Insider · CIK 0001621886

Garfield David R

Reports to the SEC for 1 company · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001621886

Forms 4 and 5

Insider transactions

35 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-03-01	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+12.6K sh	$46.77	+$588K	29,044
2019-03-01	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)A Award	EVP and General Counsel	AAward	+40.5K sh	—	—	40,519
2018-11-05	SCHWSCHWAB CHARLES CORPF Tax Payment	EVP and General Counsel	FTax Payment	−1,627 sh	$46.95	−$76.4K	16,469
2018-05-07	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+15K sh	$26.39	+$396K	33,084
2018-05-07	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+12.8K sh	$30.17	+$386K	45,870
2018-05-07	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+9,556 sh	$42.99	+$411K	55,426
2018-05-07	SCHWSCHWAB CHARLES CORPS Sale	EVP and General Counsel	SSale	−9,556 sh	$57.01	−$545K	45,870
2018-05-07	SCHWSCHWAB CHARLES CORPS Sale	EVP and General Counsel	SSale	−12.8K sh	$57.01	−$729K	33,084
2018-05-07	SCHWSCHWAB CHARLES CORPS Sale	EVP and General Counsel	SSale	−15K sh	$57.01	−$854K	18,096
2018-05-07	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−15K sh	—	—	29,977
2018-05-07	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−9,556 sh	—	—	28,671
2018-05-07	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−12.8K sh	—	—	12,786
2018-03-02	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+6,184 sh	$51.62	+$319K	18,096
2018-03-01	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)A Award	EVP and General Counsel	AAward	+31.8K sh	—	—	31,767
2017-11-03	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+35.1K sh	$28.44	+$997K	48,693
2017-11-03	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+25.6K sh	$30.17	+$772K	74,265
2017-11-03	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+15K sh	$26.39	+$396K	89,253
2017-11-03	SCHWSCHWAB CHARLES CORPS Sale	EVP and General Counsel	SSale	−15K sh	$44.58	−$668K	74,265
2017-11-03	SCHWSCHWAB CHARLES CORPS Sale	EVP and General Counsel	SSale	−25.6K sh	$44.58	−$1.14M	48,693
2017-11-03	SCHWSCHWAB CHARLES CORPS Sale	EVP and General Counsel	SSale	−35.1K sh	$44.58	−$1.56M	13,624
2017-11-03	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−15K sh	—	—	44,965
2017-11-03	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−25.6K sh	—	—	25,572
2017-11-03	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−35.1K sh	—	—	11,690
2017-11-03	SCHWSCHWAB CHARLES CORPF Tax Payment	EVP and General Counsel	FTax Payment	−1,712 sh	$44.69	−$76.5K	87,541
2017-03-02	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+1,485 sh	$42.51	+$63.1K	13,624
2017-03-01	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)A Award	EVP and General Counsel	AAward	+38.2K sh	—	—	38,227
2016-11-03	SCHWSCHWAB CHARLES CORPF Tax Payment	EVP and General Counsel	FTax Payment	−1,233 sh	$31.22	−$38.5K	12,139
2016-03-02	SCHWSCHWAB CHARLES CORPM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+1,485 sh	$26.54	+$39.4K	13,372
2016-03-01	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)A Award	EVP and General Counsel	AAward	+60K sh	—	—	59,953
2015-11-03	SCHWSCHWAB CHARLES CORPF Tax Payment	EVP and General Counsel	FTax Payment	−1,232 sh	$31.45	−$38.7K	11,887
2015-03-02	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)A Award	EVP and General Counsel	AAward	+51.1K sh	—	—	51,144
2015-03-02	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)A Award	EVP and General Counsel	AAward	+51.1K sh	—	—	51,144
2015-03-02	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)A Award	EVP and General Counsel	AAward	+51.1K sh	—	—	51,144
2014-11-03	SCHWSCHWAB CHARLES CORPA Award	EVP and General Counsel	AAward	+13.1K sh	$28.59	+$375K	13,119
2014-11-03	SCHWSCHWAB CHARLES CORP · Nonqualified Stock Option (right to buy)A Award	EVP and General Counsel	AAward	+46.8K sh	—	—	46,759

Recent filings

Accepted (ET)
Mar 54
Garfield David R0001225208-19-004576
SEC(opens sec.gov)
Nov 74
Garfield David R0001225208-18-015294
SEC(opens sec.gov)
May 74
Garfield David R0001225208-18-008845
SEC(opens sec.gov)
Mar 54
Garfield David R0001225208-18-005349
SEC(opens sec.gov)
Nov 74
Garfield David R0001225208-17-017042
SEC(opens sec.gov)
Nov 34
Garfield David R0001225208-17-016903
SEC(opens sec.gov)

Companies

SCHWAB CHARLES CORPEVP and General CounselSCHW

Address

211 MAIN STREET

SAN FRANCISCO, CA, 94105