Insider · CIK 0000900591

DEWOLFE RICHARD B

Reports to the SEC for 2 companies · MILTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0000900591

Forms 4 and 5

Insider transactions

24 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-11-30	Avantair, IncSenior Secured Convertible Promissory NotesA Award	Director	AAward	—	$200000.00	—	—
2012-11-30	Avantair, IncWarrants to Purchase Common Stock (right to buy)A Award	Director	AAward	+800K sh	—	—	800,000
2012-02-02	Avantair, IncDeferred SharesA Award	Director	AAward	+20K sh	—	—	20,000
2012-02-02	Avantair, IncA Award	Director	AAward	+20K sh	—	—	71,000
2011-01-19	Avantair, IncA Award	Director	AAward	+10K sh	—	—	51,000
2010-03-03	Avantair, IncA Award	Director	AAward	+3,000 sh	—	—	41,000
2009-10-19	Avantair, IncCommon Stock Warrant (right to buy)C Conversion	Director	CConversion	−40K sh	—	—	0
2009-10-19	Avantair, IncC Conversion	Director	CConversion	+25.3K sh	—	—	105,263
2009-09-25	Avantair, IncCommon Stock Warrant (right to buy)P Purchase	Director	PPurchase	+40K sh	—	—	40,000
2009-09-25	Avantair, IncA Award	Director	AAward	+80K sh	—	—	80,000
2009-05-04	Avantair, IncA Award	Director	AAward	+3,000 sh	—	—	38,000
2004-04-28	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−4,496.83 sh	—	—	0
2004-04-28	HANCOCK JOHN FINANCIAL SERVICES INCD Disposition to Issuer	Director	DDisposition to Issuer	−4,268 sh	—	—	0
2004-04-28	HANCOCK JOHN FINANCIAL SERVICES INCDirector Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2004-01-02	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsA Award	Director	AAward	+302.92 sh	$37.97	+$11.5K	4,017.49
2004-01-02	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsA Award	Director	AAward	+41.16 sh	—	—	4,058.65
2004-01-02	HANCOCK JOHN FINANCIAL SERVICES INCA Award	Director	AAward	+164 sh	—	—	4,126
2003-12-01	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsA Award	Director	AAward	+108.81 sh	$36.76	+$3,999.856	3,679.48
2003-11-03	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsA Award	Director	AAward	+282.25 sh	$35.43	+$10K	3,570.67
2003-10-01	HANCOCK JOHN FINANCIAL SERVICES INCA Award	Director	AAward	+185 sh	—	—	3,945
2003-10-01	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsA Award	Director	AAward	+459.46 sh	$33.73	+$15.5K	3,242.1
2003-10-01	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsA Award	Director	AAward	+46.32 sh	—	—	3,288.42
2003-09-02	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsA Award	Director	AAward	+127.94 sh	$31.27	+$4,000.044	2,782.64
2003-08-01	HANCOCK JOHN FINANCIAL SERVICES INCDeferred Stock UnitsA Award	Director	AAward	+126.54 sh	$31.61	+$3,999.929	2,654.7

Recent filings

Accepted (ET)
Dec 44
DEWOLFE RICHARD B0001181431-12-062348
SEC(opens sec.gov)
Apr 234/A
DEWOLFE RICHARD B0001181431-12-025091
SEC(opens sec.gov)
Feb 34
DEWOLFE RICHARD B0001181431-12-005700
SEC(opens sec.gov)
Jan 204
DEWOLFE RICHARD B0001144204-11-003092
SEC(opens sec.gov)
Mar 44
DEWOLFE RICHARD B0001144204-10-011559
SEC(opens sec.gov)
Oct 204
Avantair, Inc0001144204-09-053830
SEC(opens sec.gov)
Sep 284
DEWOLFE RICHARD B0001144204-09-050372
SEC(opens sec.gov)
May 84
DEWOLFE RICHARD B0001144204-09-024967
SEC(opens sec.gov)
Apr 304
HANCOCK JOHN FINANCIAL SERVICES INC0000736260-04-000075
SEC(opens sec.gov)
Jan 64
HANCOCK JOHN FINANCIAL SERVICES INC0000736260-04-000005
SEC(opens sec.gov)
Dec 34
HANCOCK JOHN FINANCIAL SERVICES INC0000736260-03-000080
SEC(opens sec.gov)
Nov 44
HANCOCK JOHN FINANCIAL SERVICES INC0000736260-03-000075
SEC(opens sec.gov)
Oct 24
HANCOCK JOHN FINANCIAL SERVICES INC0000736260-03-000066
SEC(opens sec.gov)

Companies

Address

C/O DEWOLFE & COMPANY, LLC P.O. BOX 299

MILTON, MA, 02186