Insider · CIK 0001564378

Agarwal Rahul N

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001564378

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-21	CIFC LLCD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−65.9K sh	$11.36	−$749K	29,735
2016-11-21	CIFC LLCD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−29.7K sh	$11.36	−$338K	0
2016-11-21	CIFC LLCShare OptionD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−100K sh	—	—	0
2016-09-30	CIFC LLCF Tax Payment	Chief Financial Officer	FTax Payment	−1,496 sh	$11.17	−$16.7K	95,668
2016-06-30	CIFC LLCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+4,045 sh	—	—	97,164
2016-06-30	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−4,045 sh	—	—	24,273
2016-03-31	CIFC LLCF Tax Payment	Chief Financial Officer	FTax Payment	−1,495 sh	$7.10	−$10.6K	23,141
2016-03-31	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−4,045 sh	—	—	28,318
2016-03-31	CIFC LLCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+4,045 sh	—	—	24,636
2016-02-09	CIFC LLCRestricted Share UnitsA Award	Chief Financial Officer	AAward	+26.5K sh	—	—	26,455
2016-02-09	CIFC LLCRestricted Share UnitsA Award	Chief Financial Officer	AAward	+15.5K sh	—	—	41,955
2015-12-31	CIFC Corp.F Tax Payment	Chief Financial Officer	FTax Payment	−6,840 sh	$5.58	−$38.2K	20,591
2015-12-31	CIFC Corp.Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−16.2K sh	—	—	32,363
2015-12-31	CIFC Corp.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+16.2K sh	—	—	27,431
2015-12-21	CIFC Corp.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,750 sh	—	—	11,250
2015-12-21	CIFC Corp.Performance SharesM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,750 sh	—	—	3,750
2014-12-30	CIFC Corp.Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+48.5K sh	—	—	48,544
2014-12-21	CIFC Corp.Performance SharesM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,750 sh	—	—	7,500
2014-12-21	CIFC Corp.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,750 sh	—	—	7,500
2013-12-21	CIFC Corp.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,750 sh	—	—	3,750
2013-12-21	CIFC Corp.Performance SharesM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,750 sh	—	—	11,250
2013-10-09	CIFC Corp.Performance SharesA Award	Chief Financial Officer	AAward	+15K sh	—	—	15,000

Recent filings

Accepted (ET)
Nov 234
CIFC LLC0001649709-16-000113
SEC(opens sec.gov)
Oct 44
CIFC LLC0001649709-16-000094
SEC(opens sec.gov)
Jul 54
CIFC LLC0001649709-16-000042
SEC(opens sec.gov)
May 64
CIFC LLC0001649709-16-000029
SEC(opens sec.gov)
Apr 44
CIFC LLC0001649709-16-000026
SEC(opens sec.gov)
Feb 174
CIFC LLC0001559651-16-000004
SEC(opens sec.gov)
Jan 54
CIFC Corp.0001649709-16-000001
SEC(opens sec.gov)
Dec 234
CIFC Corp.0001313918-15-000030
SEC(opens sec.gov)
Jan 24
CIFC Corp.0001564378-15-000002
SEC(opens sec.gov)
Dec 224
CIFC Corp.0001564378-14-000006
SEC(opens sec.gov)
Jan 174
CIFC Corp.0001313918-14-000003
SEC(opens sec.gov)

Companies

Address

CIFC CORP. 250 PARK AVENUE; 4TH FLOOR

NEW YORK, NY, 10177