Insider · CIK 0001516553

Norwood Gregory W

Reports to the SEC for 1 company · BUFFALO, NY

sec.gov

Transactions

Companies

Filings

CIK

0001516553

Forms 4 and 5

Insider transactions

35 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCD Disposition to Issuer	SEVP, Chief Financial Officer	DDisposition to Issuer	−297K sh	—	—	0
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCD Disposition to Issuer	SEVP, Chief Financial Officer	DDisposition to Issuer	−2,000 sh	—	—	0
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCD Disposition to Issuer	SEVP, Chief Financial Officer	DDisposition to Issuer	−371 sh	—	—	0
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)D Disposition to Issuer	SEVP, Chief Financial Officer	DDisposition to Issuer	−33.1K sh	—	—	0
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)D Disposition to Issuer	SEVP, Chief Financial Officer	DDisposition to Issuer	−28.5K sh	—	—	0
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)D Disposition to Issuer	SEVP, Chief Financial Officer	DDisposition to Issuer	−53.1K sh	—	—	0
2016-04-24	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	SEVP, Chief Financial Officer	FTax Payment	−18.8K sh	$10.70	−$201K	296,929
2016-03-30	FIRST NIAGARA FINANCIAL GROUP INCA Award	SEVP, Chief Financial Officer	AAward	+41.8K sh	—	—	315,708
2016-03-28	FIRST NIAGARA FINANCIAL GROUP INCA Award	SEVP, Chief Financial Officer	AAward	+13.8K sh	—	—	290,145
2016-03-28	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	SEVP, Chief Financial Officer	FTax Payment	−16.2K sh	$9.78	−$159K	273,913
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	SEVP, Chief Financial Officer	MExercise/Conversion	+56.1K sh	$9.84	+$552K	321,205
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	SEVP, Chief Financial Officer	MExercise/Conversion	+57K sh	$8.86	+$505K	378,194
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	SEVP, Chief Financial Officer	MExercise/Conversion	+26.5K sh	$9.27	+$246K	404,724
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCD Disposition to Issuer	SEVP, Chief Financial Officer	DDisposition to Issuer	−122K sh	$10.69	−$1.3M	282,866
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	SEVP, Chief Financial Officer	FTax Payment	−6,557 sh	$10.69	−$70.1K	276,309
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)M Exercise/Conversion	SEVP, Chief Financial Officer	MExercise/Conversion	−56.1K sh	—	—	0
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)M Exercise/Conversion	SEVP, Chief Financial Officer	MExercise/Conversion	−57K sh	—	—	28,495
2015-12-22	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)M Exercise/Conversion	SEVP, Chief Financial Officer	MExercise/Conversion	−26.5K sh	—	—	53,060
2015-04-27	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	SEVP, Chief Financial Officer	FTax Payment	−11.4K sh	$8.86	−$101K	265,129
2015-03-30	FIRST NIAGARA FINANCIAL GROUP INCA Award	SEVP, Chief Financial Officer	AAward	+56.1K sh	—	—	276,540
2014-12-31	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	SEVP, Chief Financial Officer	FTax Payment	−1,336 sh	$8.44	−$11.3K	220,423
2014-11-12	FIRST NIAGARA FINANCIAL GROUP INCP Purchase	SEVP, Chief Financial Officer	PPurchase	+10K sh	$7.60	+$76K	221,759
2014-01-24	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	SEVP, Chief Financial Officer	FTax Payment	−6,350 sh	$10.34	−$65.7K	167,369
2013-12-31	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	SEVP, Chief Financial Officer	FTax Payment	−5,343 sh	$10.55	−$56.4K	173,719
2013-04-24	FIRST NIAGARA FINANCIAL GROUP INCA Award	SEVP, Chief Financial Officer	AAward	+41.6K sh	—	—	179,062
2013-03-28	FIRST NIAGARA FINANCIAL GROUP INCA Award	SEVP, Chief Financial Officer	AAward	+43.9K sh	—	—	137,428
2013-03-28	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)A Award	SEVP, Chief Financial Officer	AAward	+85.5K sh	—	—	85,484
2012-08-02	FIRST NIAGARA FINANCIAL GROUP INCP Purchase	SEVP, Chief Financial Officer	PPurchase	+10K sh	$7.47	+$74.7K	93,523
2012-04-27	FIRST NIAGARA FINANCIAL GROUP INCA Award	SEVP, Chief Financial Officer	AAward	+30.9K sh	—	—	83,523
2012-03-30	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)A Award	SEVP, Chief Financial Officer	AAward	+56.1K sh	—	—	56,076
2011-12-14	FIRST NIAGARA FINANCIAL GROUP INCP Purchase	SEVP, Chief Financial Officer	PPurchase	+2,000 sh	$25.00	+$50K	2,000
2011-08-11	FIRST NIAGARA FINANCIAL GROUP INCP Purchase	SEVP, Chief Financial Officer	PPurchase	+7,500 sh	$10.66	+$80K	52,659
2011-04-04	FIRST NIAGARA FINANCIAL GROUP INCA Award	SEVP, Chief Financial Officer	AAward	+28.9K sh	—	—	28,902
2011-04-04	FIRST NIAGARA FINANCIAL GROUP INCA Award	SEVP, Chief Financial Officer	AAward	+16.3K sh	—	—	45,159
2011-04-04	FIRST NIAGARA FINANCIAL GROUP INCNon-qualified Stock Option (Right to Buy)A Award	SEVP, Chief Financial Officer	AAward	+33.1K sh	—	—	33,096

Recent filings

Accepted (ET)
Aug 24
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000466
SEC(opens sec.gov)
Apr 264
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000298
SEC(opens sec.gov)
Mar 304
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000286
SEC(opens sec.gov)
Dec 234
FIRST NIAGARA FINANCIAL GROUP INC0001051741-15-000236
SEC(opens sec.gov)
Apr 284
FIRST NIAGARA FINANCIAL GROUP INC0001051741-15-000097
SEC(opens sec.gov)
Apr 14
FIRST NIAGARA FINANCIAL GROUP INC0001051741-15-000078
SEC(opens sec.gov)

Companies

FIRST NIAGARA FINANCIAL GROUP INCSEVP, Chief Financial Officer

Address

726 EXCHANGE STREET SUITE 618

BUFFALO, NY, 14210