Insider · CIK 0001465374

Palumbo Nancy

Reports to the SEC for 1 company · MONTICELLO, NY

sec.gov

Transactions

Companies

Filings

CIK

0001465374

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-11-15	EMPIRE RESORTS INCD Disposition to Issuer	Director	DDisposition to Issuer	−32.4K sh	$9.74	−$315K	0
2019-11-15	EMPIRE RESORTS INCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	+6,400 sh	—	—	0
2019-05-06	EMPIRE RESORTS INCRestricted Stock UnitsA Award	Director	AAward	+6,400 sh	—	—	6,400
2018-11-06	EMPIRE RESORTS INCA Award	Director	AAward	+11K sh	—	—	32,372
2017-11-01	EMPIRE RESORTS INCA Award	Director	AAward	+4,000 sh	—	—	21,372
2016-11-02	EMPIRE RESORTS INCA Award	Director	AAward	+3,000 sh	—	—	17,372
2016-05-10	EMPIRE RESORTS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$9.90	+$19.8K	63,668
2016-05-10	EMPIRE RESORTS INCD Disposition to Issuer	Director	DDisposition to Issuer	−1,088 sh	$18.20	−$19.8K	62,580
2016-05-10	EMPIRE RESORTS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$7.95	+$15.9K	64,580
2016-05-10	EMPIRE RESORTS INCD Disposition to Issuer	Director	DDisposition to Issuer	−874 sh	$18.20	−$15.9K	63,706
2016-05-10	EMPIRE RESORTS INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	0
2016-05-10	EMPIRE RESORTS INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	0
2015-12-17	EMPIRE RESORTS INCM Exercise/Conversion	Director	MExercise/Conversion	+3,333 sh	$2.97	+$9,899.01	65,001
2015-12-17	EMPIRE RESORTS INCS Sale	Director	SSale	−3,333 sh	$4.30	−$14.3K	61,668
2015-12-17	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,333 sh	—	—	0
2015-11-04	EMPIRE RESORTS INCM Exercise/Conversion	Director	MExercise/Conversion	+8,333 sh	$2.79	+$23.2K	70,001
2015-11-04	EMPIRE RESORTS INCS Sale	Director	SSale	−8,333 sh	$4.83	−$40.3K	61,668
2015-11-04	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−8,333 sh	—	—	0
2015-11-03	EMPIRE RESORTS INCA Award	Director	AAward	+15K sh	—	—	61,668
2014-12-17	EMPIRE RESORTS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$2.79	+$14K	51,668
2014-12-17	EMPIRE RESORTS INCS Sale	Director	SSale	−5,000 sh	$8.95	−$44.8K	46,668
2014-12-17	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	8,333
2014-11-11	EMPIRE RESORTS INCA Award	Director	AAward	+10K sh	—	—	46,667
2014-02-24	EMPIRE RESORTS INCM Exercise/Conversion	Director	MExercise/Conversion	+3,333 sh	$6.90	+$23K	40,000
2014-02-24	EMPIRE RESORTS INCS Sale	Director	SSale	−3,333 sh	$7.50	−$25K	36,667
2014-02-24	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,333 sh	—	—	0
2014-02-13	EMPIRE RESORTS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$5.07	+$25.4K	41,667
2014-02-13	EMPIRE RESORTS INCS Sale	Director	SSale	−5,000 sh	$7.07	−$35.4K	36,667
2014-02-13	EMPIRE RESORTS INCM Exercise/Conversion	Director	MExercise/Conversion	+4,861 sh	$5.07	+$24.6K	41,528
2014-02-13	EMPIRE RESORTS INCS Sale	Director	SSale	−4,861 sh	$7.07	−$34.4K	36,667
2014-02-13	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	0
2014-02-13	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+4,861 sh	—	—	0
2013-11-12	EMPIRE RESORTS INCA Award	Director	AAward	+10K sh	—	—	36,667
2013-11-12	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2012-11-07	EMPIRE RESORTS INCA Award	Director	AAward	+10K sh	—	—	26,667
2012-11-07	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2012-11-07	EMPIRE RESORTS INCA Award	Director	AAward	+10K sh	—	—	26,667
2012-11-07	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2011-12-14	EMPIRE RESORTS INCA Award	Director	AAward	+10K sh	—	—	16,667
2011-12-14	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)A Award	Director	AAward	−10K sh	—	—	10,000
2011-01-03	EMPIRE RESORTS INCA Award	Director	AAward	+10K sh	—	—	20,000
2011-01-03	EMPIRE RESORTS INCStock Option (right to purchase)A Award	Director	AAward	+10K sh	—	—	10,000
2010-11-09	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	Director	AAward	+40K sh	—	—	40,000
2010-01-04	EMPIRE RESORTS INCA Award	Director	AAward	+10K sh	—	—	10,000
2010-01-04	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2009-06-01	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	Director	AAward	+14.6K sh	—	—	14,583
2009-06-01	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000

Recent filings

Accepted (ET)
Nov 154
Palumbo Nancy0000899243-19-027385
SEC(opens sec.gov)
May 84
Palumbo Nancy0000899243-19-012714
SEC(opens sec.gov)
Nov 84
Palumbo Nancy0000899243-18-028568
SEC(opens sec.gov)
Nov 34
Palumbo Nancy0000899243-17-025401
SEC(opens sec.gov)
Nov 34
EMPIRE RESORTS INC0000899243-16-032711
SEC(opens sec.gov)
May 114
EMPIRE RESORTS INC0000899243-16-019703
SEC(opens sec.gov)
Dec 184
EMPIRE RESORTS INC0000899243-15-010094
SEC(opens sec.gov)
Nov 44
EMPIRE RESORTS INC0000899243-15-007603
SEC(opens sec.gov)
Dec 184
EMPIRE RESORTS INC0001209191-14-076818
SEC(opens sec.gov)

Companies

EMPIRE RESORTS INCDirector

Address

C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013

MONTICELLO, NY, 12701