Insider · CIK 0001449493

Utton Nicholas

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001449493

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-02-11	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−6,221 sh	$11.03	−$68.6K	334,136
2013-02-10	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−3,875 sh	$10.97	−$42.5K	340,357
2013-02-09	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−10.4K sh	$10.97	−$115K	344,232
2013-02-06	E TRADE FINANCIAL CORPA Award	EVP & Chief Marketing Officer	AAward	+68.7K sh	—	—	354,679
2012-02-11	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−6,070 sh	$9.15	−$55.5K	285,967
2012-02-10	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−4,026 sh	$9.15	−$36.8K	292,037
2012-02-09	E TRADE FINANCIAL CORPA Award	EVP & Chief Marketing Officer	AAward	+110K sh	—	—	296,063
2011-12-31	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−16.5K sh	$7.96	−$131K	186,534
2011-11-23	E TRADE FINANCIAL CORPP Purchase	EVP & Chief Marketing Officer	PPurchase	+6,000 sh	$8.02	+$48.1K	203,019
2011-08-22	E TRADE FINANCIAL CORPP Purchase	EVP & Chief Marketing Officer	PPurchase	+10K sh	$10.05	+$101K	197,019
2011-02-20	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−13.4K sh	$17.81	−$239K	187,089
2011-02-11	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−6,213 sh	$17.77	−$110K	200,490
2011-02-10	E TRADE FINANCIAL CORPA Award	EVP & Chief Marketing Officer	AAward	+42K sh	—	—	206,703
2011-02-10	E TRADE FINANCIAL CORPCommon StockA Award	EVP & Chief Marketing Officer	AAward	+42.6K sh	—	—	175,286
2010-12-31	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−9,570 sh	$15.93	−$152K	164,711
2010-03-10	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−46.2K sh	$1.68	−$77.4K	1,742,835
2010-02-20	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−54.3K sh	$1.55	−$84.1K	1,789,055
2010-02-11	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−9,824 sh	$1.46	−$14.3K	1,338,515
2010-02-11	E TRADE FINANCIAL CORPA Award	EVP & Chief Marketing Officer	AAward	+505K sh	—	—	1,843,309
2010-02-11	E TRADE FINANCIAL CORPOption GrantA Award	EVP & Chief Marketing Officer	AAward	+408K sh	—	—	1,327,189
2009-09-08	E TRADE FINANCIAL CORPA Award	EVP & Chief Marketing Officer	AAward	+621K sh	—	—	1,248,339
2009-06-30	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−42.3K sh	$1.28	−$54.3K	627,221
2009-02-20	E TRADE FINANCIAL CORPA Award	EVP & Chief Marketing Officer	AAward	+435K sh	—	—	669,512
2009-02-20	E TRADE FINANCIAL CORPOption GrantA Award	EVP & Chief Marketing Officer	AAward	+325K sh	—	—	918,820
2009-02-15	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−631 sh	$1.17	−$735.115	235,613
2009-02-15	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−789 sh	$1.17	−$919.185	234,824
2009-02-13	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−751 sh	$1.17	−$874.915	237,209
2009-02-13	E TRADE FINANCIAL CORPF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−965 sh	$1.17	−$1,124.225	236,244

Recent filings

Accepted (ET)
Feb 124
Utton Nicholas0001015780-13-000020
SEC(opens sec.gov)
Feb 84
Utton Nicholas0001015780-13-000014
SEC(opens sec.gov)
Feb 134
Utton Nicholas0001015780-12-000031
SEC(opens sec.gov)
Jan 44
Utton Nicholas0001015780-12-000007
SEC(opens sec.gov)
Nov 284
Utton Nicholas0001015780-11-000014
SEC(opens sec.gov)
Aug 244
Utton Nicholas0001181431-11-046892
SEC(opens sec.gov)
Feb 234
Utton Nicholas0001181431-11-012499
SEC(opens sec.gov)
Feb 144
Utton Nicholas0001181431-11-010152
SEC(opens sec.gov)
Jan 44
Utton Nicholas0001181431-11-001242
SEC(opens sec.gov)
Mar 114
Utton Nicholas0001181431-10-015767
SEC(opens sec.gov)
Feb 234
Utton Nicholas0001181431-10-011366
SEC(opens sec.gov)
Feb 164
Utton Nicholas0001181431-10-009364
SEC(opens sec.gov)

Companies

E TRADE FINANCIAL CORPEVP & Chief Marketing Officer

Address

C/O E*TRADE FINANCIAL CORPORATION 135 E. 57TH STREET

NEW YORK, NY, 10022