Insider · CIK 0001573791

Harvey Mark James

Reports to the SEC for 1 company · ADELAIDE, C3

sec.gov

Transactions

Companies

Filings

CIK

0001573791

Forms 4 and 5

Insider transactions

46 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-07-01	SANWS&W Seed CoA Award	Director	AAward	+99.7K sh	—	—	118,410
2021-12-15	SANWS&W Seed CoA Award	Director	AAward	+1,320 sh	—	—	27,305
2020-12-23	SANWS&W Seed CoA Award	Director	AAward	+1,420 sh	—	—	25,985
2020-02-04	SANWS&W Seed CoA Award	Director	AAward	+1,736 sh	—	—	24,565
2020-02-04	SANWS&W Seed CoA Award	Director	AAward	+27.2K sh	—	—	50,028
2018-07-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+780 sh	—	—	22,829
2018-07-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−780 sh	—	—	0
2018-04-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	21,949
2018-04-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	780
2018-01-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	21,277
2018-01-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	1,552
2017-12-22	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+8,570 sh	$3.50	+$30K	20,505
2017-12-22	SANWS&W Seed Co · Subscription Rights (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−8,570 sh	—	—	0
2017-10-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	11,935
2017-10-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	2,324
2017-07-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	11,163
2017-07-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	3,096
2017-04-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	10,391
2017-04-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	3,868
2017-01-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	9,619
2017-01-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	4,640
2016-10-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	7,782
2016-10-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+1,065 sh	—	—	8,847
2016-10-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	5,412
2016-10-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,065 sh	—	—	0
2016-07-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	5,944
2016-07-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+1,065 sh	—	—	7,009
2016-07-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	6,184
2016-07-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,065 sh	—	—	1,066
2016-04-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	4,108
2016-04-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+1,064 sh	—	—	5,172
2016-04-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	6,956
2016-04-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,064 sh	—	—	2,131
2016-02-29	SANWS&W Seed CoX Exercise of In-Money	Director	XExercise of In-Money	+24.1K sh	$4.15	+$100K	212,096
2016-02-29	SANWS&W Seed Co · Subscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−24.1K sh	—	—	0
2016-01-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+772 sh	—	—	2,272
2016-01-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+1,064 sh	—	—	3,336
2016-01-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−772 sh	—	—	7,728
2016-01-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,064 sh	—	—	3,195
2015-12-11	SANWS&W Seed Co · Restricted Stock UnitsA Award	Director	AAward	+4,259 sh	—	—	4,259
2015-10-01	SANWS&W Seed CoM Exercise/Conversion	Director	MExercise/Conversion	+1,500 sh	—	—	1,500
2015-10-01	SANWS&W Seed Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,500 sh	—	—	8,500
2015-07-15	SANWS&W Seed Co · Restricted Stock UnitsA Award	Director	AAward	+10K sh	—	—	10,000
2014-12-09	SANWS&W Seed Co · Common Stock Option (Right to Buy)A Award	Director	AAward	+7,000 sh	—	—	7,000
2014-12-09	SANWS&W Seed Co · Common Stock Option (Right to Buy)A Award	Director	AAward	+7,000 sh	—	—	7,000
2014-01-31	SANWS&W Seed Co · Common Stock Option (Right to Buy)A Award	Director	AAward	+7,000 sh	—	—	7,000

Recent filings

Accepted (ET)
Jul 24
Harvey Mark James0001415889-24-018948
SEC(opens sec.gov)
Dec 174
Harvey Mark James0001209191-21-070294
SEC(opens sec.gov)
Dec 284
Harvey Mark James0001209191-20-065228
SEC(opens sec.gov)
Mar 274/A
Harvey Mark James0001209191-20-021367
SEC(opens sec.gov)
Feb 64
Harvey Mark James0001209191-20-007306
SEC(opens sec.gov)
Jul 34
Harvey Mark James0001249155-18-000038
SEC(opens sec.gov)
Apr 34
Harvey Mark James0001249155-18-000027
SEC(opens sec.gov)
Jan 34
Harvey Mark James0001249155-18-000002
SEC(opens sec.gov)
Dec 264
Harvey Mark James0001249155-17-000088
SEC(opens sec.gov)
Oct 34
Harvey Mark James0001249155-17-000070
SEC(opens sec.gov)
Jul 54
S&W Seed Co0001249155-17-000048
SEC(opens sec.gov)
Apr 44
S&W Seed Co0001249155-17-000031
SEC(opens sec.gov)
Jan 44
S&W Seed Co0001249155-17-000006
SEC(opens sec.gov)

Companies

S&W Seed CoDirectorSANW

Address

UNIT 5, 13-15 KING WILLIAM ROAD, UNLEY

ADELAIDE, C3, 5061