Insider · CIK 0001550168

BLACK WINSTON L III

Reports to the SEC for 1 company · FRISCO, TX

sec.gov

Transactions

Companies

Filings

CIK

0001550168

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-08-31	SWKHSWK Holdings CorpM Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	+50K sh	$13.70	+$685K	126,663
2022-08-31	SWKHSWK Holdings CorpM Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	+75K sh	$12.50	+$938K	201,663
2022-08-31	SWKHSWK Holdings CorpF Tax Payment	Chief Executive Officer	FTax Payment	−102K sh	$17.48	−$1.78M	99,737
2022-08-31	SWKHSWK Holdings Corp · Employee Stock Option (right to buy)M Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	−50K sh	—	—	50,000
2022-08-31	SWKHSWK Holdings Corp · Employee Stock Option (right to buy)M Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	−75K sh	—	—	0
2022-08-31	SWKHSWK Holdings CorpM Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	+50K sh	$13.70	+$685K	126,663
2022-08-31	SWKHSWK Holdings CorpM Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	+75K sh	$12.50	+$938K	201,663
2022-08-31	SWKHSWK Holdings CorpF Tax Payment	Chief Executive Officer	FTax Payment	−102K sh	$17.48	−$1.78M	99,737
2022-08-31	SWKHSWK Holdings Corp · Employee Stock Option (right to buy)M Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	−50K sh	—	—	0
2022-08-31	SWKHSWK Holdings Corp · Employee Stock Option (right to buy)M Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	−75K sh	—	—	0
2021-12-31	SWKHSWK Holdings CorpM Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	+75K sh	$8.30	+$623K	127,094
2021-12-31	SWKHSWK Holdings CorpF Tax Payment	Chief Executive Officer	FTax Payment	−50.4K sh	$19.63	−$990K	76,663
2021-12-31	SWKHSWK Holdings Corp · Employee Stock Option (right to buy)M Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	−75K sh	—	—	0
2020-06-15	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+2,600 sh	—	—	52,094
2019-12-13	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+500 sh	$12.00	+$6,000	48,994
2019-12-13	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+500 sh	$11.75	+$5,875	49,494
2019-09-13	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+100 sh	$11.30	+$1,130	47,794
2019-09-13	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+500 sh	$11.30	+$5,650	48,294
2019-09-13	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+100 sh	$11.30	+$1,130	48,394
2019-09-13	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+100 sh	$11.30	+$1,130	48,494
2019-09-11	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+200 sh	$10.75	+$2,150	47,694
2019-01-28	SWKHSWK Holdings CorpA Award	Chief Executive Officer	AAward	+37.5K sh	—	—	47,494
2019-01-28	SWKHSWK Holdings Corp · Common Stock Right to BuyA Award	Chief Executive Officer	AAward	+75K sh	—	—	250,000
2017-05-19	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+400 sh	$11.05	+$4,420	9,994
2017-05-18	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+500 sh	$11.00	+$5,500	9,594
2015-08-27	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+1,001 sh	$1.45	+$1,451.45	90,940
2015-08-25	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+2,000 sh	$1.44	+$2,880	89,939
2014-11-26	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+24.2K sh	$0.86	+$20.8K	87,939
2014-08-18	SWKHSWK Holdings Corp · Common Stock Right to BuyM Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	+500K sh	—	—	500,000
2014-08-18	SWKHSWK Holdings Corp · Common Stock Right to BuyM Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	+500K sh	—	—	500,000
2013-05-21	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+8,700 sh	$0.80	+$6,916.5	63,701
2013-05-20	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+5,000 sh	$0.79	+$3,950	55,001
2012-05-30	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+28.7K sh	$0.84	+$24.1K	50,001
2012-05-29	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+12.5K sh	$0.84	+$10.5K	21,300
2012-05-25	SWKHSWK Holdings CorpP Purchase	Chief Executive Officer	PPurchase	+8,800 sh	$0.82	+$7,216	8,800
2012-05-14	SWKHSWK Holdings Corp · COMMON STOCK (RIGHT TO BUY)M Exercise/Conversion	Chief Executive Officer	MExercise/Conversion	+750K sh	—	—	750,000

Recent filings

Accepted (ET)
Sep 214/A
BLACK WINSTON L III0000947871-22-001009
SEC(opens sec.gov)
Sep 74
BLACK WINSTON L III0001550168-22-000001
SEC(opens sec.gov)
Jan 34
BLACK WINSTON L III0000947871-22-000002
SEC(opens sec.gov)
Jun 164
BLACK WINSTON L III0001550168-20-000001
SEC(opens sec.gov)
Dec 164
BLACK WINSTON L III0001550168-19-000003
SEC(opens sec.gov)
Sep 134
BLACK WINSTON L III0001550168-19-000002
SEC(opens sec.gov)

Companies

SWK Holdings CorpChief Executive OfficerSWKH

Address

5951 BEACON HILL DRIVE

FRISCO, TX, 75034