MATHIS DANIEL ROY

CIK 00015720762 companiesIRVINE, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001572076

Recent Transactions

17 trades

Disposition to Issuer
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-10-06−35,181→ 0 total
Disposition to Issuer
SQUARE 1 FINANCIAL INC
Restricted Stock Units
2015-10-06−1,031→ 0 total
Disposition to Issuer
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-10-06−16,000→ 0 total
Exercise/Conversion
SQUARE 1 FINANCIAL INC
Stock Option (Right to Buy)
2015-08-20−15,000→ 0 total
Exercise/Conversion
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-08-20$6.00/sh+15,000→ 36,212 total
Exercise/Conversion
SQUARE 1 FINANCIAL INC
Stock Option (Right to Buy)
2015-05-15−10,000→ 15,000 total
Exercise/Conversion
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-05-15$6.00/sh+10,000→ 21,212 total
Award
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-02-03+1,031→ 11,212 total
Exercise of In-Money
SQUARE 1 FINANCIAL INC
Warrants to purchase Class A Common Stock
2014-08-12$10.00/sh−4,000→ 0 total
Exercise of In-Money
SQUARE 1 FINANCIAL INC
Class A Common Stock
2014-08-12$10.00/sh+4,000→ 10,181 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-06-12$13.01/sh+2,000→ 5,000 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-06-12$12.93/sh+600→ 600 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-06-12$12.94/sh+200→ 800 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-06-12$12.99/sh+500→ 5,500 total
Sale
BANC OF CALIFORNIA, INC.$BANC
Warrant
2013-06-11$500.00/sh−25,000→ 0 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-03-13$11.27/sh+1,000→ 3,000 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-03-05$10.96/sh+2,000→ 2,000 total

Companies

Recent Filings

Address

C/O FIRST PACTRUST BANCORP INC. 18500 VON KARMAN AVE, SUITE 1100

IRVINE, CA, 92612

View on SEC.gov