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Insider · CIK 0001686153

Allen Richard T

Reports to the SEC for 1 company · SAN CARLOS, CA

Transactions

9

Companies

1

Filings

3

CIK

0001686153

Forms 4 and 5

Insider transactions

9 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-02-01	BCDABioCardia, Inc. · Stock Option (right to buy)A Award	Vice President of Quality	AAward	+70K sh	—	—	70,000
2017-10-03	BCDABioCardia, Inc.M Exercise/Conversion	Vice President of Quality	MExercise/Conversion	+233K sh	$0.15	+$34.9K	807,591
2017-10-03	BCDABioCardia, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Vice President of Quality	MExercise/Conversion	−575K sh	—	—	703,525
2017-10-03	BCDABioCardia, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Vice President of Quality	MExercise/Conversion	−233K sh	—	—	802,870
2017-10-03	BCDABioCardia, Inc.M Exercise/Conversion	Vice President of Quality	MExercise/Conversion	+586K sh	$0.15	+$87.9K	585,875
2017-10-03	BCDABioCardia, Inc.M Exercise/Conversion	Vice President of Quality	MExercise/Conversion	+237K sh	$0.15	+$35.6K	823,125
2017-10-03	BCDABioCardia, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Vice President of Quality	MExercise/Conversion	−586K sh	—	—	692,399
2017-10-03	BCDABioCardia, Inc.M Exercise/Conversion	Vice President of Quality	MExercise/Conversion	+575K sh	$0.15	+$86.2K	574,749
2017-10-03	BCDABioCardia, Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Vice President of Quality	MExercise/Conversion	−237K sh	—	—	798,462

Recent filings

3

Accepted (ET)
Mar 224
Allen Richard T0001437749-18-005231
SEC(opens sec.gov)
Feb 54/A
Allen Richard T0001437749-18-001603
SEC(opens sec.gov)
Oct 54
Allen Richard T0001437749-17-016912
SEC(opens sec.gov)

Companies

1

BioCardia, Inc.Vice President of QualityBCDA

Address

C/O BIOCARDIA, INC. 125 SHOREWAY ROAD, SUITE B

SAN CARLOS, CA, 94070