
Employee Stock Option (right to purchase)
2017-09-18+100,000→ 100,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
Employee Stock Option (right to purchase)
2017-08-08+8,000→ 32,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
Employee Stock Option (right to purchase)
2016-11-07+8,000→ 24,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
Employee Stock Option (right to purchase)
2016-11-01+16,000→ 16,000 total
Exercise/Conversion
Emmaus Life Sciences, Inc.$EMMA
5% Secured Convertible Note due December 2017
2016-09-21
Exercise/Conversion
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2016-09-21$5.00/sh+20,254→ 32,208 total
Disposition to Issuer
Emmaus Life Sciences, Inc.$EMMA
Common Stock Warrant
2016-09-21→ 0 total
Award
Emmaus Life Sciences, Inc.$EMMA
5% Secured Convertible Note due December 2017
2016-08-03
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock Warrant
2016-08-03+1,000,000→ 2,000,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock Warrant
2016-05-04+1,000,000→ 1,000,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
5% Secured Convertible Note due December 2017
2016-05-04
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2016-04-05+1,000,000→ 2,390,799 total
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2014-07-10$0.25/sh+50,000→ 1,390,799 total
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2014-01-21$0.25/sh+200,000→ 1,340,799 total
Award
Emmaus Life Sciences, Inc.$EMMA
Option to Purchase
2013-10-08+435,000→ 435,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
Option to Purchase
2013-05-23+25,000→ 25,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
Option to Purchase
2013-05-23+1,200,000→ 1,200,000 total
Exercise/Conversion
Emmaus Life Sciences, Inc.$EMMA
Convertible Note
2013-03-27−50,000→ 0 total
Exercise/Conversion
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2013-03-27$0.05/sh+1,091,299→ 1,159,549 total
Award
Emmaus Life Sciences, Inc.$EMMA
Convertible Promissory Notes
2012-11-28
Award
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2012-11-27$1.00/sh+56,250→ 1,283,121 total
Award
Emmaus Life Sciences, Inc.$EMMA
Stock Option (Right to Buy)
2010-03-03+4,000,000→ 4,000,000 total
Purchase
Emmaus Life Sciences, Inc.$EMMA
Common Stock
2009-12-24+360,000→ 360,000 total
Purchase
Emmaus Life Sciences, Inc.$EMMA
Common Stock Warrants (Right to Buy)
2009-12-24+180,000→ 180,000 total
Award
Emmaus Life Sciences, Inc.$EMMA
Options to Purchase Common Stock
2007-10-01+435,181→ 435,181 total
Award
Emmaus Life Sciences, Inc.$EMMA
Options to Purchase Common Stock
2007-10-01+533,694→ 533,694 total

Companies

Emmaus Life Sciences, Inc.
Director, Chief Executive Officer
$EMMA

Recent Filings

Address

C/O CNS RESPONSE, INC. 85 ENTERPRISE, SUITE 410

ALISO VIEJO, CA, 92656

View on SEC.gov