Insider · CIK 0001475052

WALDEN CHARLES C

Reports to the SEC for 2 companies · MILWAUKEE, WI

sec.gov

Transactions

Companies

Filings

CIK

0001475052

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-12-29	SPESPECIAL OPPORTUNITIES FUND, INC. · 2.75% Convertible Preferred Stock, Series CP Purchase	Former Director	PPurchase	+10 sh	$22.70	+$227	3,010
2023-12-28	SPESPECIAL OPPORTUNITIES FUND, INC. · 2.75% Convertible Preferred Stock, Series CP Purchase	Former Director	PPurchase	+1,000 sh	$22.85	+$22.9K	3,000
2022-04-05	SPESPECIAL OPPORTUNITIES FUND, INC.D Disposition to Issuer	Former Director	DDisposition to Issuer	−5,014 sh	$15.69	−$78.7K	25,271
2022-01-27	SPESPECIAL OPPORTUNITIES FUND, INC. · 2.75% Convertible Preferred Stock, Series CX Exercise of In-Money	Former Director	XExercise of In-Money	+2,000 sh	$25.00	+$50K	2,000
2021-06-24	SPESPECIAL OPPORTUNITIES FUND, INC.M Exercise/Conversion	Former Director	MExercise/Conversion	+9,779 sh	—	—	30,285
2021-06-24	SPESPECIAL OPPORTUNITIES FUND, INC. · 3.50% Convertible Preferred Stock Series BM Exercise/Conversion	Former Director	MExercise/Conversion	−5,000 sh	—	—	0
2016-10-26	SPESPECIAL OPPORTUNITIES FUND, INC.D Disposition to Issuer	Former Director	DDisposition to Issuer	−4,494 sh	$15.61	−$70.2K	20,506
2016-08-26	SPESPECIAL OPPORTUNITIES FUND, INC. · Subscription Rights (right to buy)X Exercise of In-Money	Former Director	XExercise of In-Money	−5,000 sh	—	—	0
2016-08-26	SPESPECIAL OPPORTUNITIES FUND, INC. · 3.50% Convertible Preferred Stock, Series BX Exercise of In-Money	Former Director	XExercise of In-Money	+5,000 sh	$25.00	+$125K	5,000
2016-04-01	SPECIAL OPPORTUNITIES FUNDP Purchase	Director	PPurchase	+4,449 sh	$13.10	+$58.3K	25,000
2016-04-01	SPECIAL OPPORTUNITIES FUNDS Sale	Director	SSale	−4,303 sh	$13.06	−$56.2K	0
2015-01-20	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+2,000 sh	$15.19	+$30.4K	20,551
2012-07-30	SPESPECIAL OPPORTUNITIES FUND, INC. · Subscription Rights (right to buy)X Exercise of In-Money	Former Director	XExercise of In-Money	−1,035 sh	—	—	1,654
2012-07-30	SPESPECIAL OPPORTUNITIES FUND, INC. · 3.00% Convertible Preferred Stock, Series AX Exercise of In-Money	Former Director	XExercise of In-Money	+1,654 sh	$50.00	+$82.7K	1,654
2012-07-30	SPESPECIAL OPPORTUNITIES FUND, INC. · Subscription Rights (right to buy)X Exercise of In-Money	Former Director	XExercise of In-Money	−200 sh	—	—	413
2012-07-30	SPESPECIAL OPPORTUNITIES FUND, INC. · 3.00% Convertible Preferred Stock, Series AX Exercise of In-Money	Former Director	XExercise of In-Money	+413 sh	$50.00	+$20.7K	413
2012-06-01	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+1,000 sh	$14.97	+$15K	12,355
2011-08-10	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+890 sh	$14.25	+$12.7K	11,000
2011-08-09	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+110 sh	$14.27	+$1,569.7	10,110
2011-08-05	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+1,000 sh	$14.95	+$15K	10,000
2010-07-01	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+1,000 sh	$12.76	+$12.8K	8,000
2010-05-07	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+1,173 sh	$13.23	+$15.5K	7,000
2010-05-06	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+827 sh	$13.23	+$10.9K	5,827
2010-04-22	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+2,000 sh	$13.28	+$26.6K	5,000
2010-01-26	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+3,000 sh	$13.15	+$39.5K	3,000
2010-01-26	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Former Director	PPurchase	+1,000 sh	$13.15	+$13.2K	1,000

Recent filings

Accepted (ET)
Jan 24
WALDEN CHARLES C0001104659-24-000314
SEC(opens sec.gov)
Apr 74
WALDEN CHARLES C0001104659-22-043676
SEC(opens sec.gov)
Jan 284
WALDEN CHARLES C0001104659-22-009088
SEC(opens sec.gov)
Jul 154
WALDEN CHARLES C0001104659-21-092421
SEC(opens sec.gov)
Oct 314
SPECIAL OPPORTUNITIES FUND, INC.0001144204-16-130529
SEC(opens sec.gov)
Sep 64
SPECIAL OPPORTUNITIES FUND, INC.0001144204-16-122869
SEC(opens sec.gov)
Apr 44
SPECIAL OPPORTUNITIES FUND0001144204-16-092524
SEC(opens sec.gov)
Jan 214
SPECIAL OPPORTUNITIES FUND, INC.0001144204-15-002918
SEC(opens sec.gov)
Jul 314
WALDEN CHARLES C0001144204-12-041991
SEC(opens sec.gov)
Jun 54
WALDEN CHARLES C0001144204-12-033338
SEC(opens sec.gov)
Aug 114
WALDEN CHARLES C0001387131-11-001542
SEC(opens sec.gov)
Aug 84
WALDEN CHARLES C0001387131-11-001456
SEC(opens sec.gov)

Companies

Address

C/O INSURED MUNICIPAL INCOME FUND INC. 615 EAST MICHIGAN STREET

MILWAUKEE, WI, 53202