Insider · CIK 0001543399

Valdes Luis E.

Reports to the SEC for 1 company · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001543399

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-12-20	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+26 sh	—	—	27,668
2023-09-29	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+28 sh	—	—	27,642
2023-06-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+25 sh	—	—	27,614
2021-03-05	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Executive Chairman, Latam	AAward	+55K sh	—	—	54,990
2021-02-23	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+4,189 sh	—	—	64,062
2020-03-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+1,121 sh	—	—	59,873
2020-02-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+8,073 sh	—	—	67,453
2020-02-24	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Executive Chairman, Latam	AAward	+79.8K sh	—	—	79,810
2019-12-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+503 sh	—	—	59,380
2019-09-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+486 sh	—	—	58,709
2019-07-18	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	+11.8K sh	$51.33	+$607K	70,052
2019-07-18	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−11.8K sh	$59.54	−$704K	58,223
2019-07-18	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	−11.8K sh	—	—	0
2019-06-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+660 sh	—	—	58,223
2019-06-24	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	+27.7K sh	$37.88	+$1.05M	105,146
2019-06-24	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−27.7K sh	$57.67	−$1.6M	77,485
2019-06-24	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−20K sh	$57.67	−$1.15M	57,485
2019-06-24	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	−27.7K sh	—	—	0
2019-05-13	PFGPRINCIPAL FINANCIAL GROUP INCG Gift	Executive Chairman, Latam	GGift	−350 sh	—	—	77,485
2019-02-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+16.3K sh	—	—	77,747
2019-02-25	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Executive Chairman, Latam	AAward	+76.9K sh	—	—	76,940
2018-08-09	PFGPRINCIPAL FINANCIAL GROUP INCG Gift	Executive Chairman, Latam	GGift	−355 sh	—	—	61,240
2018-02-26	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	+27.7K sh	$37.38	+$1.03M	79,981
2018-02-26	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−27.7K sh	$64.02	−$1.77M	52,319
2018-02-26	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	−27.7K sh	—	—	27,661
2018-02-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+9,072 sh	—	—	61,446
2018-02-26	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Executive Chairman, Latam	AAward	+51.8K sh	—	—	51,810
2017-12-14	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	+27.7K sh	$37.38	+$1.03M	99,981
2017-12-14	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−27.7K sh	$70.04	−$1.94M	72,319
2017-12-14	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−20K sh	$70.04	−$1.4M	52,319
2017-12-14	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	−27.7K sh	—	—	55,323
2017-11-24	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	Executive Chairman, Latam	FTax Payment	−9,761 sh	$68.65	−$670K	72,319
2017-10-09	PFGPRINCIPAL FINANCIAL GROUP INCG Gift	Executive Chairman, Latam	GGift	−234 sh	—	—	82,080
2017-09-29	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+148 sh	—	—	82,314
2017-06-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+144 sh	—	—	82,109
2017-05-16	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	+10.4K sh	$60.10	+$624K	92,284
2017-05-16	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−10.4K sh	$64.00	−$664K	81,909
2017-05-16	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	−10.4K sh	—	—	0
2017-05-05	PFGPRINCIPAL FINANCIAL GROUP INCG Gift	Executive Chairman, Latam	GGift	−308 sh	—	—	81,909
2017-04-20	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	+37.3K sh	$44.88	+$1.67M	119,472
2017-04-20	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−37.3K sh	$63.00	−$2.35M	82,217
2017-04-20	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	+23.7K sh	$51.33	+$1.21M	105,873
2017-04-20	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−23.7K sh	$63.00	−$1.49M	82,217
2017-04-20	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	−37.3K sh	—	—	0
2017-04-20	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Chairman, Latam	MExercise/Conversion	−23.7K sh	—	—	11,829
2017-04-13	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Executive Chairman, Latam	SSale	−10K sh	$62.00	−$620K	82,217
2017-03-31	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+142 sh	—	—	92,217
2017-02-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+11K sh	—	—	92,019
2017-02-27	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Executive Chairman, Latam	AAward	+49.3K sh	—	—	49,275
2016-12-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Executive Chairman, Latam	AAward	+145 sh	—	—	81,046

Recent filings

Accepted (ET)
Dec 224
Valdes Luis E.0001062993-23-023151
SEC(opens sec.gov)
Oct 34
Valdes Luis E.0001062993-23-018888
SEC(opens sec.gov)
Jul 54
Valdes Luis E.0001062993-23-014586
SEC(opens sec.gov)
Mar 94
Valdes Luis E.0001126328-21-000115
SEC(opens sec.gov)
Feb 254
Valdes Luis E.0001126328-21-000099
SEC(opens sec.gov)
Mar 314
Valdes Luis E.0001126328-20-000117
SEC(opens sec.gov)
Feb 264
Valdes Luis E.0001126328-20-000086
SEC(opens sec.gov)
Dec 314
Valdes Luis E.0001126328-19-000278
SEC(opens sec.gov)
Oct 14
Valdes Luis E.0001126328-19-000233
SEC(opens sec.gov)
Jul 224
Valdes Luis E.0001126328-19-000201
SEC(opens sec.gov)
Jul 24
Valdes Luis E.0001126328-19-000197
SEC(opens sec.gov)
Jun 264
Valdes Luis E.0001126328-19-000172
SEC(opens sec.gov)
May 154
Valdes Luis E.0001126328-19-000153
SEC(opens sec.gov)
Feb 274
Valdes Luis E.0001126328-19-000104
SEC(opens sec.gov)

Companies

PRINCIPAL FINANCIAL GROUP INCExecutive Chairman, LatamPFG

Address

711 HIGH STREET

DES MOINES, IA, 50392