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Insider · CIK 0001705165

Berk Adam

Reports to the SEC for 1 company · BOCA RATON, FL

Transactions

19

Companies

1

Filings

3

CIK

0001705165

Forms 4 and 5

Insider transactions

19 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-02-03	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+225K sh	$0.83	+$187K	7,448,174
2020-11-05	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+3.2M sh	$0.30	+$960K	7,223,174
2020-07-21	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+319K sh	$0.41	+$131K	2,897,038
2020-07-17	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+64.5K sh	$0.41	+$26.4K	2,961,498
2020-07-17	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+30K sh	$0.41	+$12.3K	2,991,498
2020-07-17	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+30K sh	$0.41	+$12.3K	3,021,498
2020-07-17	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+100K sh	$0.41	+$41K	3,121,498
2020-07-17	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+120K sh	$0.41	+$49.2K	3,241,498
2020-07-17	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+782K sh	$0.41	+$320K	4,023,174
2019-10-01	Stem Holdings, Inc.J Other	Director, Chief Executive Officer	JOther	+1.56M sh	$0.90	+$1.41M	2,578,216
2019-06-16	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+300K sh	$1.61	+$483K	1,014,866
2019-03-04	Stem Holdings, Inc.OptionsA Award	Director, Chief Executive Officer	AAward	+200K sh	$0.10	+$20K	200,000
2018-08-16	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+300K sh	$2.40	+$720K	714,886
2018-07-16	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+100K sh	$2.40	+$240K	414,886
2018-06-01	Stem Holdings, Inc.Stock OptionA Award	Director, Chief Executive Officer	AAward	+50K sh	$2.40	+$120K	100,000
2018-06-01	Stem Holdings, Inc.Stock OptionA Award	Director, Chief Executive Officer	AAward	+1M sh	$2.40	+$2.4M	1,100,000
2018-06-01	Stem Holdings, Inc.Stock OptionA Award	Director, Chief Executive Officer	AAward	+50K sh	$2.40	+$120K	1,150,000
2017-08-09	Stem Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+100K sh	$2.40	+$240K	314,886
2017-06-01	Stem Holdings, Inc.Stock OptionA Award	Director, Chief Executive Officer	AAward	+50K sh	$2.40	+$120K	50,000

Recent filings

3

Accepted (ET)
Sep 104
Berk Adam0001493152-21-022355
SEC(opens sec.gov)
Oct 254
Berk Adam0001493152-19-016025
SEC(opens sec.gov)
Dec 184
Berk Adam0001493152-18-017664
SEC(opens sec.gov)

Companies

1

Stem Holdings, Inc.Director, Chief Executive Officer

Address

9370 GRAND ESTATES WAY

BOCA RATON, FL, 33496