Insider · CIK 0001413989

Carpenter George C IV

Reports to the SEC for 1 company · ALISO VIEJO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001413989

Forms 4 and 5

Insider transactions

34 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-12-12	EMMAEmmaus Life Sciences, Inc. · EMPLOYEE STOCK OPTION (right to purchase)A Award	Chief Innovation Officer	AAward	+50K sh	—	—	50,000
2018-12-03	EMMAEmmaus Life Sciences, Inc. · EMPLOYEE STOCK OPTION (right to purchase)A Award	Chief Innovation Officer	AAward	+30K sh	—	—	30,000
2018-10-08	EMMAEmmaus Life Sciences, Inc. · EMPLOYEE STOCK OPTION (right to purchase)A Award	Chief Innovation Officer	AAward	+48K sh	—	—	48,000
2018-09-28	EMMAEmmaus Life Sciences, Inc. · Common Stock Purchase WarrantA Award	Chief Innovation Officer	AAward	+13.5K sh	—	—	13,513
2018-09-28	EMMAEmmaus Life Sciences, Inc.A Award	Chief Innovation Officer	AAward	+13.5K sh	$1.85	+$25K	98,806
2018-05-25	EMMAEmmaus Life Sciences, Inc.A Award	Chief Innovation Officer	AAward	+11.2K sh	$2.27	+$25.4K	50,913
2018-04-19	EMMAEmmaus Life Sciences, Inc.A Award	Chief Innovation Officer	AAward	+34.4K sh	—	—	39,708
2017-11-13	EMMAEmmaus Life Sciences, Inc.A Award	Chief Innovation Officer	AAward	+7,500 sh	—	—	39,708
2017-09-18	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to purchase)A Award	Chief Innovation Officer	AAward	+100K sh	—	—	100,000
2017-08-08	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to purchase)A Award	Chief Innovation Officer	AAward	+8,000 sh	—	—	32,000
2016-11-07	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to purchase)A Award	Chief Innovation Officer	AAward	+8,000 sh	—	—	24,000
2016-11-01	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to purchase)A Award	Chief Innovation Officer	AAward	+16K sh	—	—	16,000
2016-09-21	EMMAEmmaus Life Sciences, Inc.M Exercise/Conversion	Chief Innovation Officer	MExercise/Conversion	+20.3K sh	$5.00	+$101K	32,208
2016-09-21	EMMAEmmaus Life Sciences, Inc. · 5% Secured Convertible Note due December 2017M Exercise/Conversion	Chief Innovation Officer	MExercise/Conversion	—	—	—	—
2016-09-21	EMMAEmmaus Life Sciences, Inc. · Common Stock WarrantD Disposition to Issuer	Chief Innovation Officer	DDisposition to Issuer	—	—	—	0
2016-08-03	EMMAEmmaus Life Sciences, Inc. · 5% Secured Convertible Note due December 2017A Award	Chief Innovation Officer	AAward	—	—	—	—
2016-08-03	EMMAEmmaus Life Sciences, Inc. · Common Stock WarrantA Award	Chief Innovation Officer	AAward	+1M sh	—	—	2,000,000
2016-05-04	EMMAEmmaus Life Sciences, Inc. · 5% Secured Convertible Note due December 2017A Award	Chief Innovation Officer	AAward	—	—	—	—
2016-05-04	EMMAEmmaus Life Sciences, Inc. · Common Stock WarrantA Award	Chief Innovation Officer	AAward	+1M sh	—	—	1,000,000
2016-04-05	EMMAEmmaus Life Sciences, Inc.A Award	Chief Innovation Officer	AAward	+1M sh	—	—	2,390,799
2014-07-10	EMMAEmmaus Life Sciences, Inc.A Award	Chief Innovation Officer	AAward	+50K sh	$0.25	+$12.5K	1,390,799
2014-01-21	EMMAEmmaus Life Sciences, Inc.A Award	Chief Innovation Officer	AAward	+200K sh	$0.25	+$50K	1,340,799
2013-10-08	EMMAEmmaus Life Sciences, Inc. · Option to PurchaseA Award	Chief Innovation Officer	AAward	+435K sh	—	—	435,000
2013-05-23	EMMAEmmaus Life Sciences, Inc. · Option to PurchaseA Award	Chief Innovation Officer	AAward	+25K sh	—	—	25,000
2013-05-23	EMMAEmmaus Life Sciences, Inc. · Option to PurchaseA Award	Chief Innovation Officer	AAward	+1.2M sh	—	—	1,200,000
2013-03-27	EMMAEmmaus Life Sciences, Inc.M Exercise/Conversion	Chief Innovation Officer	MExercise/Conversion	+1.09M sh	$0.05	+$51.5K	1,159,549
2013-03-27	EMMAEmmaus Life Sciences, Inc. · Convertible NoteM Exercise/Conversion	Chief Innovation Officer	MExercise/Conversion	−50K sh	—	—	0
2012-11-28	EMMAEmmaus Life Sciences, Inc. · Convertible Promissory NotesA Award	Chief Innovation Officer	AAward	—	—	—	—
2012-11-27	EMMAEmmaus Life Sciences, Inc.A Award	Chief Innovation Officer	AAward	+56.3K sh	$1.00	+$56.3K	1,283,121
2010-03-03	EMMAEmmaus Life Sciences, Inc. · Stock Option (Right to Buy)A Award	Chief Innovation Officer	AAward	+4M sh	—	—	4,000,000
2009-12-24	EMMAEmmaus Life Sciences, Inc. · Common Stock Warrants (Right to Buy)P Purchase	Chief Innovation Officer	PPurchase	+180K sh	—	—	180,000
2009-12-24	EMMAEmmaus Life Sciences, Inc.P Purchase	Chief Innovation Officer	PPurchase	+360K sh	—	—	360,000
2007-10-01	EMMAEmmaus Life Sciences, Inc. · Options to Purchase Common StockA Award	Chief Innovation Officer	AAward	+534K sh	—	—	533,694
2007-10-01	EMMAEmmaus Life Sciences, Inc. · Options to Purchase Common StockA Award	Chief Innovation Officer	AAward	+435K sh	—	—	435,181

