Insider · CIK 0001419217

Caplan Jay David

Reports to the SEC for 2 companies · WAYLAND, MA

sec.gov

Transactions

Companies

Filings

CIK

0001419217

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-12-15	GUTSFRACTYL HEALTH, INC. · Stock Option (right to buy)A Award	President, Chief Product Off.	AAward	+845K sh	—	—	845,226
2025-02-27	GUTSFRACTYL HEALTH, INC. · Stock Option (right to buy)A Award	President, Chief Product Off.	AAward	+180K sh	—	—	179,700
2025-02-27	GUTSFRACTYL HEALTH, INC. · Stock Option (right to buy)A Award	President, Chief Product Off.	AAward	+104K sh	—	—	104,400
2025-01-31	GUTSFRACTYL HEALTH, INC.M Exercise/Conversion	President, Chief Product Off.	MExercise/Conversion	+22.3K sh	$1.70	+$38K	175,890
2025-01-31	GUTSFRACTYL HEALTH, INC.S Sale	President, Chief Product Off.	SSale	−22.3K sh	$1.81	−$40.5K	153,544
2025-01-31	GUTSFRACTYL HEALTH, INC. · Stock OptionM Exercise/Conversion	President, Chief Product Off.	MExercise/Conversion	−22.3K sh	—	—	17,924
2025-01-30	GUTSFRACTYL HEALTH, INC.M Exercise/Conversion	President, Chief Product Off.	MExercise/Conversion	+21.5K sh	$1.70	+$36.5K	175,016
2025-01-30	GUTSFRACTYL HEALTH, INC.S Sale	President, Chief Product Off.	SSale	−21.5K sh	$1.95	−$41.8K	153,544
2025-01-30	GUTSFRACTYL HEALTH, INC. · Stock OptionM Exercise/Conversion	President, Chief Product Off.	MExercise/Conversion	−21.5K sh	—	—	40,270
2024-11-11	GUTSFRACTYL HEALTH, INC.S Sale	President, Chief Product Off.	SSale	−64.2K sh	$2.47	−$159K	153,544
2024-11-10	GUTSFRACTYL HEALTH, INC.M Exercise/Conversion	President, Chief Product Off.	MExercise/Conversion	+187K sh	—	—	217,741
2024-11-10	GUTSFRACTYL HEALTH, INC. · Restricted Stock UnitM Exercise/Conversion	President, Chief Product Off.	MExercise/Conversion	−187K sh	—	—	0
2024-09-12	GUTSFRACTYL HEALTH, INC.M Exercise/Conversion	President, Chief Product Off.	MExercise/Conversion	+95.5K sh	$1.70	+$162K	95,484
2024-09-12	GUTSFRACTYL HEALTH, INC.S Sale	President, Chief Product Off.	SSale	−65K sh	$2.90	−$188K	30,484
2024-09-12	GUTSFRACTYL HEALTH, INC. · Stock OptionM Exercise/Conversion	President, Chief Product Off.	MExercise/Conversion	−95.5K sh	—	—	0
2024-02-06	GUTSFRACTYL HEALTH, INC.C Conversion	President, Chief Product Off.	CConversion	+23.3K sh	—	—	358,806
2024-02-06	GUTSFRACTYL HEALTH, INC.C Conversion	President, Chief Product Off.	CConversion	+119K sh	—	—	118,810
2024-02-06	GUTSFRACTYL HEALTH, INC. · Series A Preferred StockC Conversion	President, Chief Product Off.	CConversion	−50K sh	—	—	0
2024-02-06	GUTSFRACTYL HEALTH, INC. · Series B Preferred StockC Conversion	President, Chief Product Off.	CConversion	−178K sh	—	—	0
2024-02-06	GUTSFRACTYL HEALTH, INC. · Series C-1 Preferred StockC Conversion	President, Chief Product Off.	CConversion	−44.7K sh	—	—	0
2024-02-06	GUTSFRACTYL HEALTH, INC. · Series C-2 Preferred StockC Conversion	President, Chief Product Off.	CConversion	−32.5K sh	—	—	0
2010-01-05	CANDELA CORP /DE/D Disposition to Issuer	COO	DDisposition to Issuer	−100K sh	—	—	0
2010-01-05	CANDELA CORP /DE/Stock Appreciation Rights (right to buy)D Disposition to Issuer	COO	DDisposition to Issuer	−30K sh	—	—	0
2010-01-05	CANDELA CORP /DE/Stock Appreciation Rights (right to buy)D Disposition to Issuer	COO	DDisposition to Issuer	−100K sh	—	—	0
2009-03-05	CANDELA CORP /DE/P Purchase	COO	PPurchase	+100K sh	$0.33	+$33K	100,000
2009-01-19	CANDELA CORP /DE/Stock Appreciation Rights (right to buy)A Award	COO	AAward	+30K sh	—	—	30,000
2009-01-19	CANDELA CORP /DE/Stock Appreciation Rights (right to buy)A Award	COO	AAward	+30K sh	—	—	30,000
2007-11-26	CANDELA CORP /DE/Stock Appreciation Right (Right to Buy)A Award	COO	AAward	+100K sh	—	—	100,000

Recent filings

Accepted (ET)
Dec 174
Caplan Jay David0001193125-25-323018
SEC(opens sec.gov)
Mar 34
Caplan Jay David0000950170-25-031262
SEC(opens sec.gov)
Feb 34
Caplan Jay David0000950170-25-012530
SEC(opens sec.gov)
Nov 134
Caplan Jay David0000950170-24-126558
SEC(opens sec.gov)
Sep 134
Caplan Jay David0000950170-24-106530
SEC(opens sec.gov)
Feb 84
Caplan Jay David0000950170-24-012836
SEC(opens sec.gov)

Companies

Address

530 BOSTON POST ROAD

WAYLAND, MA, 01778