Insider · CIK 0001507793

Ashenfelter Mark Jeffrey

Reports to the SEC for 2 companies · GREENWICH, CT

sec.gov

Transactions

Companies

Filings

CIK

0001507793

Forms 4 and 5

Insider transactions

15 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-03-10	OXLCOxford Lane Capital Corp.P Purchase	Director	PPurchase	+6,000 sh	$5.18	+$31.1K	30,000
2020-02-27	OXLCOxford Lane Capital Corp.P Purchase	Director	PPurchase	+6,000 sh	$8.04	+$48.3K	24,000
2018-12-20	OXLCOxford Lane Capital Corp.P Purchase	Director	PPurchase	+3,000 sh	$7.60	+$22.8K	18,000
2015-08-20	OXLCOxford Lane Capital Corp.P Purchase	Director	PPurchase	+2,500 sh	$12.52	+$31.3K	15,000
2014-03-07	OXLCOxford Lane Capital Corp.P Purchase	Director	PPurchase	+2,500 sh	$17.00	+$42.5K	12,500
2013-12-19	OXLCOxford Lane Capital Corp.P Purchase	Director	PPurchase	+1,000 sh	$17.00	+$17K	10,000
2013-02-25	OXLCOxford Lane Capital Corp.X Exercise of In-Money	Director	XExercise of In-Money	+3,000 sh	$14.50	+$43.5K	9,000
2013-02-15	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	Director	XExercise of In-Money	−6,000 sh	—	—	0
2012-04-27	OXLCOxford Lane Capital Corp.X Exercise of In-Money	Director	XExercise of In-Money	+3,000 sh	$13.75	+$41.3K	6,000
2012-04-27	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	Director	XExercise of In-Money	−3,000 sh	—	—	0
2011-08-26	OXLCOxford Lane Capital Corp.X Exercise of In-Money	Director	XExercise of In-Money	+1,000 sh	$15.00	+$15K	3,000
2011-08-26	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	Director	XExercise of In-Money	−2,000 sh	—	—	—
2011-08-26	OXLCOxford Lane Capital Corp.X Exercise of In-Money	Director	XExercise of In-Money	+666 sh	$15.00	+$9,990	2,666
2011-08-26	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	Director	XExercise of In-Money	−2,000 sh	—	—	0
2011-03-10	OXLCOxford Lane Capital Corp.P Purchase	Director	PPurchase	−2,000 sh	$19.00	−$38K	2,000

Recent filings

Accepted (ET)
Mar 134
Ashenfelter Mark Jeffrey0001213900-23-019521
SEC(opens sec.gov)
Feb 284
Ashenfelter Mark Jeffrey0001567619-20-005108
SEC(opens sec.gov)
Dec 214
Ashenfelter Mark Jeffrey0001567619-18-008477
SEC(opens sec.gov)
Aug 214
Oxford Lane Capital Corp.0001144204-15-051248
SEC(opens sec.gov)
Mar 114
Oxford Lane Capital Corp.0001144204-14-014866
SEC(opens sec.gov)
Dec 194
Oxford Lane Capital Corp.0001144204-13-068256
SEC(opens sec.gov)
Feb 264
Ashenfelter Mark Jeffrey0001144204-13-011241
SEC(opens sec.gov)
Apr 304
Ashenfelter Mark Jeffrey0001144204-12-025043
SEC(opens sec.gov)
Sep 24/A
Ashenfelter Mark Jeffrey0001144204-11-051122
SEC(opens sec.gov)
Aug 264
Ashenfelter Mark Jeffrey0001144204-11-050150
SEC(opens sec.gov)
Mar 114
Ashenfelter Mark Jeffrey0001144204-11-014183
SEC(opens sec.gov)

Companies

Address

C/O OXFORD LANE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255

GREENWICH, CT, 06830