Insider · CIK 0001493030

Hardy John A.

Reports to the SEC for 1 company · HOUSTON, TX

Transactions

Companies

Filings

CIK

0001493030

Forms 4 and 5

Insider transactions

3 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-09-16	EQSEQUUS TOTAL RETURN, INC.A Award	Director, CEO, 10% Owner	AAward	+134K sh	$2.51	+$336K	3,861,706
2020-07-16	EQSEQUUS TOTAL RETURN, INC.P Purchase	Director, CEO, 10% Owner	PPurchase	+3.23M sh	$1.17	+$3.78M	3,728,024
2017-03-17	EQSEQUUS TOTAL RETURN, INC.P Purchase	Director, CEO, 10% Owner	PPurchase	+500K sh	$2.40	+$1.2M	500,000

700 LOUISIANA ST. 41ST FLOOR

HOUSTON, TX, 77002