Insider · CIK 0001628097

Bauman James L

Reports to the SEC for 2 companies · ST. PAUL, MN

sec.gov

Transactions

Companies

Filings

CIK

0001628097

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−19 sh	$200.31	−$3,805.89	25,102.848
2019-02-11	MMM3M CO · Non-qualified Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−16.1K sh	—	—	0
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−20 sh	$200.25	−$4,005	27,874.848
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−400 sh	$200.26	−$80.1K	27,474.848
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−851 sh	$200.27	−$170K	26,623.848
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−619 sh	$200.28	−$124K	26,004.848
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−883 sh	$200.30	−$177K	25,121.848
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−700 sh	$200.33	−$140K	24,402.848
2019-02-11	MMM3M COM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+16.1K sh	$78.72	+$1.26M	40,467.848
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−11.4K sh	$200.22	−$2.28M	29,077.848
2019-02-11	MMM3M COS Sale	Executive Vice President	SSale	−1,183 sh	$200.24	−$237K	27,894.848
2019-02-05	MMM3M COF Tax Payment	Executive Vice President	FTax Payment	−216.569 sh	—	—	24,362.079
2019-02-05	MMM3M CO · Incentive Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+33.2K sh	—	—	33,172
2019-02-05	MMM3M COA Award	Executive Vice President	AAward	+6,828.905 sh	—	—	24,578.648
2019-02-05	MMM3M COF Tax Payment	Executive Vice President	FTax Payment	−175.8 sh	—	—	24,402.848
2019-02-05	MMM3M CO · Incentive Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+33.2K sh	—	—	33,172
2019-02-05	MMM3M COA Award	Executive Vice President	AAward	+6,828.905 sh	—	—	24,578.648
2018-02-06	MMM3M CO · Non-qualified Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+34.1K sh	—	—	34,103
2018-02-06	MMM3M CO · Non-qualified Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+34.1K sh	—	—	34,103
2018-02-06	MMM3M COA Award	Executive Vice President	AAward	+4,881.191 sh	—	—	17,497.131
2018-02-06	MMM3M COA Award	Executive Vice President	AAward	+4,881.191 sh	—	—	17,497.131
2018-02-06	MMM3M COF Tax Payment	Executive Vice President	FTax Payment	−144 sh	—	—	17,353.131
2018-02-06	MMM3M COF Tax Payment	Executive Vice President	FTax Payment	−115 sh	—	—	17,382.131
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−200 sh	$247.68	−$49.5K	18,194.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−200 sh	$247.69	−$49.5K	17,994.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.70	−$24.8K	17,894.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−515 sh	$247.71	−$128K	17,379.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−213 sh	$247.74	−$52.8K	17,166.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−225 sh	$247.76	−$55.7K	16,841.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−200 sh	$247.77	−$49.6K	16,641.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.80	−$24.8K	16,541.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.83	−$24.8K	16,441.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−400 sh	$247.84	−$99.1K	16,041.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.85	−$24.8K	15,941.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.86	−$24.8K	15,841.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−300 sh	$247.87	−$74.4K	15,541.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.89	−$24.8K	15,441.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.75	−$24.8K	17,066.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−1,376 sh	$247.92	−$341K	14,065.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.93	−$24.8K	13,965.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−250 sh	$247.94	−$62K	13,715.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$247.99	−$24.8K	13,615.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−100 sh	$248.01	−$24.8K	13,515.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−700 sh	$248.08	−$174K	12,815.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−200 sh	$248.09	−$49.6K	12,615.94
2018-02-02	MMM3M CO · Non-qualified Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−11.7K sh	—	—	0
2018-02-02	MMM3M COM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+11.7K sh	$54.11	+$631K	24,275.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−989 sh	$246.84	−$244K	23,286.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−1,100 sh	$247.22	−$272K	22,186.94
2018-02-02	MMM3M COS Sale	Executive Vice President	SSale	−125 sh	$247.25	−$30.9K	22,061.94

Recent filings

Accepted (ET)
Feb 194/A
Bauman James L0001127602-19-006791
SEC(opens sec.gov)
Feb 134
Bauman James L0001127602-19-005578
SEC(opens sec.gov)
Feb 74
Bauman James L0001127602-19-004417
SEC(opens sec.gov)
Feb 204/A
Bauman James L0001127602-18-007287
SEC(opens sec.gov)

Companies

Address

3M CENTER

ST. PAUL, MN, 55144-1000