Insider · CIK 0001618779

Banks Sam L.

Reports to the SEC for 2 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001618779

Forms 4 and 5

Insider transactions

18 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-05-31	Yuma Energy, Inc.F Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−4,337 sh	$0.40	−$1,734.8	2,517,063
2018-02-06	Yuma Energy, Inc.A Award	Director, Chief Executive Officer, 10% Owner	AAward	+200K sh	—	—	2,596,947
2018-02-06	Yuma Energy, Inc.F Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−75.5K sh	$1.15	−$86.9K	2,521,400
2017-10-03	Yuma Energy, Inc.P Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+300K sh	$1.00	+$300K	2,396,993
2017-05-31	Yuma Energy, Inc.F Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−4,338 sh	$1.77	−$7,678.26	2,096,993
2017-04-20	Yuma Energy, Inc.Stock OptionsA Award	Director, Chief Executive Officer, 10% Owner	AAward	+362K sh	—	—	361,702
2017-04-20	Yuma Energy, Inc.Stock Appreciation Right (cash settled)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+193K sh	—	—	193,182
2017-01-03	Yuma Energy, Inc.F Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−807 sh	$3.76	−$3,034.32	2,101,331
2016-10-18	Yuma Energy, Inc.A Award	Director, President and CEO, 10% Owner	AAward	+511K sh	—	—	42,233,596
2016-10-18	Yuma Energy, Inc.F Tax Payment	Director, President and CEO, 10% Owner	FTax Payment	−191K sh	$0.24	−$45.8K	42,042,764
2016-05-31	Yuma Energy, Inc.F Tax Payment	Director, President and CEO, 10% Owner	FTax Payment	−86.8K sh	$0.26	−$22.6K	41,722,667
2015-10-05	Yuma Energy, Inc.A Award	Director, President and CEO, 10% Owner	AAward	+127K sh	—	—	41,809,419
2015-08-18	Yuma Energy, Inc.Stock Appreciation RightA Award	Director, President and CEO, 10% Owner	AAward	+571K sh	—	—	570,595
2015-08-18	Yuma Energy, Inc.A Award	Director, President and CEO, 10% Owner	AAward	+569K sh	—	—	41,682,074
2015-05-20	Yuma Energy, Inc.F Tax Payment	Director, President and CEO, 10% Owner	FTax Payment	−10.4K sh	$0.85	−$8,803.45	41,112,619
2015-05-18	Yuma Energy, Inc.D Disposition to Issuer	Director, President and CEO, 10% Owner	DDisposition to Issuer	−30.7K sh	$0.92	−$28.3K	41,122,976
2014-09-10	Yuma Energy, Inc.A Award	Director, President and CEO, 10% Owner	AAward	+282K sh	—	—	41,153,717
2014-09-10	Yuma Energy, Inc.A Award	Director, President and CEO, 10% Owner	AAward	+40.9M sh	—	—	40,871,229

Recent filings

Accepted (ET)
Jun 144
Banks Sam L.0001654954-18-006683
SEC(opens sec.gov)
Feb 84
Banks Sam L.0001654954-18-001235
SEC(opens sec.gov)
Oct 54
Banks Sam L.0001654954-17-009178
SEC(opens sec.gov)
Jun 204
Yuma Energy, Inc.0001654954-17-005740
SEC(opens sec.gov)
Apr 244
Yuma Energy, Inc.0001654954-17-003579
SEC(opens sec.gov)
Jan 54
Yuma Energy, Inc.0001354488-17-000043
SEC(opens sec.gov)
Oct 204
Yuma Energy, Inc.0001354488-16-008391
SEC(opens sec.gov)
Jul 124
Yuma Energy, Inc.0001354488-16-008053
SEC(opens sec.gov)
Oct 74
Yuma Energy, Inc.0001354488-15-004567
SEC(opens sec.gov)
Aug 204
Yuma Energy, Inc.0001354488-15-004018
SEC(opens sec.gov)
May 224
Yuma Energy, Inc.0001354488-15-002694
SEC(opens sec.gov)
May 204
Yuma Energy, Inc.0001354488-15-002630
SEC(opens sec.gov)
Sep 224
Yuma Energy, Inc.0001354488-14-004757
SEC(opens sec.gov)

Companies

Address

1177 WEST LOOP SOUTH SUITE 1825

HOUSTON, TX, 77027