Insider · CIK 0001502765

Kaplan Richard A

Reports to the SEC for 1 company · ROCHESTER, NY

sec.gov

Transactions

Companies

Filings

CIK

0001502765

Forms 4 and 5

Insider transactions

42 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-08-16	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+60K sh	$200000.00	+$12B	60,000
2019-08-16	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$200000.00	—	—
2018-12-26	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+40K sh	—	—	40,000
2018-12-26	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$100000.00	—	—
2018-12-12	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+40K sh	—	—	40,000
2018-12-12	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$100000.00	—	—
2018-11-07	CurAegis Technologies, Inc.J Other	Director, CEO, 10% Owner	JOther	+30K sh	$0.25	+$7,500	30,000
2018-10-12	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+20K sh	—	—	20,000
2018-10-12	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$50000.00	—	—
2018-09-30	CurAegis Technologies, Inc.J Other	Director, CEO, 10% Owner	JOther	+5,260 sh	$0.25	+$1,315	5,260
2018-09-30	CurAegis Technologies, Inc.J Other	Director, CEO, 10% Owner	JOther	+4,192 sh	$0.25	+$1,048	4,192
2018-09-30	CurAegis Technologies, Inc.J Other	Director, CEO, 10% Owner	JOther	+8,620 sh	$0.25	+$2,155	8,620
2018-09-04	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+20K sh	—	—	20,000
2018-09-04	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$50000.00	—	—
2018-08-10	CurAegis Technologies, Inc.J Other	Director, CEO, 10% Owner	JOther	+30K sh	$0.25	+$7,500	30,000
2018-07-12	CurAegis Technologies, Inc.J Other	Director, CEO, 10% Owner	JOther	+24K sh	$0.25	+$6,000	24,000
2018-07-10	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$25000.00	—	—
2018-07-10	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+10K sh	—	—	10,000
2018-06-30	CurAegis Technologies, Inc.J Other	Director, CEO, 10% Owner	JOther	+17K sh	$0.25	+$4,239.75	40,959
2018-04-17	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+270K sh	—	—	270,270
2018-04-17	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$150000.00	—	—
2017-11-07	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+25K sh	—	—	25,000
2017-11-07	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$125000.00	—	—
2017-08-10	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+25K sh	—	—	25,000
2017-08-10	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$125000.00	—	—
2017-07-12	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+20K sh	—	—	20,000
2017-07-12	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$100000.00	—	—
2016-12-16	CurAegis Technologies, Inc.Common Stock Purchase WarrantA Award	Director, CEO, 10% Owner	AAward	+57K sh	$0.25	+$14.3K	57,000
2016-12-16	CurAegis Technologies, Inc.Convertible Promissory NoteA Award	Director, CEO, 10% Owner	AAward	—	$0.25	—	—
2016-02-10	CurAegis Technologies, Inc.Series C-3 Voting Convertible Preferred StockP Purchase	Director, CEO, 10% Owner	PPurchase	+900K sh	$0.25	+$225K	900,000
2015-04-29	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+15.7K sh	$0.14	+$2,192.26	100,000
2015-04-28	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+15.7K sh	$0.14	+$2,192.26	100,000
2015-04-27	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+18.7K sh	$0.14	+$2,614.22	84,341
2015-02-02	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+23K sh	$0.19	+$4,370	65,000
2015-01-29	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+1,000 sh	$0.19	+$190	42,000
2015-01-28	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+6,000 sh	$0.19	+$1,140	41,000
2014-09-17	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+10K sh	$0.35	+$3,500	35,000
2014-08-27	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+5,000 sh	$0.34	+$1,675	15,000
2014-08-27	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+5,000 sh	$0.33	+$1,650	20,000
2014-08-27	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+5,000 sh	$0.33	+$1,650	25,000
2014-04-23	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+668 sh	$0.14	+$93.52	65,668
2013-08-26	CurAegis Technologies, Inc.P Purchase	Director, CEO, 10% Owner	PPurchase	+10K sh	$0.34	+$3,400	10,000

Recent filings

Accepted (ET)
Aug 164
Kaplan Richard A0001785561-19-000001
SEC(opens sec.gov)
Dec 274
Kaplan Richard A0001736321-18-000027
SEC(opens sec.gov)
Dec 134
Kaplan Richard A0001736321-18-000025
SEC(opens sec.gov)
Nov 84
Kaplan Richard A0001736321-18-000023
SEC(opens sec.gov)
Oct 164
Kaplan Richard A0001736321-18-000022
SEC(opens sec.gov)
Oct 14
Kaplan Richard A0001736321-18-000019
SEC(opens sec.gov)
Sep 54
Kaplan Richard A0001751955-18-000001
SEC(opens sec.gov)
Aug 234
Kaplan Richard A0001736321-18-000017
SEC(opens sec.gov)
Aug 144
Kaplan Richard A0001736321-18-000016
SEC(opens sec.gov)
Aug 94
Kaplan Richard A0001736321-18-000013
SEC(opens sec.gov)
Apr 234
Kaplan Richard A0001736321-18-000002
SEC(opens sec.gov)

Companies

CurAegis Technologies, Inc.Director, CEO, 10% Owner

Address

1999 MT. READ BLVD.

ROCHESTER, NY, 14615