Insider · CIK 0001487727

Baker David K

Reports to the SEC for 1 company · VOORHEES, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001487727

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-03-05	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+10.6K sh	$22.26	+$236K	18,839
2013-03-05	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+9,338 sh	$27.08	+$253K	28,177
2013-03-05	AWKAmerican Water Works Company, Inc.S Sale	President, NJ American Water	SSale	−19.9K sh	$40.49	−$807K	8,253
2013-03-05	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−10.6K sh	—	—	33,845
2013-03-05	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−9,338 sh	—	—	24,507
2013-02-21	AWKAmerican Water Works Company, Inc.A Award	President, NJ American Water	AAward	+1,017 sh	—	—	8,253
2013-02-21	AWKAmerican Water Works Company, Inc. · Performance Stock UnitsA Award	President, NJ American Water	AAward	+1,503 sh	—	—	4,052
2013-02-21	AWKAmerican Water Works Company, Inc. · Employee Stock Options (right to buy)A Award	President, NJ American Water	AAward	+6,801 sh	—	—	44,431
2013-01-23	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+4,665 sh	—	—	7,641
2013-01-23	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+1,989 sh	—	—	9,630
2013-01-23	AWKAmerican Water Works Company, Inc.F Tax Payment	President, NJ American Water	FTax Payment	−2,394 sh	$38.34	−$91.8K	7,236
2013-01-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitA Award	President, NJ American Water	AAward	+1,998 sh	—	—	7,664
2013-01-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitM Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−4,665 sh	—	—	2,999
2013-01-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitA Award	President, NJ American Water	AAward	+1,989 sh	—	—	4,988
2013-01-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitM Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−1,989 sh	—	—	2,999
2013-01-23	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+4,665 sh	—	—	7,641
2013-01-23	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+1,989 sh	—	—	9,630
2013-01-23	AWKAmerican Water Works Company, Inc.F Tax Payment	President, NJ American Water	FTax Payment	−2,394 sh	$38.34	−$91.8K	7,236
2013-01-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitA Award	President, NJ American Water	AAward	+1,998 sh	—	—	7,664
2013-01-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitM Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−4,665 sh	—	—	2,999
2013-01-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitA Award	President, NJ American Water	AAward	+1,989 sh	—	—	4,988
2013-01-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitM Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−1,989 sh	—	—	2,999
2012-08-14	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+420 sh	$21.50	+$9,030	3,199
2012-08-14	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+460 sh	$21.50	+$9,890	3,659
2012-08-14	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+2,698 sh	$20.70	+$55.8K	6,357
2012-08-14	AWKAmerican Water Works Company, Inc.S Sale	President, NJ American Water	SSale	−3,578 sh	$38.00	−$136K	2,779
2012-08-14	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−420 sh	—	—	40,518
2012-08-14	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−460 sh	—	—	40,058
2012-08-14	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−2,698 sh	—	—	37,360
2012-02-23	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+1,187 sh	—	—	3,103
2012-02-23	AWKAmerican Water Works Company, Inc.F Tax Payment	President, NJ American Water	FTax Payment	−447 sh	$34.12	−$15.3K	2,656
2012-02-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitsM Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−1,187 sh	—	—	4,287
2012-02-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitsD Disposition to Issuer	President, NJ American Water	DDisposition to Issuer	−15 sh	—	—	4,272
2012-02-23	AWKAmerican Water Works Company, Inc. · Performance Stock UnitsA Award	President, NJ American Water	AAward	+1,394 sh	—	—	5,666
2012-02-23	AWKAmerican Water Works Company, Inc. · Employee Stock Options (right to buy)A Award	President, NJ American Water	AAward	+12.8K sh	—	—	40,938
2011-11-09	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+4,252 sh	$21.50	+$91.4K	6,111
2011-11-09	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+3,897 sh	$21.50	+$83.8K	10,008
2011-11-09	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+4,014 sh	$20.70	+$83.1K	14,022
2011-11-09	AWKAmerican Water Works Company, Inc.M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	+4,617 sh	$22.26	+$103K	18,639
2011-11-09	AWKAmerican Water Works Company, Inc.S Sale	President, NJ American Water	SSale	−16.8K sh	$30.82	−$517K	1,859
2011-11-09	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−4,252 sh	—	—	40,700
2011-11-09	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−3,897 sh	—	—	36,803
2011-11-09	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−4,014 sh	—	—	32,789
2011-11-09	AWKAmerican Water Works Company, Inc. · Employe Stock Option (right to buy)M Exercise/Conversion	President, NJ American Water	MExercise/Conversion	−4,617 sh	—	—	28,172
2011-02-24	AWKAmerican Water Works Company, Inc. · Performance Stock UnitA Award	President, NJ American Water	AAward	+1,605 sh	—	—	5,474
2011-02-24	AWKAmerican Water Works Company, Inc. · Employee Stock Option (right to buy)A Award	President, NJ American Water	AAward	+14K sh	—	—	44,952
2011-01-01	AWKAmerican Water Works Company, Inc.F Tax Payment	President, NJ American Water	FTax Payment	−234 sh	$25.29	−$5,917.86	1,730

Recent filings

Accepted (ET)
Mar 74
Baker David K0001181431-13-015450
SEC(opens sec.gov)
Feb 254
Baker David K0001181431-13-012322
SEC(opens sec.gov)
Jan 254
Baker David K0001181431-13-004828
SEC(opens sec.gov)
Jan 254
Baker David K0001181431-13-004829
SEC(opens sec.gov)

Companies

American Water Works Company, Inc.President, NJ American WaterAWK

Address

1025 LAUREL OAK ROAD

VOORHEES, NJ, 08043