Insider · CIK 0001572076

MATHIS DANIEL ROY

Reports to the SEC for 2 companies · IRVINE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001572076

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-10-06	SQUARE 1 FINANCIAL INCD Disposition to Issuer	Director	DDisposition to Issuer	−35.2K sh	—	—	0
2015-10-06	SQUARE 1 FINANCIAL INCD Disposition to Issuer	Director	DDisposition to Issuer	−16K sh	—	—	0
2015-10-06	SQUARE 1 FINANCIAL INCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−1,031 sh	—	—	0
2015-08-20	SQUARE 1 FINANCIAL INCM Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$6.00	+$90K	36,212
2015-08-20	SQUARE 1 FINANCIAL INCStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	—	—	0
2015-05-15	SQUARE 1 FINANCIAL INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$6.00	+$60K	21,212
2015-05-15	SQUARE 1 FINANCIAL INCStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	15,000
2015-02-03	SQUARE 1 FINANCIAL INCA Award	Director	AAward	+1,031 sh	—	—	11,212
2014-08-12	SQUARE 1 FINANCIAL INCX Exercise of In-Money	Director	XExercise of In-Money	+4,000 sh	$10.00	+$40K	10,181
2014-08-12	SQUARE 1 FINANCIAL INCWarrants to purchase Class A Common StockX Exercise of In-Money	Director	XExercise of In-Money	−4,000 sh	$10.00	−$40K	0
2013-06-12	BANCBANC OF CALIFORNIA, INC.P Purchase	Director	PPurchase	+600 sh	$12.93	+$7,758	600
2013-06-12	BANCBANC OF CALIFORNIA, INC.P Purchase	Director	PPurchase	+2,000 sh	$13.01	+$26K	5,000
2013-06-12	BANCBANC OF CALIFORNIA, INC.P Purchase	Director	PPurchase	+500 sh	$12.99	+$6,495	5,500
2013-06-12	BANCBANC OF CALIFORNIA, INC.P Purchase	Director	PPurchase	+200 sh	$12.94	+$2,588	800
2013-06-11	BANCBANC OF CALIFORNIA, INC. · WarrantS Sale	Director	SSale	−25K sh	$500.00	−$12.5M	0
2013-03-13	BANCBANC OF CALIFORNIA, INC.P Purchase	Director	PPurchase	+1,000 sh	$11.27	+$11.3K	3,000
2013-03-05	BANCBANC OF CALIFORNIA, INC.P Purchase	Director	PPurchase	+2,000 sh	$10.96	+$21.9K	2,000

Recent filings

Accepted (ET)
Oct 84
SQUARE 1 FINANCIAL INC0001104659-15-069907
SEC(opens sec.gov)
Aug 264
SQUARE 1 FINANCIAL INC0001329799-15-000085
SEC(opens sec.gov)
May 194
SQUARE 1 FINANCIAL INC0001329799-15-000067
SEC(opens sec.gov)
Feb 54
SQUARE 1 FINANCIAL INC0001329799-15-000010
SEC(opens sec.gov)
Aug 144
Square 1 Financial Inc0001329799-14-000028
SEC(opens sec.gov)
Jun 134
FIRST PACTRUST BANCORP INC0001415889-13-001189
SEC(opens sec.gov)
Jun 114
FIRST PACTRUST BANCORP INC0001415889-13-001178
SEC(opens sec.gov)
Mar 134
MATHIS DANIEL ROY0001415889-13-000400
SEC(opens sec.gov)

Companies

Address

C/O FIRST PACTRUST BANCORP INC. 18500 VON KARMAN AVE, SUITE 1100

IRVINE, CA, 92612