Insider · CIK 0001607173

CARVALHO ANTHONY

Reports to the SEC for 1 company · REDWOOD CITY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001607173

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-02-02	YuMe IncStock Options (right to buy)D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−63.2K sh	—	—	0
2018-02-02	YuMe IncStock Options (right to buy)D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−50K sh	—	—	0
2018-02-02	YuMe IncStock Options (right to buy)D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−4,725 sh	—	—	0
2018-02-02	YuMe IncU Disposition from Tender	EVP, Chief Financial Officer	UDisposition from Tender	−126K sh	—	—	0
2018-02-02	YuMe IncRestricted Stock UnitsD Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−787 sh	—	—	0
2018-02-02	YuMe IncRestricted Stock UnitsD Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−5,000 sh	—	—	0
2018-02-02	YuMe IncRestricted Stock UnitsD Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−54K sh	—	—	0
2018-02-02	YuMe IncRestricted Stock UnitsD Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−60.6K sh	—	—	0
2017-12-08	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+5,000 sh	—	—	127,542
2017-12-08	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	5,000
2017-12-08	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−1,880 sh	$3.77	−$7,087.6	125,662
2017-09-03	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+12.1K sh	—	—	127,099
2017-09-03	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−4,557 sh	$5.16	−$23.5K	122,542
2017-09-03	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−12.1K sh	—	—	60,622
2017-09-02	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+18K sh	—	—	121,734
2017-09-02	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−6,759 sh	$5.16	−$34.9K	114,975
2017-09-02	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−18K sh	—	—	53,950
2017-05-22	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−787 sh	—	—	787
2017-05-22	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+787 sh	—	—	104,047
2017-05-22	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−296 sh	$4.34	−$1,284.64	103,751
2017-03-03	YuMe IncRestricted Stock UnitsA Award	EVP, Chief Financial Officer	AAward	+72.7K sh	—	—	72,746
2017-03-02	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−6,597 sh	$3.63	−$23.9K	103,260
2017-03-02	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−18K sh	—	—	71,933
2017-03-02	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+18K sh	—	—	109,857
2017-02-26	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+23.7K sh	—	—	102,223
2017-02-26	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−10.4K sh	$3.60	−$37.3K	91,873
2017-02-26	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−23.7K sh	—	—	0
2016-12-08	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−1,880 sh	$3.55	−$6,674	78,561
2016-12-08	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+5,000 sh	—	—	80,441
2016-12-08	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	10,000
2016-09-02	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−18K sh	—	—	89,917
2016-09-02	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−6,759 sh	$3.38	−$22.8K	75,441
2016-09-02	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+18K sh	—	—	82,200
2016-08-26	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−23.7K sh	—	—	23,662
2016-08-26	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−8,893 sh	$3.36	−$29.9K	64,217
2016-08-26	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+23.7K sh	—	—	73,110
2016-05-22	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+788 sh	—	—	49,745
2016-05-22	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−297 sh	$3.70	−$1,098.9	49,448
2016-05-22	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−788 sh	—	—	1,574
2016-04-01	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−1,250 sh	—	—	0
2016-04-01	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+1,250 sh	—	—	49,427
2016-04-01	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−470 sh	$3.74	−$1,757.8	48,957
2016-03-02	YuMe IncRestricted Stock UnitsA Award	EVP, Chief Financial Officer	AAward	+108K sh	—	—	107,900
2016-02-26	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−9,644 sh	$3.67	−$35.4K	47,402
2016-02-26	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+23.7K sh	—	—	57,046
2016-02-26	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−23.7K sh	—	—	47,324
2015-12-08	YuMe IncRestricted Stock UnitsM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	15,000
2015-12-08	YuMe IncM Exercise/Conversion	EVP, Chief Financial Officer	MExercise/Conversion	+5,000 sh	—	—	35,264
2015-12-08	YuMe IncF Tax Payment	EVP, Chief Financial Officer	FTax Payment	−1,880 sh	$3.07	−$5,771.6	33,384
2015-08-27	YuMe IncS Sale	EVP, Chief Financial Officer	SSale	−10.5K sh	$2.46	−$25.8K	30,264

Recent filings

Accepted (ET)
Feb 64
CARVALHO ANTHONY0001437749-18-001840
SEC(opens sec.gov)
Dec 124
CARVALHO ANTHONY0001437749-17-020589
SEC(opens sec.gov)
Sep 64
CARVALHO ANTHONY0001437749-17-015648
SEC(opens sec.gov)
May 234
YuMe Inc0001140361-17-022054
SEC(opens sec.gov)

Companies

YuMe IncEVP, Chief Financial Officer

Address

C/O YUME, INC. 1204 MIDDLEFIELD ROAD

REDWOOD CITY, CA, 94063