Insider · CIK 0001510195

Taube Seth

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001510195

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-01-19	MEDLEY MANAGEMENT INC.C Conversion	Director, Co-CEO and CIO, 10% Owner	CConversion	+450K sh	—	—	450,000
2021-01-19	MEDLEY MANAGEMENT INC.Medley LLC UnitsC Conversion	Director, Co-CEO and CIO, 10% Owner	CConversion	−450K sh	—	—	49,999
2021-01-18	MEDLEY MANAGEMENT INC.Medley LLC UnitsJ Other	Director, Co-CEO and CIO, 10% Owner	JOther	+500K sh	—	—	499,999
2021-01-17	MEDLEY MANAGEMENT INC.Medley LLC UnitsJ Other	Director, Co-CEO and CIO, 10% Owner	JOther	−90.9K sh	—	—	0
2021-01-17	MEDLEY MANAGEMENT INC.Medley LLC UnitsJ Other	Director, Co-CEO and CIO, 10% Owner	JOther	−90.9K sh	—	—	0
2021-01-17	MEDLEY MANAGEMENT INC.Medley LLC UnitsJ Other	Director, Co-CEO and CIO, 10% Owner	JOther	−818K sh	—	—	0
2019-10-28	PFXPhenixFIN CorpS Sale	Director, 10% Owner	SSale	−5.98M sh	—	—	0
2019-10-25	PFXPhenixFIN CorpS Sale	Director, 10% Owner	SSale	−1.78M sh	—	—	5,978,350
2017-07-10	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+12.1K sh	$6.40	+$77.5K	7,756,938
2017-07-07	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+92.1K sh	$6.35	+$585K	7,744,829
2017-07-06	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+106K sh	$6.38	+$676K	7,652,713
2017-07-05	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+50K sh	$6.40	+$320K	7,546,781
2017-07-03	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+15K sh	$6.40	+$96K	7,496,732
2017-06-30	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+3,039 sh	$6.40	+$19.4K	7,481,733
2017-06-29	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+33.1K sh	$6.40	+$212K	7,478,694
2017-06-28	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+102K sh	$6.36	+$650K	7,445,580
2017-06-27	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+136K sh	$6.35	+$864K	7,343,428
2017-06-26	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+38.3K sh	$6.39	+$245K	7,207,274
2017-06-23	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+118K sh	$6.33	+$745K	7,168,987
2017-06-22	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+154K sh	$6.26	+$962K	7,051,154
2017-06-21	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+154K sh	$6.24	+$959K	6,897,443
2017-06-20	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+154K sh	$6.34	+$975K	6,743,732
2017-06-19	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+95.7K sh	$6.39	+$612K	6,590,021
2017-06-16	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+162K sh	$6.32	+$1.03M	6,494,308
2017-06-15	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+162K sh	$6.26	+$1.01M	6,332,096
2017-06-14	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+143K sh	$6.24	+$896K	6,169,884
2017-06-13	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+162K sh	$6.26	+$1.01M	6,026,387
2017-06-12	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+162K sh	$6.18	+$1M	5,864,175
2017-06-09	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+195K sh	$6.14	+$1.2M	5,701,963
2017-06-08	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+195K sh	$6.15	+$1.2M	5,506,996
2017-06-07	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+195K sh	$6.09	+$1.19M	5,312,029
2017-06-06	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+195K sh	$6.06	+$1.18M	5,117,062
2017-06-05	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+195K sh	$6.08	+$1.19M	4,922,095
2017-06-02	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+169K sh	$6.12	+$1.04M	4,291,001
2017-06-01	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+169K sh	$6.14	+$1.04M	4,121,972
2017-06-01	Sierra Total Return FundP Purchase	Director, Chief Executive Officer	PPurchase	+80K sh	$25.00	+$2M	80,000
2017-05-31	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+117K sh	$6.11	+$717K	3,952,943
2017-05-30	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+169K sh	$6.10	+$1.03M	4,271,772
2017-05-26	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+134K sh	$6.06	+$809K	4,102,743
2017-05-25	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+134K sh	$6.08	+$811K	3,969,194
2017-05-24	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+134K sh	$6.11	+$815K	3,835,645
2017-05-23	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+125K sh	$6.13	+$766K	3,702,096
2017-05-22	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+134K sh	$6.15	+$821K	3,577,169
2017-05-19	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+101K sh	$6.22	+$630K	3,443,620
2017-05-18	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+101K sh	$6.23	+$632K	3,342,244
2017-05-17	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+101K sh	$6.15	+$624K	3,240,868
2017-05-16	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+95K sh	$6.16	+$585K	3,139,492
2017-05-15	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+55.2K sh	$6.14	+$339K	3,044,506
2017-05-12	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+80K sh	$6.17	+$494K	2,989,355
2017-05-11	PFXPhenixFIN CorpP Purchase	Director, 10% Owner	PPurchase	+49.9K sh	$6.16	+$307K	2,909,355

Recent filings

Accepted (ET)
Jan 204
Taube Seth0000905718-21-000073
SEC(opens sec.gov)
Oct 294
Taube Seth0001213900-19-021383
SEC(opens sec.gov)
Jul 124
Medley Capital Corp0001144204-17-036575
SEC(opens sec.gov)
Jul 74
Medley Capital Corp0001144204-17-036171
SEC(opens sec.gov)
Jul 34
Medley Capital Corp0001144204-17-035487
SEC(opens sec.gov)
Jun 284
Medley Capital Corp0001144204-17-034729
SEC(opens sec.gov)
Jun 234
Medley Capital Corp0001144204-17-033900
SEC(opens sec.gov)

Companies

Address

C/O MEDLEY CAPITAL CORPORATION 375 PARK AVENUE, SUITE 3304

NEW YORK, NY, 10152