Insider · CIK 0001587346

Alala Joseph B III

Reports to the SEC for 1 company · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001587346

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-06-13	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+2,576 sh	$9.17	+$23.6K	12,187
2019-05-01	Logan Ridge Finance Corp.J Other	Director, See Remarks	JOther	−21.2K sh	—	—	0
2018-06-01	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−80.2K sh	—	—	0
2018-06-01	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	+80.2K sh	—	—	534,637.85
2018-06-01	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−238K sh	—	—	0
2018-06-01	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−238K sh	—	—	0
2017-12-01	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+260 sh	$7.62	+$1,981.2	360
2017-12-01	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+260 sh	$7.62	+$1,981.2	360
2017-11-14	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+20K sh	$7.78	+$156K	445,433.425
2017-11-14	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+9,000 sh	$7.80	+$70.2K	454,433.425
2017-11-13	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+60K sh	$7.76	+$466K	425,433.425
2017-09-25	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−181K sh	—	—	237,739.425
2017-09-25	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−181K sh	—	—	237,739.425
2017-09-25	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	+60.2K sh	—	—	365,433.425
2017-09-25	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−60.2K sh	—	—	80,204.425
2017-09-24	Logan Ridge Finance Corp.D Disposition to Issuer	Director, See Remarks	DDisposition to Issuer	+2,854.722 sh	—	—	5,559.722
2017-09-24	Logan Ridge Finance Corp.AwardsD Disposition to Issuer	Director, See Remarks	DDisposition to Issuer	−24K sh	—	—	418,294.08
2017-09-24	Logan Ridge Finance Corp.D Disposition to Issuer	Director, See Remarks	DDisposition to Issuer	+21.1K sh	—	—	21,245.278
2017-09-24	Logan Ridge Finance Corp.D Disposition to Issuer	Director, See Remarks	DDisposition to Issuer	−24K sh	—	—	418,294.08
2017-09-21	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+100 sh	$9.12	+$911.8	100
2017-09-21	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+100 sh	$9.11	+$910.6	100
2017-08-11	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+9,611 sh	$9.00	+$86.5K	9,611
2016-09-25	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−63.2K sh	—	—	442,294.08
2016-09-25	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	+20.1K sh	—	—	305,280.17
2016-09-25	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−20.1K sh	—	—	140,357.68
2016-09-25	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−63.2K sh	—	—	442,294.08
2015-12-23	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+85K sh	$11.60	+$985K	285,229.17
2015-12-15	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+4,075 sh	$11.98	+$48.8K	200,279.17
2015-09-23	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+7,420 sh	$13.35	+$99.1K	196,204.17
2015-09-15	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−71.2K sh	—	—	523,482.85
2015-09-15	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	+25.1K sh	—	—	188,784
2015-09-15	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−25.1K sh	—	—	160,408.85
2015-09-15	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−71.2K sh	—	—	523,482.85
2015-09-15	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−89.1K sh	—	—	505,479.08
2015-09-15	Logan Ridge Finance Corp.M Exercise/Conversion	Director, See Remarks	MExercise/Conversion	+25.1K sh	—	—	188,784.17
2015-09-15	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−25.1K sh	—	—	160,408.68
2015-09-15	Logan Ridge Finance Corp.AwardsM Exercise/Conversion	Director, See Remarks	MExercise/Conversion	−89.1K sh	—	—	505,479.08
2015-08-24	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+7,500 sh	$13.25	+$99.4K	163,682
2015-08-13	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+1,220 sh	$14.89	+$18.2K	156,182
2015-08-13	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+5,380 sh	$14.94	+$80.4K	154,962
2015-05-20	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+5,800 sh	$17.15	+$99.5K	149,582
2015-05-19	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+5,800 sh	$17.10	+$99.2K	143,782
2015-03-23	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+7,409 sh	$18.76	+$139K	137,982
2015-02-26	Logan Ridge Finance Corp.AwardsA Award	Director, See Remarks	AAward	+186K sh	—	—	185,510.85
2015-02-26	Logan Ridge Finance Corp.AwardsA Award	Director, See Remarks	AAward	−595K sh	—	—	594,598.85
2014-12-22	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+8,751 sh	$20.00	+$175K	130,573
2014-11-25	Logan Ridge Finance Corp.P Purchase	Director, See Remarks	PPurchase	+10K sh	$18.75	+$188K	121,822
2014-09-23	Logan Ridge Finance Corp.J Other	Director, See Remarks	JOther	+15K sh	$20.00	+$300K	111,822
2014-09-23	Logan Ridge Finance Corp.J Other	Director, See Remarks	JOther	−40.5K sh	$20.00	−$810K	311,365
2014-09-23	Logan Ridge Finance Corp.J Other	Director, See Remarks	JOther	−14.7K sh	$18.41	−$271K	296,665

Recent filings

Accepted (ET)
Feb 204
Alala Joseph B III0001104659-20-023096
SEC(opens sec.gov)
Jun 144
Alala Joseph B III0001144204-19-030918
SEC(opens sec.gov)
Jun 54
Alala Joseph B III0001144204-18-032762
SEC(opens sec.gov)
Dec 44
Alala Joseph B III0001144204-17-062260
SEC(opens sec.gov)
Nov 154
Alala Joseph B III0001144204-17-059258
SEC(opens sec.gov)
Sep 254
Alala Joseph B III0001144204-17-049530
SEC(opens sec.gov)

Companies

Logan Ridge Finance Corp.Director, See Remarks

Address

C/O CAPITALA FINANCE CORP. 4201 CONGRESS STREET, SUITE 360

CHARLOTTE, NC, 28209