Insider · CIK 0001612844

Lady Patricia

Reports to the SEC for 1 company · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001612844

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-02-01	Pfenex Inc.Stock Option (right to buy)A Award	Chief Accounting Officer	AAward	+78.4K sh	—	—	78,407
2017-05-16	Pfenex Inc.M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,000 sh	$0.31	+$620	5,500
2017-05-16	Pfenex Inc.S Sale	Chief Accounting Officer	SSale	−2,000 sh	$4.78	−$9,568.8	3,500
2017-05-16	Pfenex Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,000 sh	—	—	33,519
2017-03-01	Pfenex Inc.Stock Option (right to buy)A Award	Chief Accounting Officer	AAward	+25K sh	—	—	25,000
2016-11-21	Pfenex Inc.S Sale	Chief Accounting Officer	SSale	−2,000 sh	$9.87	−$19.7K	2,800
2016-11-21	Pfenex Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,000 sh	—	—	35,519
2016-11-21	Pfenex Inc.M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,000 sh	$0.31	+$620	4,800
2016-08-18	Pfenex Inc.S Sale	Chief Accounting Officer	SSale	−2,000 sh	$9.42	−$18.8K	2,800
2016-08-18	Pfenex Inc.M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,000 sh	$0.31	+$620	4,800
2016-08-18	Pfenex Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,000 sh	—	—	37,519
2016-05-24	Pfenex Inc.S Sale	Chief Accounting Officer	SSale	−2,000 sh	$6.52	−$13K	2,100
2016-05-24	Pfenex Inc.M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,000 sh	$0.31	+$620	4,100
2016-05-24	Pfenex Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,000 sh	—	—	39,519
2016-02-01	Pfenex Inc.Stock Option (right to buy)A Award	Chief Accounting Officer	AAward	+35K sh	—	—	34,975
2015-11-18	Pfenex Inc.M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,000 sh	$0.31	+$620	3,400
2015-11-18	Pfenex Inc.S Sale	Chief Accounting Officer	SSale	−2,000 sh	$14.05	−$28.1K	1,400
2015-11-18	Pfenex Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,000 sh	—	—	41,519
2015-09-03	Pfenex Inc.M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,000 sh	$0.31	+$620	3,400
2015-09-03	Pfenex Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,000 sh	—	—	43,519
2015-09-03	Pfenex Inc.S Sale	Chief Accounting Officer	SSale	−2,000 sh	$20.48	−$41K	1,400
2015-02-02	Pfenex Inc.Stock Option (right to buy)A Award	Chief Accounting Officer	AAward	+27K sh	—	—	27,000

Recent filings

Accepted (ET)
Feb 24
Lady Patricia0000899243-18-002756
SEC(opens sec.gov)
May 174
Pfenex Inc.0000899243-17-013587
SEC(opens sec.gov)
Mar 24
Pfenex Inc.0000899243-17-006103
SEC(opens sec.gov)
Nov 224
Pfenex Inc.0000899243-16-034156
SEC(opens sec.gov)
Aug 184
Pfenex Inc.0000899243-16-027620
SEC(opens sec.gov)
May 254
Pfenex Inc.0000899243-16-020908
SEC(opens sec.gov)
Feb 14
Pfenex Inc.0000899243-16-012484
SEC(opens sec.gov)
Nov 194
Pfenex Inc.0000899243-15-008526
SEC(opens sec.gov)
Sep 44
Pfenex Inc.0000899243-15-004508
SEC(opens sec.gov)

Companies

Pfenex Inc.Chief Accounting Officer

Address

C/O PFENEX INC., 10790 ROSELLE STREET

SAN DIEGO, CA, 92121