Insider · CIK 0001486181

Hallee Garry W.

Reports to the SEC for 1 company · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001486181

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-25	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+10K sh	$7.99	+$79.9K	115,092
2014-03-25	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−8,200 sh	$52.84	−$433K	106,892
2014-03-25	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−1,800 sh	$53.72	−$96.7K	105,092
2014-03-25	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−5,000 sh	—	—	0
2014-03-25	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−5,000 sh	—	—	20,000
2014-03-11	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+10K sh	$7.99	+$79.9K	115,092
2014-03-11	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−10K sh	$58.10	−$581K	105,092
2014-03-11	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−10K sh	—	—	5,000
2014-03-04	Financial Engines, LLCG Gift	EVP, Technology & Svc Delivery	GGift	−5,000 sh	—	—	15,000
2014-02-04	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+5,511 sh	$7.99	+$44K	110,603
2014-02-04	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−5,511 sh	$56.81	−$313K	105,092
2014-02-04	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+4,489 sh	$7.99	+$35.9K	109,581
2014-02-04	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−4,489 sh	$57.48	−$258K	105,092
2014-02-04	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−10K sh	—	—	15,000
2014-01-24	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+12.5K sh	$7.99	+$99.8K	117,577
2014-01-24	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−2,862 sh	$61.32	−$175K	114,715
2014-01-24	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−3,187 sh	$62.39	−$199K	111,528
2014-01-24	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−3,500 sh	$63.47	−$222K	108,028
2014-01-24	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−1,636 sh	$64.77	−$106K	106,392
2014-01-24	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−900 sh	$65.43	−$58.9K	105,492
2014-01-24	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−400 sh	$66.44	−$26.6K	105,092
2014-01-24	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−12.5K sh	—	—	25,000
2014-01-07	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+4,345 sh	$7.99	+$34.7K	109,437
2014-01-07	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−4,345 sh	$68.17	−$296K	105,092
2014-01-07	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+5,655 sh	$7.99	+$45.2K	107,414
2014-01-07	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−5,655 sh	$68.73	−$389K	105,092
2014-01-07	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−10K sh	—	—	37,485
2013-12-19	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+8,600 sh	$7.99	+$68.7K	113,692
2013-12-19	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−8,600 sh	$67.39	−$580K	105,092
2013-12-19	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+1,400 sh	$7.99	+$11.2K	106,492
2013-12-19	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−1,400 sh	$68.30	−$95.6K	105,092
2013-12-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−10K sh	—	—	47,485
2013-12-12	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+3,360 sh	$6.51	+$21.9K	105,092
2013-12-12	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−3,360 sh	—	—	0
2013-12-10	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+9,600 sh	$7.99	+$76.7K	111,332
2013-12-10	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−9,600 sh	$66.21	−$636K	101,732
2013-12-10	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+400 sh	$7.99	+$3,196	102,132
2013-12-10	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−400 sh	$66.75	−$26.7K	101,732
2013-12-10	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−10K sh	—	—	57,485
2013-12-02	Financial Engines, LLCG Gift	EVP, Technology & Svc Delivery	GGift	−17.1K sh	—	—	20,000
2013-11-18	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+1,992 sh	—	—	102,772
2013-11-18	Financial Engines, LLCF Tax Payment	EVP, Technology & Svc Delivery	FTax Payment	−1,040 sh	$60.07	−$62.5K	101,732
2013-11-18	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−1,992 sh	—	—	3,986
2013-11-16	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+1,792 sh	—	—	101,716
2013-11-16	Financial Engines, LLCF Tax Payment	EVP, Technology & Svc Delivery	FTax Payment	−936 sh	$59.75	−$55.9K	100,780
2013-11-16	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−1,792 sh	—	—	5,378
2013-11-12	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+12K sh	$6.51	+$78.1K	99,924
2013-11-12	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	−12K sh	—	—	3,360
2013-11-04	Financial Engines, LLCM Exercise/Conversion	EVP, Technology & Svc Delivery	MExercise/Conversion	+10K sh	$7.99	+$79.9K	97,924
2013-11-04	Financial Engines, LLCS Sale	EVP, Technology & Svc Delivery	SSale	−10K sh	$54.32	−$543K	87,924

Recent filings

Accepted (ET)
Mar 264
Financial Engines, Inc.0001209191-14-023272
SEC(opens sec.gov)
Mar 124
Financial Engines, Inc.0001209191-14-019842
SEC(opens sec.gov)
Mar 54
Financial Engines, Inc.0001209191-14-017105
SEC(opens sec.gov)
Feb 54
Financial Engines, Inc.0001209191-14-007739
SEC(opens sec.gov)
Jan 274
Financial Engines, Inc.0001209191-14-005163
SEC(opens sec.gov)

Companies

Financial Engines, LLCEVP, Technology & Svc Delivery

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303