Insider · CIK 0001472400

D AMATO JOSEPH A

Reports to the SEC for 1 company · MONTICELLO, NY

sec.gov

Transactions

Companies

Filings

CIK

0001472400

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-12	EMPIRE RESORTS INCF Tax Payment	Director, Chief Executive Officer	FTax Payment	−617 sh	$22.25	−$13.7K	44,190
2016-08-02	EMPIRE RESORTS INCA Award	Director, Chief Executive Officer	AAward	+12.5K sh	—	—	47,118
2016-08-02	EMPIRE RESORTS INCF Tax Payment	Director, Chief Executive Officer	FTax Payment	−2,311 sh	$16.40	−$37.9K	44,807
2015-10-29	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+53.3K sh	$2.79	+$149K	265,630
2015-10-29	EMPIRE RESORTS INCD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−39.2K sh	$4.81	−$189K	226,414
2015-10-29	EMPIRE RESORTS INCEmployee Stock Option (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−53.3K sh	—	—	0
2015-10-29	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+53.3K sh	$2.79	+$149K	212,297
2015-10-29	EMPIRE RESORTS INCD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−39.2K sh	$4.81	−$189K	173,081
2015-10-29	EMPIRE RESORTS INCEmployee Stock Option (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−53.3K sh	—	—	0
2015-05-05	EMPIRE RESORTS INCA Award	Director, Chief Executive Officer	AAward	+125K sh	—	—	158,964
2014-11-06	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+21.3K sh	$2.79	+$59.5K	55,297
2014-11-06	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−21.3K sh	$7.74	−$165K	33,963
2014-11-06	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−21.3K sh	—	—	57,303
2014-08-11	EMPIRE RESORTS INCA Award	Director, Chief Executive Officer	AAward	+7,500 sh	—	—	33,963
2014-03-03	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+18.9K sh	$2.79	+$52.7K	47,453
2014-03-03	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−18.9K sh	$7.77	−$147K	28,553
2014-03-03	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−18.9K sh	—	—	78,637
2014-02-28	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+2,434 sh	$2.79	+$6,790.86	30,987
2014-02-28	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−2,434 sh	$7.75	−$18.9K	28,553
2014-02-28	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−2,434 sh	—	—	93,567
2014-02-27	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+1,536 sh	$2.79	+$4,285.44	30,089
2014-02-27	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−1,536 sh	$7.50	−$11.5K	28,553
2014-02-27	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−1,536 sh	—	—	96,001
2014-02-26	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+5,464 sh	$2.79	+$15.2K	34,017
2014-02-26	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−5,464 sh	$7.50	−$41K	28,553
2014-02-26	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−5,464 sh	—	—	97,537
2014-02-24	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+14.3K sh	$2.79	+$40K	42,886
2014-02-24	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−14.3K sh	$7.50	−$108K	28,553
2014-02-24	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−14.3K sh	—	—	103,001
2014-02-21	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+13.6K sh	$2.79	+$38K	42,167
2014-02-21	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−13.6K sh	$7.26	−$98.8K	28,553
2014-02-21	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−13.6K sh	—	—	117,334
2014-02-20	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+1,486 sh	$2.79	+$4,145.94	30,039
2014-02-20	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−1,486 sh	$7.25	−$10.8K	28,553
2014-02-20	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−1,486 sh	—	—	130,948
2014-02-18	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+1,600 sh	$2.79	+$4,464	30,153
2014-02-18	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−1,600 sh	$7.25	−$11.6K	28,553
2014-02-18	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−1,600 sh	—	—	0
2014-02-14	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+4,633 sh	$2.79	+$12.9K	33,186
2014-02-14	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−4,633 sh	$7.25	−$33.6K	28,553
2014-02-14	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−4,633 sh	—	—	0
2014-02-13	EMPIRE RESORTS INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+21.3K sh	$2.79	+$59.5K	49,886
2014-02-13	EMPIRE RESORTS INCS Sale	Director, Chief Executive Officer	SSale	−21.3K sh	$7.02	−$150K	28,553
2014-02-13	EMPIRE RESORTS INCOption to purchase Common Stock (right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−21.3K sh	—	—	0
2013-11-12	EMPIRE RESORTS INCA Award	Director, Chief Executive Officer	AAward	+25K sh	—	—	28,553
2013-06-04	EMPIRE RESORTS INCX Exercise of In-Money	Director, Chief Executive Officer	XExercise of In-Money	+418 sh	$1.89	+$790.062	3,553
2013-06-04	EMPIRE RESORTS INCSubscription Rights (right to buy)X Exercise of In-Money	Director, Chief Executive Officer	XExercise of In-Money	−418 sh	—	—	0
2011-05-20	EMPIRE RESORTS INCO Exercise Out-of-Money	Director, Chief Executive Officer	OExercise Out-of-Money	+1,135 sh	$0.88	+$1,003	3,135
2011-05-20	EMPIRE RESORTS INCSubscription Rights (right to buy)O Exercise Out-of-Money	Director, Chief Executive Officer	OExercise Out-of-Money	−2,000 sh	—	—	0
2010-12-20	EMPIRE RESORTS INCP Purchase	Director, Chief Executive Officer	PPurchase	+2,000 sh	$1.06	+$2,120	2,000

Recent filings

Accepted (ET)
Nov 154
EMPIRE RESORTS INC0000899243-16-033501
SEC(opens sec.gov)
Aug 34
EMPIRE RESORTS INC0000899243-16-026192
SEC(opens sec.gov)
Nov 124/A
EMPIRE RESORTS INC0000899243-15-008047
SEC(opens sec.gov)
Nov 24
EMPIRE RESORTS INC0000899243-15-007401
SEC(opens sec.gov)
May 74
EMPIRE RESORTS INC0001209191-15-039782
SEC(opens sec.gov)
Nov 104
EMPIRE RESORTS INC0001209191-14-067631
SEC(opens sec.gov)
Aug 134
EMPIRE RESORTS INC0001209191-14-052241
SEC(opens sec.gov)
Mar 54
EMPIRE RESORTS INC0001209191-14-017581
SEC(opens sec.gov)
Feb 284
EMPIRE RESORTS INC0001209191-14-015437
SEC(opens sec.gov)

Companies

EMPIRE RESORTS INCDirector, Chief Executive Officer

Address

C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013

MONTICELLO, NY, 12701