Insider · CIK 0001654522

Kim Roy

Reports to the SEC for 1 company · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001654522

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-10-19	CAPSTEAD MORTGAGE CORPD Disposition to Issuer	Senior Vice President	DDisposition to Issuer	−392K sh	—	—	0
2021-10-19	CAPSTEAD MORTGAGE CORPRestricted Stock UnitsM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−144K sh	—	—	0
2021-10-19	CAPSTEAD MORTGAGE CORPM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+144K sh	—	—	391,644
2021-02-25	CAPSTEAD MORTGAGE CORPM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+16.3K sh	—	—	247,339
2021-02-25	CAPSTEAD MORTGAGE CORPRestricted Stock UnitsM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−41.9K sh	—	—	144,305
2021-01-08	CAPSTEAD MORTGAGE CORPA Award	Senior Vice President	AAward	+56.7K sh	$5.69	+$322K	231,055
2021-01-08	CAPSTEAD MORTGAGE CORPPerformance UnitsA Award	Senior Vice President	AAward	+56.7K sh	—	—	186,165
2020-03-05	CAPSTEAD MORTGAGE CORPP Purchase	Senior Vice President	PPurchase	+10.8K sh	$7.63	+$82.4K	174,377
2020-01-02	CAPSTEAD MORTGAGE CORPA Award	Senior Vice President	AAward	+41K sh	$7.86	+$322K	163,577
2020-01-02	CAPSTEAD MORTGAGE CORPPerformance UnitsA Award	Senior Vice President	AAward	+41K sh	—	—	165,510
2019-03-08	CAPSTEAD MORTGAGE CORPRestricted Stock UnitsM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−44.4K sh	—	—	124,480
2019-03-08	CAPSTEAD MORTGAGE CORPM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+8,928 sh	—	—	122,547
2019-01-03	CAPSTEAD MORTGAGE CORPA Award	Senior Vice President	AAward	+46.6K sh	$6.76	+$315K	113,619
2019-01-03	CAPSTEAD MORTGAGE CORPPerformance UnitsA Award	Senior Vice President	AAward	+46.6K sh	—	—	124,480
2018-10-31	CAPSTEAD MORTGAGE CORPP Purchase	Senior Vice President	PPurchase	+10K sh	$6.76	+$67.6K	67,022
2018-01-03	CAPSTEAD MORTGAGE CORPPerformance UnitsA Award	Senior Vice President	AAward	+41.9K sh	—	—	122,303
2018-01-03	CAPSTEAD MORTGAGE CORPA Award	Senior Vice President	AAward	+27.9K sh	$8.60	+$240K	57,022
2017-01-03	CAPSTEAD MORTGAGE CORPA Award	Senior Vice President	AAward	+18K sh	$10.41	+$187K	29,116
2017-01-03	CAPSTEAD MORTGAGE CORPPerformance UnitsA Award	Senior Vice President	AAward	+36K sh	—	—	80,443
2016-02-01	CAPSTEAD MORTGAGE CORPA Award	Senior Vice President	AAward	+11.1K sh	$9.32	+$103K	11,105
2016-02-01	CAPSTEAD MORTGAGE CORPPerformance UnitsA Award	Senior Vice President	AAward	+44.4K sh	—	—	44,420

Recent filings

Accepted (ET)
Oct 214
Kim Roy0000899243-21-041090
SEC(opens sec.gov)
Mar 14
Kim Roy0001209191-21-015216
SEC(opens sec.gov)
Jan 114
Kim Roy0001209191-21-003138
SEC(opens sec.gov)
Mar 54
Kim Roy0001209191-20-016657
SEC(opens sec.gov)
Jan 64
Kim Roy0001209191-20-001583
SEC(opens sec.gov)
Mar 114
Kim Roy0001209191-19-018358
SEC(opens sec.gov)
Jan 74
Kim Roy0001209191-19-002633
SEC(opens sec.gov)
Oct 314
Kim Roy0001209191-18-056688
SEC(opens sec.gov)
Jan 44
Kim Roy0001209191-18-002147
SEC(opens sec.gov)
Jan 54
CAPSTEAD MORTGAGE CORP0001593968-17-000061
SEC(opens sec.gov)
Feb 34
CAPSTEAD MORTGAGE CORP0001654522-16-000002
SEC(opens sec.gov)

Companies

CAPSTEAD MORTGAGE CORPSenior Vice President

Address

5929 GLENDORA AVENUE

DALLAS, TX, 75230