Insider · CIK 0001468932

Chang Andrew S

Reports to the SEC for 5 companies · CALABASAS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001468932

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-03-15	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,473 sh	$65.70	−$96.8K	997,125
2021-03-12	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−1,055 sh	$19.60	−$20.7K	103,984
2021-03-09	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,400 sh	$61.68	−$86.4K	998,598
2021-03-03	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−865 sh	$18.86	−$16.3K	105,039
2021-02-26	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−756 sh	$58.85	−$44.5K	999,998
2021-02-25	PFSIPennyMac Financial Services, Inc. · Nonstatutory Stock Option (Right to Buy)A Award	Chief Operating Officer	AAward	+21.4K sh	—	—	21,435
2021-02-25	PFSIPennyMac Financial Services, Inc.M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+22K sh	—	—	1,009,650
2021-02-25	PFSIPennyMac Financial Services, Inc.A Award	Chief Operating Officer	AAward	+4,927 sh	—	—	987,630
2021-02-25	PFSIPennyMac Financial Services, Inc. · Performance-Based Restricted Stock UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−22K sh	—	—	0
2021-02-25	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−8,896 sh	$62.33	−$554K	1,000,754
2021-02-25	PFSIPennyMac Financial Services, Inc. · Performance-Based Restricted Stock UnitsA Award	Chief Operating Officer	AAward	+22K sh	—	—	22,020
2021-02-17	PMTPennyMac Mortgage Investment TrustA Award	Chief Operating Officer	AAward	+10.6K sh	—	—	105,904
2021-02-12	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−751 sh	$18.55	−$13.9K	95,269
2020-12-14	PFSIPennyMac Financial Services, Inc. · Nonstatutory Stock Option (Right to Buy)A Award	Chief Operating Officer	AAward	+56.7K sh	—	—	56,726
2020-03-19	PFSIPennyMac Financial Services, Inc.P Purchase	Chief Operating Officer	PPurchase	+35.8K sh	$16.60	+$595K	982,703
2020-03-17	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−1,660 sh	$10.88	−$18.1K	96,020
2020-03-17	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−1,934 sh	$10.88	−$21K	97,680
2020-03-17	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−2,001 sh	$10.88	−$21.8K	99,614
2020-03-17	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+3,348 sh	—	—	101,615
2020-03-17	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+3,900 sh	—	—	98,267
2020-03-17	PFSIPennyMac Financial Services, Inc. · Performance-Based Restricted Stock UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−22.3K sh	—	—	0
2020-03-17	PFSIPennyMac Financial Services, Inc. · Performance-Based Restricted Stock UnitsA Award	Chief Operating Officer	AAward	+22.3K sh	—	—	22,290
2020-03-17	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+4,035 sh	—	—	94,367
2020-03-17	PFSIPennyMac Financial Services, Inc.M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+22.3K sh	—	—	957,914
2020-03-17	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−11.1K sh	$21.76	−$240K	946,862
2020-03-17	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−3,348 sh	—	—	0
2020-03-17	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−3,900 sh	—	—	0
2020-03-17	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsA Award	Chief Operating Officer	AAward	+3,900 sh	—	—	3,900
2020-03-17	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−4,035 sh	—	—	0
2020-03-17	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsA Award	Chief Operating Officer	AAward	+4,035 sh	—	—	4,035
2020-03-17	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsA Award	Chief Operating Officer	AAward	+3,348 sh	—	—	3,348
2020-03-16	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,027 sh	$29.13	−$29.9K	935,624
2020-03-12	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−736 sh	$18.90	−$13.9K	90,332
2020-03-09	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−977 sh	$37.50	−$36.6K	936,651
2020-03-06	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Operating Officer	FTax Payment	−1,267 sh	$37.42	−$47.4K	937,628
2020-03-03	PMTPennyMac Mortgage Investment TrustA Award	Chief Operating Officer	AAward	+5,208 sh	—	—	91,068
2020-02-26	PFSIPennyMac Financial Services, Inc. · Nonstatutory Stock Option (Right to Buy)A Award	Chief Operating Officer	AAward	+23.8K sh	—	—	23,765
2020-02-26	PFSIPennyMac Financial Services, Inc.A Award	Chief Operating Officer	AAward	+6,423 sh	—	—	938,895
2020-02-24	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−846 sh	$23.34	−$19.7K	85,860
2020-02-12	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−747 sh	$23.28	−$17.4K	86,706
2019-03-15	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+2,102 sh	—	—	83,770
2019-03-15	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+3,429 sh	—	—	87,199
2019-03-15	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+3,313 sh	—	—	90,512
2019-03-15	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−727 sh	$20.69	−$15K	89,785
2019-03-15	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−1,186 sh	$20.69	−$24.5K	88,599
2019-03-15	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Operating Officer	FTax Payment	−1,146 sh	$20.69	−$23.7K	87,453
2019-03-15	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsA Award	Chief Operating Officer	AAward	+2,102 sh	—	—	2,102
2019-03-15	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−2,102 sh	—	—	0
2019-03-15	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsA Award	Chief Operating Officer	AAward	+3,429 sh	—	—	3,429
2019-03-15	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−3,429 sh	—	—	0

Recent filings

Accepted (ET)
Mar 164
Chang Andrew S0001127602-21-010861
SEC(opens sec.gov)
Mar 164
Chang Andrew S0001127602-21-010845
SEC(opens sec.gov)
Mar 114
Chang Andrew S0001127602-21-010234
SEC(opens sec.gov)
Mar 44
Chang Andrew S0001127602-21-009444
SEC(opens sec.gov)
Mar 14
Chang Andrew S0001127602-21-008528
SEC(opens sec.gov)
Feb 194
Chang Andrew S0001127602-21-006823
SEC(opens sec.gov)
Feb 164
Chang Andrew S0001127602-21-006040
SEC(opens sec.gov)
Dec 164
Chang Andrew S0001127602-20-031607
SEC(opens sec.gov)
Mar 194
Chang Andrew S0001127602-20-011552
SEC(opens sec.gov)

Companies

Address

C/O PENNYMAC MORTGAGE INVESTMENT TRUST 27001 AGOURA ROAD

CALABASAS, CA, 91301