Recent filings

Accepted (ET)
Dec 144
Carpenter George C IV0001615774-18-014473
SEC(opens sec.gov)
Dec 64
Carpenter George C IV0001615774-18-013955
SEC(opens sec.gov)
Oct 104
Carpenter George C IV0001615774-18-010699
SEC(opens sec.gov)
Oct 14
Carpenter George C IV0001615774-18-010304
SEC(opens sec.gov)
May 304
Carpenter George C IV0001615774-18-004578
SEC(opens sec.gov)
May 114
Carpenter George C IV0001615774-18-003641
SEC(opens sec.gov)
Apr 204
Carpenter George C IV0001615774-18-002790
SEC(opens sec.gov)
Nov 204
Carpenter George C IV0001615774-17-006925
SEC(opens sec.gov)
Aug 104
Carpenter George C IV0001615774-17-004227
SEC(opens sec.gov)
Jul 184
Carpenter George C IV0001615774-17-003711
SEC(opens sec.gov)
Nov 24
MYnd Analytics, Inc.0001615774-16-007977
SEC(opens sec.gov)
Sep 234
MYnd Analytics, Inc.0001615774-16-007356
SEC(opens sec.gov)
Aug 54
MYnd Analytics, Inc.0001615774-16-006591
SEC(opens sec.gov)
May 44
MYnd Analytics, Inc.0001615774-16-005207
SEC(opens sec.gov)
Apr 74
MYnd Analytics, Inc.0001615774-16-004862
SEC(opens sec.gov)

Companies

Emmaus Life Sciences, Inc.Chief Innovation OfficerEMMA

Address

C/O CNS RESPONSE, INC. 85 ENTERPRISE, SUITE 410

ALISO VIEJO, CA, 92656